Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mansoor, Yasmin CRD: 130575 | - | 0 | 0 | - | Unknown |
| Manta Fund Management LLC CRD: 322963 | - | 0 | 0 | - | Unknown |
| Mantarax, LLC CRD: 150450 | - | 0 | 0 | A | INACTIVE |
| Manteio Capital LLC CRD: 311029 | - | 0 | 3 | - | Unknown |
| Manteio Scalable Technologies LLC CRD: 333019 | - | 0 | 1 | - | Unknown |
| Manthano Management, LLC CRD: 323901 | - | 0 | 1 | - | Unknown |
| Mantis Capital Management, LLC CRD: 311057 | - | 0 | 1 | - | Unknown |
| Mantis Securities, Inc. CRD: 104019 | - | 0 | 0 | A | INACTIVE |
| Mantis Wealth Management, LLC CRD: 294463 | - | 0 | 0 | - | Unknown |
| Mantle Ridge LP CRD: 284653 | - | 0 | 1 | - | Unknown |
| Mantra Asset Management, LLC CRD: 141933 | - | 0 | 0 | - | Unknown |
| Mantrana Advisors CRD: 333681 | - | 0 | 1 | - | Unknown |
| Mantz, Michele M CRD: 152759 | - | 0 | 0 | - | Unknown |
| Manufacturers Hanover Securities Corporation CRD: 14434 | - | 0 | 0 | A | INACTIVE |
| Manufacturers Securities Services, LLC CRD: 16009 | - | 2 | 1 | B | INACTIVE |
| Manuka Financial CRD: 313528 | - | 0 | 1 | - | Unknown |
| Manulife Investment Management (North America) Lim… CRD: 125142 | - | 0 | 0 | - | Unknown |
| Manulife Investment Management (US) LLC CRD: 106435 | - | 0 | 1 | - | Unknown |
| Manulife Investment Management Private Markets (US… CRD: 145508 | - | 0 | 1 | - | Unknown |
| Manulife Investment Management Timberland and Agri… CRD: 109641 | - | 0 | 1 | - | Unknown |
| Manulife John Hancock Brokerage Services LLC CRD: 150842 | MA | 0 | 3 | A | Active |
| Manulife Wood Logan, Inc. CRD: 19177 | - | 0 | 0 | A | INACTIVE |
| Manveen Asset Management, LLC CRD: 314759 | - | 0 | 0 | - | Unknown |
| Manwaring Wealth Management CRD: 328581 | - | 0 | 0 | - | Unknown |
| Manya D. Otis DBA Financial Services & Seminars CRD: 120026 | - | 0 | 0 | - | Unknown |
| Manzanita Wealth Management LLC CRD: 332842 | - | 0 | 1 | - | Unknown |
| Maoyuan Capital (HK) Limited CRD: 332684 | - | 0 | 0 | - | Unknown |
| MAP Energy, LLC CRD: 301882 | - | 0 | 0 | - | Unknown |
| MAP Financial Services, Inc. CRD: 18470 | - | 0 | 0 | A | INACTIVE |
| MAP Funds Management, LLC CRD: 165979 | - | 0 | 0 | - | Unknown |
| MAP Investments Incorporated CRD: 30021 | - | 0 | 0 | A | INACTIVE |
| MAP Royalty, Inc. CRD: 160912 | - | 0 | 0 | - | Unknown |
| MAP Securities, Inc. CRD: 38069 | - | 1 | 0 | B | INACTIVE |
| MAP to Your Wealth LLC CRD: 300713 | - | 0 | 1 | - | Unknown |
| MAP Wealth Management LLC CRD: 306952 | - | 0 | 0 | - | Unknown |
| Mapa & Co. CRD: 31428 | - | 0 | 0 | A | INACTIVE |
| Mapa Investments, LLC CRD: 167566 | - | 0 | 0 | - | Unknown |
| Maple 2 VC LLC CRD: 309061 | - | 0 | 0 | - | Unknown |
| Maple 3 VC, LLC CRD: 326352 | - | 0 | 0 | - | Unknown |
| Maple Arbitrage Inc. CRD: 31291 | - | 0 | 0 | A | INACTIVE |
| Maple Capital Management Ltd. CRD: 336857 | - | 0 | 0 | - | Unknown |
| Maple Capital Management, Inc. CRD: 130209 | - | 0 | 5 | - | Unknown |
| Maple City Retirement Group, LLC CRD: 310895 | - | 0 | 0 | - | Unknown |
| Maple Grove Advisors, LLC CRD: 166778 | - | 0 | 0 | - | Unknown |
| Maple Investment Securities, Inc. CRD: 10936 | - | 0 | 0 | A | INACTIVE |
| Maple Lawn Financial Services, LLC CRD: 282983 | - | 0 | 1 | - | Unknown |
| Maple Leaf Securities, Inc. CRD: 18212 | - | 0 | 0 | A | INACTIVE |
| Maple Park Capital CRD: 335335 | - | 0 | 1 | - | Unknown |
| Maple Rock Capital Partners Inc. CRD: 173887 | - | 0 | 0 | - | Unknown |
| Maple Securities U.S.A. Inc. CRD: 33947 | - | 6 | 0 | D | INACTIVE |