Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Makenna & Company, Inc. CRD: 132744 | - | 0 | 2 | - | Unknown |
| Makers Environment Management Company, LLC CRD: 308893 | - | 0 | 1 | - | Unknown |
| Makers Investment Advisor II SG PTE. Ltd. CRD: 321127 | - | 0 | 0 | - | Unknown |
| Makers Investment Advisor II US Inc. CRD: 313324 | - | 0 | 1 | - | Unknown |
| Makes Cents 2 ME, Inc. CRD: 286318 | - | 0 | 0 | - | Unknown |
| Mako Capital Management, LLC CRD: 284494 | - | 0 | 0 | - | Unknown |
| Mako Financial Markets, LLC CRD: 117476 | - | 1 | 0 | B | INACTIVE |
| Mako Global Derivatives LLC CRD: 103799 | - | 2 | 0 | B | INACTIVE |
| Mako Global Investors LLP CRD: 226640 | - | 0 | 0 | - | Unknown |
| Mako USA LLP CRD: 148153 | - | 0 | 0 | A | INACTIVE |
| Mako Wealth Group CRD: 341865 | - | 0 | 1 | - | Unknown |
| Makrana Capital Management CRD: 291547 | - | 0 | 0 | - | Unknown |
| Makrod Investment Associates Inc CRD: 110325 | - | 0 | 1 | - | Unknown |
| Maks Financial Services CRD: 151798 | - | 0 | 0 | - | Unknown |
| Makuria Investment Management (UK) LLP CRD: 171487 | - | 0 | 0 | - | Unknown |
| Malabar Investments, LLC CRD: 168091 | - | 0 | 1 | - | Unknown |
| Malachite Capital Management LLC CRD: 169631 | - | 0 | 0 | - | Unknown |
| Malaga Asset Management, LLC CRD: 219512 | - | 0 | 0 | - | Unknown |
| Malaga Cove Capital, LLC CRD: 146959 | - | 0 | 1 | - | Unknown |
| Malaguti Wealth Management, LLC CRD: 172027 | - | 0 | 0 | - | Unknown |
| Malaika Ventures, LLC CRD: 323424 | - | 0 | 0 | - | Unknown |
| Malakoff Wealth CRD: 132290 | - | 0 | 3 | - | Unknown |
| Malatai Capital LLC CRD: 299975 | - | 0 | 3 | - | Unknown |
| Malaty Wealth Management CRD: 331632 | - | 0 | 0 | - | Unknown |
| Malbork Capital Management, LLC CRD: 282211 | - | 0 | 0 | - | Unknown |
| Malcolm Capital Management LLC CRD: 322512 | - | 0 | 2 | - | Unknown |
| Malcolm G. Fries & Associates, Inc. CRD: 114967 | - | 0 | 0 | - | Unknown |
| Malde Capital Management, LLC CRD: 291869 | - | 0 | 0 | - | Unknown |
| Maletis, James George CRD: 130090 | - | 0 | 0 | - | Unknown |
| Maley Financial Planning CRD: 139272 | - | 0 | 1 | - | Unknown |
| Malika Capital LLC CRD: 332632 | - | 0 | 1 | - | Unknown |
| Malkin Securities Corp. CRD: 14305 | - | 3 | 0 | C | INACTIVE |
| Mallard Advisors CRD: 168795 | - | 0 | 0 | - | Unknown |
| Mallard Securities, Inc. CRD: 19433 | - | 0 | 0 | A | INACTIVE |
| Mallard Securities, Inc. CRD: 37442 | - | 0 | 0 | A | INACTIVE |
| Mallery Financial CRD: 310425 | - | 0 | 1 | - | Unknown |
| Malleus Capital LP CRD: 298687 | - | 0 | 0 | - | Unknown |
| Malloch Wealth Management CRD: 316430 | - | 0 | 0 | - | Unknown |
| Mallon Capital Partners LLC CRD: 333248 | - | 0 | 0 | - | Unknown |
| Mallory Capital Group, LLC CRD: 108486 | CT | 0 | 2 | A | Active |
| Malloy Securiites Corp. CRD: 10284 | - | 0 | 0 | A | INACTIVE |
| Malnik Wealth Management, LLC CRD: 311814 | - | 0 | 2 | - | Unknown |
| Malone & Associates, Inc. CRD: 10412 | - | 0 | 0 | A | INACTIVE |
| Malone Capital Managment, Inc. CRD: 35228 | - | 0 | 0 | A | INACTIVE |
| Malone Wealth Ventures LLC CRD: 312782 | - | 0 | 1 | - | Unknown |
| Malone, Daniel Christopher CRD: 38164 | - | 1 | 0 | B | INACTIVE |
| Malone, John T. CRD: 33941 | - | 2 | 0 | B | INACTIVE |
| Malory Investments, LLC CRD: 110936 | - | 8 | 0 | D | INACTIVE |
| Malpat Capital, LLC CRD: 121416 | - | 0 | 0 | A | INACTIVE |
| Malt Partners Management LLC CRD: 337855 | - | 0 | 1 | - | Unknown |