Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marlin Financial Advisors CRD: 326829 | - | 0 | 0 | - | Unknown |
| Marlin Investments CRD: 312362 | - | 0 | 0 | - | Unknown |
| Marlin Manager, LLC CRD: 310768 | - | 0 | 1 | - | Unknown |
| Marlin Sams Capital Management, LLC CRD: 162152 | - | 0 | 1 | - | Unknown |
| Marlin Securities, Inc. CRD: 13087 | - | 0 | 0 | A | INACTIVE |
| Marlin Trading Group, LLC CRD: 46335 | - | 0 | 0 | A | INACTIVE |
| Marlins Capital, LLC CRD: 117468 | - | 1 | 0 | B | INACTIVE |
| Marlinspike Partners LLC CRD: 319068 | - | 0 | 1 | - | Unknown |
| Marlon Distributors, Inc. CRD: 127330 | - | 0 | 0 | A | INACTIVE |
| Marlowe Partners LP CRD: 170091 | - | 0 | 1 | - | Unknown |
| Marlton Capital Advisors CRD: 289082 | - | 0 | 0 | - | Unknown |
| Marmo Financial Group, LLC CRD: 143816 | - | 0 | 0 | - | Unknown |
| Marmot Financial Services Corp CRD: 169405 | - | 0 | 0 | - | Unknown |
| Marnell Management LLC CRD: 284918 | - | 0 | 1 | - | Unknown |
| Marnie Mcgrath, LLC CRD: 282539 | - | 0 | 0 | - | Unknown |
| Maro Partners, L.P. CRD: 24672 | - | 0 | 0 | A | INACTIVE |
| Marolda, Nadell, Reilly & Company CRD: 21439 | - | 0 | 0 | A | INACTIVE |
| Maroon Pass Advisors LP CRD: 323742 | - | 0 | 1 | - | Unknown |
| Marosek, Yuka CRD: 333832 | - | 0 | 2 | - | Unknown |
| Marotta Wealth Management, Inc. CRD: 115645 | - | 0 | 3 | - | Unknown |
| Marquam Capital CRD: 147782 | - | 0 | 1 | - | Unknown |
| Marquam Capital Corporation CRD: 5669 | - | 0 | 0 | A | INACTIVE |
| Marque Millennium Capital Management LLC CRD: 107668 | - | 0 | 0 | - | Unknown |
| Marque Ventures CRD: 329341 | - | 0 | 1 | - | Unknown |
| Marquee Capital Advisors CRD: 336708 | - | 0 | 1 | - | Unknown |
| Marquette Associates, Inc. CRD: 106956 | - | 0 | 0 | - | Unknown |
| Marquette Associates, Inc. CRD: 21572 | - | 0 | 0 | A | INACTIVE |
| Marquette Associates, Inc. CRD: 118655 | - | 0 | 2 | - | Unknown |
| Marquette Financial Group, Inc. CRD: 345 | - | 9 | 0 | D | INACTIVE |
| Marquette Wealth Management CRD: 282482 | - | 0 | 1 | - | Unknown |
| Marquis Financial Services, Inc. CRD: 20733 | - | 8 | 0 | D | INACTIVE |
| Marquis Holdings, Inc. CRD: 123621 | - | 2 | 0 | B | INACTIVE |
| Marquis Investments, L.L.C. CRD: 17121 | - | 0 | 0 | A | INACTIVE |
| Marquis Securities, Inc. CRD: 15675 | - | 0 | 0 | A | INACTIVE |
| Marquis Wealth Management Group CRD: 116604 | - | 0 | 1 | - | Unknown |
| Marquise Securities, Inc. CRD: 37405 | - | 0 | 0 | A | INACTIVE |
| Marquise Wealth Management, LLC CRD: 164623 | - | 0 | 1 | - | Unknown |
| Marram Investment Management, LLC CRD: 155821 | - | 0 | 1 | - | Unknown |
| Marrella Private Wealth, LLC CRD: 327397 | - | 0 | 0 | - | Unknown |
| Marrick Wealth CRD: 164758 | - | 0 | 1 | - | Unknown |
| Marriott Securities, LLC CRD: 149323 | VA | 0 | 2 | A | Active |
| Marrone Wealth Management CRD: 317011 | - | 0 | 1 | - | Unknown |
| Marrs Wealth Management, LLC CRD: 152280 | - | 0 | 0 | - | Unknown |
| Mars Capital Management LLC CRD: 148729 | - | 0 | 1 | - | Unknown |
| Marsan Securities Co., Inc. CRD: 7716 | - | 0 | 0 | A | INACTIVE |
| Marsden Capital Management, LLC. CRD: 111692 | - | 0 | 2 | - | Unknown |
| Marsh & Co. CRD: 10633 | - | 0 | 0 | A | INACTIVE |
| Marsh & Mclennan Securities Corporation CRD: 556 | - | 1 | 0 | B | INACTIVE |
| Marsh Advisors, Inc CRD: 166497 | - | 0 | 0 | - | Unknown |
| Marsh Asset Management, LLC CRD: 151206 | - | 0 | 0 | - | Unknown |