Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Maple Tree Capital Services, LLC CRD: 158975 | - | 0 | 1 | - | Unknown |
| Maple VC LLC CRD: 300274 | - | 0 | 0 | - | Unknown |
| Maple VC Management LLC CRD: 334787 | - | 0 | 1 | - | Unknown |
| Maple-Brown Abbott CRD: 172482 | - | 0 | 0 | - | Unknown |
| Maplecap Partners AG CRD: 339319 | - | 0 | 0 | - | Unknown |
| Maplelane Capital, LLC CRD: 159894 | - | 0 | 1 | - | Unknown |
| Maples & Goldschmidt CRD: 2657 | - | 0 | 0 | A | INACTIVE |
| Mapleton Capital Management, LLC CRD: 122230 | - | 0 | 5 | - | Unknown |
| Maplewood Advisors IM, LLC CRD: 292146 | - | 0 | 0 | - | Unknown |
| Maplewood Capital IM, LLC CRD: 298852 | - | 0 | 0 | - | Unknown |
| Maplewood Global Value IM, LLC CRD: 308935 | - | 0 | 1 | - | Unknown |
| Maplewood Investments, Inc. CRD: 103723 | TX | 1 | 7 | B | Active |
| Maplewood Wealth CRD: 328353 | - | 0 | 1 | - | Unknown |
| Mapt Capital CRD: 341390 | - | 0 | 1 | - | Unknown |
| Maqro Advisors LLC CRD: 289245 | - | 0 | 1 | - | Unknown |
| MAR Financial CRD: 338746 | - | 0 | 1 | - | Unknown |
| MAR Financial Planning, LLC CRD: 286533 | - | 0 | 0 | - | Unknown |
| MAR Ventures Investimentos Ltda CRD: 305846 | - | 0 | 0 | - | Unknown |
| MAR Vista Investment Partners, LLC CRD: 144906 | - | 0 | 2 | - | Unknown |
| MAR Wealth Management Services, LLC CRD: 167335 | - | 0 | 1 | - | Unknown |
| Mara Capital, LLC CRD: 130674 | - | 0 | 0 | A | INACTIVE |
| Mara Investments LLC CRD: 165820 | - | 0 | 1 | - | Unknown |
| Mara River Capital Management, LP CRD: 304145 | - | 0 | 0 | - | Unknown |
| Mara, Stephen Vincent CRD: 36984 | - | 0 | 0 | A | INACTIVE |
| Maran Capital Management, LLC CRD: 268788 | - | 0 | 0 | - | Unknown |
| Maranantha Financial CRD: 284692 | - | 0 | 1 | - | Unknown |
| Maranatha MGT Corp CRD: 151261 | - | 0 | 0 | - | Unknown |
| Marantette & Co CRD: 16314 | - | 0 | 0 | A | INACTIVE |
| Marasu Capital Partners, LLC CRD: 287556 | - | 0 | 0 | - | Unknown |
| Marathon Asset Management, L.P. CRD: 124613 | - | 0 | 1 | - | Unknown |
| Marathon Capital Corporation CRD: 16394 | - | 0 | 0 | A | INACTIVE |
| Marathon Capital Management CRD: 119416 | - | 0 | 1 | - | Unknown |
| Marathon Capital Management, LLC CRD: 132645 | - | 0 | 1 | - | Unknown |
| Marathon Capital Markets, LLC CRD: 103767 | IL | 0 | 6 | A | Active |
| Marathon Financial Advisors CRD: 104835 | - | 0 | 3 | - | Unknown |
| Marathon Financial Group CRD: 338006 | - | 0 | 3 | - | Unknown |
| Marathon Financial Group LLC CRD: 41181 | - | 1 | 0 | B | INACTIVE |
| Marathon Investment Management, Inc. CRD: 107443 | - | 0 | 0 | - | Unknown |
| Marathon Investments, LLC CRD: 156353 | - | 0 | 2 | - | Unknown |
| Marathon Management Partners LLC CRD: 332549 | - | 0 | 0 | - | Unknown |
| Marathon Micro Partners, LLC CRD: 175069 | - | 0 | 1 | - | Unknown |
| Marathon Mission, Inc. CRD: 288654 | - | 0 | 1 | - | Unknown |
| Marathon Partners Equity Management, LLC CRD: 161095 | - | 0 | 1 | - | Unknown |
| Marathon Properties, Inc. CRD: 15536 | - | 0 | 0 | A | INACTIVE |
| Marathon Resource Advisors LLC CRD: 309374 | - | 0 | 1 | - | Unknown |
| Marathon Retirement and Pension Consulting, LLC CRD: 167694 | - | 0 | 0 | - | Unknown |
| Marathon Retirement Planning CRD: 281900 | - | 0 | 0 | - | Unknown |
| Marathon Retirement Planning CRD: 319258 | - | 0 | 1 | - | Unknown |
| Marathon Securities, Inc. CRD: 103972 | - | 0 | 0 | A | INACTIVE |
| Marathon Trading Group LLC CRD: 165584 | PA | 2 | 2 | B | Active |