Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Magellan Securities Inc CRD: 15986 | - | 8 | 0 | D | INACTIVE |
| Magen Financial LLC CRD: 305174 | NY | 0 | 2 | A | Active |
| Magen Wealth Management, LLC CRD: 175157 | - | 0 | 1 | - | Unknown |
| Magera Incorporated CRD: 19953 | - | 0 | 0 | A | INACTIVE |
| Maggi Investment Services, LLC CRD: 156856 | - | 0 | 4 | - | Unknown |
| Magic Opportunities Management LLC CRD: 313983 | - | 0 | 1 | - | Unknown |
| Magic Stone Alternative Private Equity Fund GP, Lt… CRD: 308916 | - | 0 | 0 | - | Unknown |
| Magic Stone Alternative Private Equity Fund GP, Lt… CRD: 335450 | - | 0 | 0 | - | Unknown |
| Magis Financial Partners CRD: 121445 | - | 0 | 0 | - | Unknown |
| Magis Group, Inc. CRD: 140625 | - | 0 | 0 | - | Unknown |
| Magis Management, LLC CRD: 169249 | - | 0 | 1 | - | Unknown |
| Magis Private Wealth Management, LLC CRD: 127889 | - | 0 | 2 | - | Unknown |
| Magis Wealth Planning CRD: 167313 | - | 0 | 0 | - | Unknown |
| Magister Capital Management, LLC CRD: 281819 | - | 0 | 0 | - | Unknown |
| Magister Wealth CRD: 170829 | - | 0 | 1 | - | Unknown |
| Maglan Capital LP CRD: 252786 | - | 0 | 0 | - | Unknown |
| Magna CRD: 30935 | - | 4 | 0 | C | INACTIVE |
| Magna Advisors CRD: 334849 | - | 0 | 1 | - | Unknown |
| Magna Investments CRD: 16511 | - | 2 | 0 | B | INACTIVE |
| Magna Securities, Inc. CRD: 19257 | - | 0 | 0 | A | INACTIVE |
| Magna VIS Capital CRD: 328173 | - | 0 | 1 | - | Unknown |
| Magnasci GP, L.L.C. CRD: 285097 | - | 0 | 0 | - | Unknown |
| Magnate Advisory Services, LLC CRD: 283056 | - | 0 | 5 | - | Unknown |
| Magner Securities, LLC CRD: 129940 | - | 0 | 0 | A | INACTIVE |
| Magnet Ventures CRD: 335197 | - | 0 | 1 | - | Unknown |
| Magnetar Asset Management LLC CRD: 285287 | - | 0 | 2 | - | Unknown |
| Magnetar Financial LLC CRD: 136045 | - | 0 | 2 | - | Unknown |
| Magnetic North Advisors CRD: 309628 | - | 0 | 0 | - | Unknown |
| Magnetic Super Angel Fund Management LLC CRD: 301792 | - | 0 | 1 | - | Unknown |
| Magnetic Ventures Management, LLC CRD: 313974 | - | 0 | 1 | - | Unknown |
| Magni Global Asset Management LLC CRD: 163440 | - | 0 | 0 | - | Unknown |
| Magnifi CRD: 309397 | - | 0 | 2 | - | Unknown |
| Magnificent Life Financial Planning CRD: 170765 | - | 0 | 0 | - | Unknown |
| Magnifina, LLC CRD: 306005 | - | 0 | 1 | - | Unknown |
| Magnify Capital Management, LLC CRD: 298389 | - | 0 | 0 | - | Unknown |
| Magnify Ventures, LLC CRD: 311593 | - | 0 | 1 | - | Unknown |
| Magnifymoney Advisor CRD: 313186 | - | 0 | 0 | - | Unknown |
| Magnitude Capital, LLC CRD: 137486 | - | 0 | 1 | - | Unknown |
| Magnolia Capital Asset Management LLC CRD: 323624 | - | 0 | 1 | - | Unknown |
| Magnolia Capital Group CRD: 281926 | - | 0 | 0 | - | Unknown |
| Magnolia Capital Management CRD: 119597 | - | 0 | 1 | - | Unknown |
| Magnolia Capital Management LLC CRD: 285717 | - | 0 | 0 | - | Unknown |
| Magnolia Freedom Wealth Management LLC CRD: 323746 | - | 0 | 0 | - | Unknown |
| Magnolia Growth Capital CRD: 322030 | - | 0 | 2 | - | Unknown |
| Magnolia Lane Capital, LLC CRD: 174638 | - | 0 | 1 | - | Unknown |
| Magnolia Lane Financial Advisors, LLC CRD: 175098 | - | 0 | 0 | - | Unknown |
| Magnolia Private Wealth, LLC CRD: 324102 | - | 0 | 3 | - | Unknown |
| Magnolia Road Capital LP CRD: 167615 | - | 0 | 0 | - | Unknown |
| Magnolia Wealth CRD: 330124 | - | 0 | 1 | - | Unknown |
| Magnolia Wealth Management LLC CRD: 314787 | - | 0 | 0 | - | Unknown |