Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mark R. Lemmond CPA, PLLC CRD: 118144 | - | 0 | 1 | - | Unknown |
| Mark R. Wilfert & Company, LLC CRD: 143325 | - | 0 | 0 | A | INACTIVE |
| Mark Ross & Co., Inc. CRD: 22337 | - | 1 | 0 | B | INACTIVE |
| Mark Scordato & Associates CRD: 161550 | - | 0 | 1 | - | Unknown |
| Mark Securities, Inc. CRD: 555 | - | 2 | 0 | B | INACTIVE |
| Mark Sharp Retirement CRD: 285773 | - | 0 | 1 | - | Unknown |
| Mark Smith Financial Services, Inc. CRD: 131890 | - | 0 | 2 | - | Unknown |
| Mark T. Harvey Investments CRD: 169170 | - | 0 | 1 | - | Unknown |
| Mark Thomas, LLC CRD: 170609 | - | 0 | 0 | - | Unknown |
| Mark Twain Brokerage Services, Inc. CRD: 16925 | - | 0 | 0 | A | INACTIVE |
| Mark VC MGMT Secondary LLC CRD: 328809 | - | 0 | 1 | - | Unknown |
| Mark VC MGMT, LLC CRD: 328899 | - | 0 | 1 | - | Unknown |
| Mark Vogel Wealth Management, LLC CRD: 128011 | - | 0 | 1 | - | Unknown |
| Markd VC LLC CRD: 321666 | - | 0 | 1 | - | Unknown |
| Markel Catco Investment Management Limited CRD: 283509 | - | 0 | 0 | - | Unknown |
| Markel Newton CRD: 131662 | - | 2 | 0 | B | INACTIVE |
| Markel|Eagle Partners, LLC CRD: 158642 | - | 0 | 0 | - | Unknown |
| Markertree Capital, LLC CRD: 287850 | - | 0 | 1 | - | Unknown |
| Market Axess Inc. CRD: 104103 | - | 0 | 0 | A | INACTIVE |
| Market Bridge Capital, LLC CRD: 160545 | - | 0 | 0 | - | Unknown |
| Market Concepts, LLC CRD: 143838 | - | 0 | 0 | - | Unknown |
| Market Gauge Asset Management CRD: 194517 | - | 0 | 4 | - | Unknown |
| Market Hedge Group, LLC CRD: 289718 | - | 0 | 0 | - | Unknown |
| Market Innovations Inc. CRD: 128978 | - | 0 | 0 | - | Unknown |
| Market Investment Group, LLC CRD: 334248 | - | 0 | 5 | - | Unknown |
| Market Logic CRD: 121247 | - | 0 | 0 | - | Unknown |
| Market Palace LLC CRD: 281641 | - | 0 | 0 | - | Unknown |
| Market Planners, Inc. CRD: 16020 | - | 0 | 0 | A | INACTIVE |
| Market Securities, LLC CRD: 283701 | NY | 0 | 2 | A | Active |
| Market Square Ventures Management Company, LLC CRD: 324000 | - | 0 | 1 | - | Unknown |
| Market Street Advisors, LLC CRD: 170170 | - | 0 | 2 | - | Unknown |
| Market Street Securities, Inc. CRD: 31464 | - | 2 | 0 | B | INACTIVE |
| Market Street Securities, Inc. CRD: 32519 | - | 0 | 0 | A | INACTIVE |
| Market Street Wealth Management CRD: 155157 | - | 0 | 5 | - | Unknown |
| Market Street Wealth Management Advisors, LLC CRD: 122212 | - | 0 | 10 | - | Unknown |
| Market Styles Advisory, LLC CRD: 134525 | - | 0 | 0 | - | Unknown |
| Market Timing Resources, LLC CRD: 134278 | - | 0 | 0 | - | Unknown |
| Market Trends and Timing CRD: 10719 | - | 0 | 0 | A | INACTIVE |
| Market Trends Investment Management CRD: 284479 | - | 0 | 0 | - | Unknown |
| Market Trends Research Corporation CRD: 153169 | - | 0 | 0 | - | Unknown |
| Market Wise Securities, LLC CRD: 45269 | - | 3 | 0 | C | INACTIVE |
| Marketaxess Corporation CRD: 44542 | NY | 1 | 2 | C | Active |
| Marketcipher Partners LLC CRD: 306566 | - | 0 | 0 | - | Unknown |
| Marketcorp Equities, Inc. CRD: 15698 | - | 0 | 0 | A | INACTIVE |
| Marketcycle Wealth Management, LLC CRD: 155601 | - | 0 | 1 | - | Unknown |
| Marketdesk Indices LLC CRD: 323393 | - | 0 | 1 | - | Unknown |
| Marketfield Asset Management LLC CRD: 165023 | - | 0 | 0 | - | Unknown |
| Marketfield Securities Limited CRD: 7682 | - | 0 | 0 | A | INACTIVE |
| Marketforce, LLC CRD: 111233 | - | 0 | 3 | - | Unknown |
| Marketgrader Capital, LLC CRD: 173080 | - | 0 | 1 | - | Unknown |