Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marches Prives Gestion DE Placements Manuvie (Cana… CRD: 306318 | - | 0 | 0 | - | Unknown |
| Marchi Investments LLC CRD: 339767 | - | 0 | 1 | - | Unknown |
| Marchmont Global Management, LP CRD: 328515 | - | 0 | 0 | - | Unknown |
| Marcho Partners LLP CRD: 310726 | - | 0 | 0 | - | Unknown |
| Marco Consulting Group, Inc. CRD: 21602 | - | 0 | 0 | A | INACTIVE |
| Marco Investment Management LLC CRD: 108170 | - | 0 | 5 | - | Unknown |
| Marco Investments L.L.C. CRD: 39605 | - | 0 | 0 | A | INACTIVE |
| Marco Polo Pure Asset Management Limited CRD: 164229 | - | 0 | 0 | - | Unknown |
| Marco Polo Securities LLC CRD: 46561 | NY | 0 | 2 | A | Active |
| Marcorp Securities, Inc. CRD: 11099 | - | 0 | 0 | A | INACTIVE |
| Marcotte Hume & Associates Incorporated CRD: 16881 | - | 0 | 0 | A | INACTIVE |
| Marcuard Family Office Ltd CRD: 155003 | - | 0 | 0 | - | Unknown |
| Marcum Capital Resources, Inc. CRD: 30280 | - | 0 | 0 | A | INACTIVE |
| Marcum Wealth Management, LLC CRD: 145450 | - | 0 | 0 | - | Unknown |
| Marcum Wealth, LLC CRD: 134628 | - | 0 | 0 | - | Unknown |
| Marcus & Company CRD: 2661 | - | 0 | 0 | A | INACTIVE |
| Marcus & Millichap Capital Corporation CRD: 17033 | - | 0 | 0 | A | INACTIVE |
| Marcus Capital Management, Inc. CRD: 133222 | - | 0 | 1 | - | Unknown |
| Marcus Capital, LLC CRD: 130516 | - | 0 | 1 | - | Unknown |
| Marcus Management, LLC CRD: 164847 | - | 0 | 0 | - | Unknown |
| Marcus Partners, LLC CRD: 161326 | - | 0 | 1 | - | Unknown |
| Marcus Planning Corp. CRD: 554 | - | 0 | 0 | A | INACTIVE |
| Marcus Schloss & Co., Inc. CRD: 6032 | - | 7 | 0 | D | INACTIVE |
| Marcus Securities, Ltd. CRD: 15336 | - | 0 | 0 | A | INACTIVE |
| Marcus, Brett Alan CRD: 130684 | - | 0 | 0 | A | INACTIVE |
| Marcus, Stowell & Beye Government Securities, Inc. CRD: 19184 | - | 0 | 0 | A | INACTIVE |
| Marcus, Stowell & Beye, Inc. CRD: 7038 | - | 0 | 0 | A | INACTIVE |
| Marcy Venture Partners CRD: 301581 | - | 0 | 0 | - | Unknown |
| Marcypen Capital Partners LLC CRD: 306546 | - | 0 | 1 | - | Unknown |
| Mardin Capital Group CRD: 342252 | - | 0 | 4 | - | Unknown |
| Mardin Capital Group LLC CRD: 127881 | - | 0 | 0 | - | Unknown |
| Marea Wealth Management LLC CRD: 335530 | - | 0 | 0 | - | Unknown |
| Maredin Wealth Advisors CRD: 163145 | - | 0 | 1 | - | Unknown |
| Marek Capital Management LP CRD: 333745 | - | 0 | 1 | - | Unknown |
| Marello Investment Advisors, Inc. CRD: 112946 | - | 0 | 2 | - | Unknown |
| Maren Advisors CRD: 318945 | - | 0 | 0 | - | Unknown |
| Maren Capital CRD: 319626 | - | 0 | 2 | - | Unknown |
| Marest Capital, LLC CRD: 315958 | - | 0 | 1 | - | Unknown |
| Marex Capital Markets Inc. CRD: 161014 | NY | 42 | 11 | D | Active |
| Marex North America Securities LLC CRD: 307508 | - | 0 | 0 | A | INACTIVE |
| Margarita Anthoine Registered Investment Adviser, … CRD: 143364 | - | 0 | 0 | - | Unknown |
| Margate Capital LLC CRD: 104299 | - | 0 | 0 | A | INACTIVE |
| Margate Capital Management, LP CRD: 283791 | - | 0 | 0 | - | Unknown |
| Margate Securities, Inc. CRD: 14586 | - | 0 | 0 | A | INACTIVE |
| Margel Wealth Management CRD: 107430 | - | 0 | 0 | - | Unknown |
| Margie Smith, Sage Settlement Consulting CRD: 288805 | - | 0 | 0 | - | Unknown |
| Margin CRD: 290094 | - | 0 | 1 | - | Unknown |
| Margin Advisory Group LLC CRD: 341653 | - | 0 | 1 | - | Unknown |
| Margna Peak Advisors AG CRD: 128649 | - | 0 | 0 | - | Unknown |
| Margo Financial CRD: 323290 | - | 0 | 1 | - | Unknown |