Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marketing Concepts CRD: 14430 | - | 0 | 0 | A | INACTIVE |
| Marketing ONE Securities, Inc. CRD: 16611 | - | 5 | 0 | C | INACTIVE |
| Marketocracy Brokerage Services LLC CRD: 103912 | - | 0 | 0 | A | INACTIVE |
| Marketocracy Capital Management LLC CRD: 109168 | - | 0 | 1 | - | Unknown |
| Marketocracy Masters Capital Management LLC CRD: 314667 | - | 0 | 4 | - | Unknown |
| Marketos Wealth Management, LLC CRD: 289539 | - | 0 | 0 | - | Unknown |
| Marketplace Capital, LLC CRD: 326618 | - | 0 | 1 | - | Unknown |
| Marketpoint Trading, L.L.C. CRD: 103851 | - | 0 | 0 | A | INACTIVE |
| Marketpro Trading, LLC CRD: 150394 | - | 0 | 0 | - | Unknown |
| Marketpsy Capital, LLC CRD: 283535 | - | 0 | 0 | - | Unknown |
| Marketrend Securities, Ltd. CRD: 34423 | - | 0 | 0 | A | INACTIVE |
| Marketriders CRD: 147963 | - | 0 | 1 | - | Unknown |
| Marketsflow CRD: 297107 | - | 0 | 0 | - | Unknown |
| MARKETSIGNAL.AI CRD: 311667 | - | 0 | 1 | - | Unknown |
| Marketstrats, LLC CRD: 286420 | - | 0 | 1 | - | Unknown |
| Markettrend Advisors, Ltd. CRD: 132894 | - | 0 | 2 | - | Unknown |
| Marketwise Asset Management CRD: 164747 | - | 0 | 0 | - | Unknown |
| Marketx Securities, LLC CRD: 284476 | - | 0 | 0 | - | Unknown |
| Marketxt, Inc. CRD: 43478 | - | 3 | 0 | C | INACTIVE |
| Markey Wealth Management CRD: 172554 | - | 0 | 0 | - | Unknown |
| Markham Investments, Inc. CRD: 12993 | - | 0 | 0 | A | INACTIVE |
| Markham RAE (Malta) Management Company Limited CRD: 285565 | - | 0 | 0 | - | Unknown |
| Markham RAE LLP CRD: 285581 | - | 0 | 0 | - | Unknown |
| Markin Asset Management, LLC CRD: 306585 | - | 0 | 0 | - | Unknown |
| Markin Asset Management, LP CRD: 311719 | - | 0 | 1 | - | Unknown |
| Marking, LLC CRD: 304737 | - | 0 | 1 | - | Unknown |
| Markitlend CRD: 286455 | - | 0 | 0 | - | Unknown |
| Markiz Wealth Management CRD: 127371 | - | 0 | 1 | - | Unknown |
| Markle Financial LLC CRD: 302088 | - | 0 | 3 | - | Unknown |
| Markle Wealth Management CRD: 170513 | - | 0 | 1 | - | Unknown |
| Markley Capital Management LP CRD: 311945 | - | 0 | 1 | - | Unknown |
| Markman Securities, Inc. CRD: 41505 | - | 0 | 0 | A | INACTIVE |
| Markman Securities, Inc. CRD: 45543 | - | 0 | 0 | A | INACTIVE |
| Markowski & Co. CRD: 329770 | - | 0 | 0 | - | Unknown |
| Markowski Investments CRD: 141883 | - | 0 | 11 | - | Unknown |
| Marks Advisory Group, LLC CRD: 152887 | - | 0 | 0 | - | Unknown |
| Marks Baughan Securities LLC CRD: 132652 | PA | 0 | 2 | A | Active |
| Marks Group Wealth Management, Inc. CRD: 148679 | - | 0 | 2 | - | Unknown |
| Marks Properties, Inc. CRD: 25765 | - | 0 | 0 | A | INACTIVE |
| Marks Wealth Management CRD: 310534 | - | 0 | 1 | - | Unknown |
| Marks, Allen & Co. CRD: 7211 | - | 0 | 0 | A | INACTIVE |
| Markson Management, LLC CRD: 314828 | - | 0 | 1 | - | Unknown |
| Markstone Investment Management (Israel), Ltd. CRD: 163966 | - | 0 | 0 | - | Unknown |
| Marktech Securities Inc. CRD: 23643 | - | 0 | 0 | A | INACTIVE |
| Marlcroft Asset Management LLC CRD: 111275 | - | 0 | 0 | - | Unknown |
| Marleau Lemire (U.S.A.), Inc. CRD: 35910 | - | 0 | 0 | A | INACTIVE |
| Marlin Capital Corp. CRD: 135042 | - | 0 | 1 | - | Unknown |
| Marlin Capital, Inc. CRD: 35422 | - | 0 | 0 | A | INACTIVE |
| Marlin Equity Partners CRD: 160672 | - | 0 | 1 | - | Unknown |
| Marlin Financial CRD: 290370 | - | 0 | 0 | - | Unknown |