Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marathon Trading Investment Management LLC CRD: 170771 | - | 0 | 0 | - | Unknown |
| Marathon Wealth Incorporated CRD: 292973 | - | 0 | 1 | - | Unknown |
| Marathon Wealth Management, Inc. CRD: 289119 | - | 0 | 1 | - | Unknown |
| Marathon Wealth Management, LLC CRD: 309337 | - | 0 | 1 | - | Unknown |
| Marathon Wealth Partners, Inc CRD: 337665 | - | 0 | 1 | - | Unknown |
| Marathon-London CRD: 132391 | - | 0 | 0 | - | Unknown |
| Marauder Capital LLC CRD: 330926 | - | 0 | 1 | - | Unknown |
| Maravi Capital Management CRD: 337908 | - | 0 | 1 | - | Unknown |
| Marbell Investments, Inc. CRD: 152598 | - | 0 | 0 | - | Unknown |
| Marber Capital, Inc. CRD: 150185 | - | 0 | 0 | - | Unknown |
| Marble Arch Investments, LP CRD: 156714 | - | 0 | 0 | - | Unknown |
| Marble BAR Asset Management LLP CRD: 160882 | - | 0 | 0 | - | Unknown |
| Marble Capital CRD: 137345 | - | 0 | 0 | - | Unknown |
| Marble Capital LP CRD: 285940 | - | 0 | 1 | - | Unknown |
| Marble Harbor Investment Counsel, LLC CRD: 138538 | - | 0 | 3 | - | Unknown |
| Marble Partners, LLC CRD: 293505 | - | 0 | 1 | - | Unknown |
| Marble Point Credit Management LLC CRD: 284749 | - | 0 | 0 | - | Unknown |
| Marble Ridge Capital LP CRD: 281538 | - | 0 | 0 | - | Unknown |
| Marble Trail Advisors CRD: 154744 | - | 0 | 1 | - | Unknown |
| Marble TWO Capital, LLC CRD: 170268 | CA | 0 | 2 | A | Active |
| Marble Wealth, LLC CRD: 335291 | - | 0 | 1 | - | Unknown |
| Marblegate Asset Management, LLC CRD: 157850 | - | 0 | 1 | - | Unknown |
| Marblehead Capital, LLC CRD: 155273 | - | 0 | 0 | - | Unknown |
| Marblehead Trading Group, LLC CRD: 120860 | - | 0 | 0 | A | INACTIVE |
| Marblehead Trading, LLC CRD: 46482 | - | 0 | 0 | A | INACTIVE |
| Marbot Wealth Partners CRD: 325951 | - | 0 | 0 | - | Unknown |
| Marc Alan Wealth Management LLC CRD: 313016 | - | 0 | 1 | - | Unknown |
| Marc C Helfrich Registered Investment Advisor CRD: 160051 | - | 0 | 2 | - | Unknown |
| Marc E. Anderson, Inc. CRD: 112339 | - | 0 | 0 | - | Unknown |
| Marc J. Lane & Company CRD: 16188 | IL | 1 | 2 | B | Active |
| Marc L. Baker, Inc. CRD: 18715 | - | 0 | 0 | A | INACTIVE |
| Marc S. Geller Interests, Inc. CRD: 11440 | - | 0 | 0 | A | INACTIVE |
| Marc Sanders Financial Services CRD: 121023 | - | 0 | 0 | - | Unknown |
| Marc Thomaes Securities, Inc. CRD: 17985 | - | 0 | 0 | A | INACTIVE |
| Marca Life Planning CRD: 134639 | - | 0 | 0 | - | Unknown |
| Marcado Asset Management LLC CRD: 289136 | - | 0 | 2 | - | Unknown |
| Marcantel Wealth Management CRD: 319216 | - | 0 | 1 | - | Unknown |
| Marcato Capital Management LP CRD: 154730 | - | 0 | 0 | - | Unknown |
| Marcello Wealth Advisory LLC CRD: 284499 | - | 0 | 0 | - | Unknown |
| Marcellus Capital Management, LLC CRD: 292009 | - | 0 | 1 | - | Unknown |
| Marcellus International Investment Managers LLC CRD: 333069 | - | 0 | 0 | - | Unknown |
| Marcellus Investment Managers Private Limited CRD: 317251 | - | 0 | 0 | - | Unknown |
| March Altus Capital Management LP CRD: 165827 | - | 0 | 0 | - | Unknown |
| March Capital CRD: 174123 | - | 0 | 1 | - | Unknown |
| March Capital Corp. CRD: 24142 | IL | 0 | 7 | A | Active |
| March ONE Capital CRD: 167560 | - | 0 | 0 | - | Unknown |
| March Partners LLC CRD: 307923 | - | 0 | 1 | - | Unknown |
| Marchand Faries Financial Management, Inc. CRD: 107813 | - | 0 | 5 | - | Unknown |
| Marchant CRD: 335094 | - | 0 | 0 | - | Unknown |
| Marche' Securities, Inc. CRD: 14948 | - | 0 | 0 | A | INACTIVE |