Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Malter, Mark Steven CRD: 103440 | - | 0 | 0 | A | INACTIVE |
| Maltese Capital Management, LLC CRD: 138175 | - | 0 | 1 | - | Unknown |
| Maltin Wealth Management, Inc. CRD: 164330 | - | 0 | 2 | - | Unknown |
| Maltman Investments, LP CRD: 37721 | - | 1 | 0 | B | INACTIVE |
| Malvern Capital Management CRD: 292396 | - | 0 | 1 | - | Unknown |
| Malvern Ridge Wealth Management CRD: 297714 | - | 0 | 1 | - | Unknown |
| Malvin Securities, Inc. CRD: 15352 | - | 0 | 0 | A | INACTIVE |
| MAM Americas, Inc. CRD: 282639 | - | 0 | 1 | - | Unknown |
| MAM Global Financial Services, LLC CRD: 152932 | - | 0 | 0 | - | Unknown |
| MAM Securities, LLC CRD: 41140 | - | 0 | 0 | A | INACTIVE |
| MAM Securities, LLC CRD: 124620 | - | 3 | 0 | C | INACTIVE |
| Mamba Growth Management Company LLC CRD: 333907 | - | 0 | 1 | - | Unknown |
| Mammen Partners CRD: 337866 | - | 0 | 1 | - | Unknown |
| Mammoth Advisors, LLC CRD: 323225 | - | 0 | 0 | - | Unknown |
| Mammoth Research CRD: 118148 | - | 0 | 0 | A | INACTIVE |
| Mammoth Scientific, LLC CRD: 314421 | - | 0 | 0 | - | Unknown |
| MAN Capital Management LLC CRD: 146110 | - | 0 | 1 | - | Unknown |
| MAN Global Private Markets (UK) Limited CRD: 198515 | - | 0 | 0 | - | Unknown |
| MAN Global Private Markets (USA) Inc. CRD: 284066 | - | 0 | 1 | - | Unknown |
| MAN Investment Partners (US) LP CRD: 282371 | - | 0 | 1 | - | Unknown |
| MAN Investments Inc. CRD: 15770 | NY | 3 | 5 | B | Active |
| MAN Solutions (USA) LLC CRD: 299918 | - | 0 | 0 | - | Unknown |
| MAN Solutions Limited CRD: 108899 | - | 0 | 0 | - | Unknown |
| MAN Solutions LLC CRD: 157592 | - | 0 | 1 | - | Unknown |
| Mana Advisors LLC CRD: 284792 | - | 0 | 1 | - | Unknown |
| Mana Financial Life Design CRD: 298277 | - | 0 | 1 | - | Unknown |
| Mana Industries GP I LLC CRD: 322932 | - | 0 | 1 | - | Unknown |
| Mana Management, LLC CRD: 322880 | - | 0 | 1 | - | Unknown |
| Mana Securities LLC CRD: 283879 | - | 0 | 0 | A | INACTIVE |
| Mana Ventures CRD: 311231 | - | 0 | 1 | - | Unknown |
| Manage Your Financial Life CRD: 329796 | - | 0 | 1 | - | Unknown |
| Managed Account Advisors LLC CRD: 142558 | - | 0 | 14 | - | Unknown |
| Managed Asset Wealth Management LLC CRD: 172102 | - | 0 | 1 | - | Unknown |
| Managed Capital Growth CRD: 115765 | - | 0 | 0 | - | Unknown |
| Managed Financial Broker Services, L.L.C. CRD: 121400 | - | 0 | 0 | A | INACTIVE |
| Managed Investments, Inc. CRD: 2640 | - | 0 | 0 | A | INACTIVE |
| Managed Investments, Inc. CRD: 36863 | - | 0 | 0 | A | INACTIVE |
| Managed Money Concepts CRD: 115174 | - | 0 | 0 | - | Unknown |
| Managed Risk Strategies CRD: 159005 | - | 0 | 0 | - | Unknown |
| Managed Risk Trading, L.P. CRD: 36508 | - | 0 | 0 | A | INACTIVE |
| Managed Solutions CRD: 115176 | - | 0 | 0 | - | Unknown |
| Managed Wealth Advantage, LLC CRD: 164073 | - | 0 | 1 | - | Unknown |
| Managed Wealth Advisors CRD: 152710 | - | 0 | 4 | - | Unknown |
| Managedblock Capital LLC CRD: 292209 | - | 0 | 0 | - | Unknown |
| Manager Advisory Group Inc. CRD: 13229 | - | 0 | 0 | A | INACTIVE |
| Managistx, LLC CRD: 167391 | - | 0 | 0 | - | Unknown |
| Manaia Capital Management, Inc. CRD: 155333 | - | 0 | 0 | - | Unknown |
| Manalapan Oracle Capital Management LLC CRD: 311845 | - | 0 | 1 | - | Unknown |
| Manas Research, Inc. CRD: 13725 | - | 0 | 0 | A | INACTIVE |
| Manatuck Hill Partners, LLC CRD: 160689 | - | 0 | 1 | - | Unknown |