Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Manchac Capital LLC CRD: 288878 | - | 0 | 0 | - | Unknown |
| Manchester Capital Management LLC CRD: 110003 | - | 0 | 9 | - | Unknown |
| Manchester Financial Group, LLC CRD: 103862 | - | 0 | 0 | A | INACTIVE |
| Manchester Financial Inc CRD: 106071 | - | 0 | 4 | - | Unknown |
| Manchester Global Management (UK) Limited CRD: 333062 | - | 0 | 0 | - | Unknown |
| Manchester Management PR, LLC CRD: 286047 | - | 0 | 1 | - | Unknown |
| Manchester Rhone Securities Corp. CRD: 15886 | - | 0 | 0 | A | INACTIVE |
| Manchester Securities Corp. CRD: 14419 | - | 6 | 0 | D | INACTIVE |
| Manchesterstory Fund Management, LP CRD: 298873 | - | 0 | 1 | - | Unknown |
| Mancini Capital Management, Inc. CRD: 135751 | - | 0 | 0 | - | Unknown |
| Mandala Capital Limited CRD: 281444 | - | 0 | 0 | - | Unknown |
| Mandala Wealth Management, LLC CRD: 282151 | - | 0 | 1 | - | Unknown |
| Mandarin Advisers CRD: 310354 | - | 0 | 1 | - | Unknown |
| Mandarinfish Management, LLC CRD: 288139 | - | 0 | 1 | - | Unknown |
| Mandel Evan CRD: 32633 | - | 0 | 0 | A | INACTIVE |
| Mandel Financial Services CRD: 318124 | - | 0 | 1 | - | Unknown |
| Mandel Investment Management, Inc. CRD: 122522 | - | 0 | 0 | - | Unknown |
| Mandel/Overland Park Equity LLC CRD: 282325 | - | 0 | 0 | - | Unknown |
| Mandelstein, Lester CRD: 123453 | - | 0 | 0 | - | Unknown |
| Mandeville Asset Management,LLC CRD: 126804 | - | 0 | 0 | - | Unknown |
| Mandeville Private Client USA Inc. CRD: 305945 | - | 0 | 0 | - | Unknown |
| Mandias Capital, LLC CRD: 301571 | - | 0 | 0 | - | Unknown |
| Mandl, Mary CRD: 140595 | - | 0 | 0 | - | Unknown |
| Mandley Capital Partners Co. CRD: 23687 | - | 0 | 0 | A | INACTIVE |
| Mane Capital, LLC CRD: 314910 | - | 0 | 1 | - | Unknown |
| Mane Global Capital Management LP CRD: 311912 | - | 0 | 1 | - | Unknown |
| Manektala Investment Advisory Services Inc. CRD: 328562 | - | 0 | 1 | - | Unknown |
| Manent Capital CRD: 306353 | - | 0 | 1 | - | Unknown |
| Maner Wealth CRD: 308146 | - | 0 | 1 | - | Unknown |
| Manetta Wealth CRD: 328836 | - | 0 | 2 | - | Unknown |
| Maney Wealth CRD: 340078 | - | 0 | 1 | - | Unknown |
| Mangan Wealth Management CRD: 143863 | - | 0 | 1 | - | Unknown |
| Mangham Associates, Inc. CRD: 106300 | - | 0 | 0 | - | Unknown |
| Manglaviti JR., Thomas CRD: 288657 | - | 0 | 0 | - | Unknown |
| Mango Capital LLC CRD: 312230 | - | 0 | 1 | - | Unknown |
| Mango Capital Management LLC CRD: 301221 | - | 0 | 1 | - | Unknown |
| Mangolds Investment Advisors Inc. CRD: 307437 | - | 0 | 3 | - | Unknown |
| Mangotree Capital, LLC CRD: 160552 | - | 0 | 2 | - | Unknown |
| Mangrove Advisors, LLC CRD: 328255 | - | 0 | 1 | - | Unknown |
| Mangrove Equity Partners CRD: 162429 | - | 0 | 1 | - | Unknown |
| Mangrove Partners CRD: 162296 | - | 0 | 1 | - | Unknown |
| Manhattan Global Asset Management LLC CRD: 334452 | - | 0 | 3 | - | Unknown |
| Manhattan Investment Management Services Inc CRD: 155098 | - | 0 | 0 | - | Unknown |
| Manhattan Wealth Management Group CRD: 338376 | - | 0 | 3 | - | Unknown |
| Manhattan West Asset Management, LLC CRD: 283630 | - | 0 | 4 | - | Unknown |
| Maniatis Securities, Inc. CRD: 16292 | - | 0 | 0 | A | INACTIVE |
| Manick and Associates, Ltd. CRD: 13313 | - | 0 | 0 | A | INACTIVE |
| Manifest CRD: 307739 | - | 0 | 1 | - | Unknown |
| Manifest Energy Transition Company, LLC CRD: 339102 | - | 0 | 1 | - | Unknown |
| Manifest Growth Fund I, L.P. CRD: 285111 | - | 0 | 0 | - | Unknown |