Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Manifold Fund Advisors, LLC CRD: 133232 | - | 0 | 0 | - | Unknown |
| Manifold Partners LLC CRD: 168181 | - | 0 | 0 | - | Unknown |
| Manikay Partners CRD: 157272 | - | 0 | 1 | - | Unknown |
| Manion Capital, LLC CRD: 155427 | - | 0 | 0 | - | Unknown |
| Manispace Capital CRD: 334852 | - | 0 | 1 | - | Unknown |
| Manito Asset Management CRD: 286270 | - | 0 | 0 | - | Unknown |
| Manitou Capital Management, Inc. CRD: 39991 | - | 0 | 1 | A | INACTIVE |
| Manitou Investment Management Ltd. CRD: 319213 | - | 0 | 0 | - | Unknown |
| Maniv CRD: 287696 | - | 0 | 0 | - | Unknown |
| Maniyar Capital Advisors UK Ltd. CRD: 307507 | - | 0 | 0 | - | Unknown |
| Manko Company CRD: 15299 | - | 0 | 0 | A | INACTIVE |
| Manley Capital Management, LLC CRD: 167865 | - | 0 | 1 | - | Unknown |
| Manley, Bennett, Mcdonald & Co CRD: 551 | - | 0 | 0 | A | INACTIVE |
| Mann Advisory Services, LLC CRD: 283029 | - | 0 | 2 | - | Unknown |
| Mann Capital Management LLC CRD: 139402 | - | 0 | 0 | - | Unknown |
| Mann Financial Group CRD: 297878 | - | 0 | 1 | - | Unknown |
| Mann Wealth Management, LLC CRD: 292172 | - | 0 | 0 | - | Unknown |
| Mann, Urfer Inc. CRD: 13043 | - | 0 | 0 | A | INACTIVE |
| Manna Capital Management CRD: 552 | - | 5 | 0 | C | INACTIVE |
| Manna Investment Partners CRD: 315569 | - | 0 | 0 | - | Unknown |
| Manna Tree Partners, LLC CRD: 299654 | - | 0 | 1 | - | Unknown |
| Manna Wealth Management CRD: 332313 | - | 0 | 1 | - | Unknown |
| Manna Wealth Strategies, LLC CRD: 311887 | - | 0 | 1 | - | Unknown |
| Manne, Jerry CRD: 34411 | - | 0 | 0 | A | INACTIVE |
| Manning & Napier Advisors, LLC CRD: 105992 | - | 0 | 54 | - | Unknown |
| Manning & Napier Alternative Opportunities, LLC CRD: 112005 | - | 0 | 0 | - | Unknown |
| Manning & Napier Investor Services, Inc. CRD: 26266 | NY | 0 | 5 | A | Active |
| Manning Wealth Management, Inc. CRD: 134129 | - | 0 | 0 | - | Unknown |
| Manning, SAM B. CRD: 285729 | - | 0 | 1 | - | Unknown |
| Mannion Money Advisory CRD: 331419 | - | 0 | 1 | - | Unknown |
| Mannix Wealth Management CRD: 281422 | - | 0 | 0 | - | Unknown |
| Manns Co. CRD: 5822 | - | 0 | 0 | A | INACTIVE |
| Manoco Capital Corporation CRD: 36682 | - | 0 | 0 | A | INACTIVE |
| Manole Capital Management LLC CRD: 281954 | - | 0 | 1 | - | Unknown |
| Manor BAY Capital, LLC CRD: 342197 | - | 0 | 1 | - | Unknown |
| Manor House Capital LLC CRD: 140863 | - | 0 | 0 | A | INACTIVE |
| Manor Park Capital LLC CRD: 305241 | - | 0 | 1 | - | Unknown |
| Manor Park Securities LLC CRD: 169950 | - | 0 | 0 | A | INACTIVE |
| Manor Private Capital, LLC CRD: 149192 | CT | 0 | 2 | A | Active |
| Manor Real Estate Securities, Inc. CRD: 11088 | - | 0 | 0 | A | INACTIVE |
| Manor Road Capital Partners, LLC CRD: 165485 | - | 0 | 1 | - | Unknown |
| Manor Securities, LLC CRD: 127847 | - | 0 | 0 | A | INACTIVE |
| Manorhaven Capital LLC CRD: 44965 | NY | 0 | 3 | A | Active |
| Manousos Investments Management Company, LLC CRD: 323031 | - | 0 | 1 | - | Unknown |
| Manresa Management Company LLC CRD: 319666 | - | 0 | 1 | - | Unknown |
| Manrke Wealth CRD: 333697 | - | 0 | 0 | - | Unknown |
| Mansa Capital Management, LLC CRD: 165239 | - | 0 | 0 | - | Unknown |
| Mansfield Investment Management CRD: 293421 | - | 0 | 0 | - | Unknown |
| Mansford LLP CRD: 165552 | - | 0 | 0 | - | Unknown |
| Manske Wealth Management, LLC CRD: 164401 | - | 0 | 1 | - | Unknown |