Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marsh Financial Group CRD: 157134 | - | 0 | 2 | - | Unknown |
| Marsh Wealth Management, LLC CRD: 282111 | - | 0 | 1 | - | Unknown |
| Marsh, Block & Co. Inc. CRD: 11194 | - | 0 | 0 | A | INACTIVE |
| Marsha LEE & Company,Inc. CRD: 134286 | - | 0 | 2 | - | Unknown |
| Marshall & Co. Securities, Inc. CRD: 17942 | - | 0 | 0 | A | INACTIVE |
| Marshall & Sullivan, Inc. CRD: 105168 | - | 0 | 0 | - | Unknown |
| Marshall and Meyer Brokerage Services, Inc. CRD: 7254 | - | 0 | 0 | A | INACTIVE |
| Marshall and Meyer, Incorporated CRD: 7096 | - | 0 | 0 | A | INACTIVE |
| Marshall Davis, Inc. CRD: 16278 | - | 0 | 0 | A | INACTIVE |
| Marshall Derivatives L.L.C. CRD: 119535 | - | 0 | 0 | A | INACTIVE |
| Marshall Equities, Inc. CRD: 13165 | - | 0 | 0 | A | INACTIVE |
| Marshall Financial CRD: 333186 | - | 0 | 1 | - | Unknown |
| Marshall Financial Advisory, LLC. CRD: 166011 | - | 0 | 0 | - | Unknown |
| Marshall Financial, Inc. CRD: 114903 | - | 1 | 0 | B | INACTIVE |
| Marshall Investment Management, LLC CRD: 174817 | - | 0 | 10 | - | Unknown |
| Marshall James Capital CRD: 281247 | - | 0 | 0 | - | Unknown |
| Marshall Plans, Inc. CRD: 126610 | - | 0 | 0 | - | Unknown |
| Marshall Wace Asia Limited CRD: 157501 | - | 0 | 0 | - | Unknown |
| Marshall Wace LLP CRD: 160885 | - | 0 | 0 | - | Unknown |
| Marshall Wace Middle East CRD: 334846 | - | 0 | 0 | - | Unknown |
| Marshall Wace North America L.P. CRD: 135902 | - | 0 | 1 | - | Unknown |
| Marshall Wealth Management, LLC CRD: 123661 | - | 0 | 1 | - | Unknown |
| Marshberry Capital, LLC. CRD: 157384 | OH | 0 | 6 | A | Active |
| Marshberry Wealth Management LLC CRD: 292829 | - | 0 | 0 | - | Unknown |
| Marshfield Associates CRD: 150614 | - | 0 | 2 | - | Unknown |
| Marshwinds Advisory Co CRD: 105518 | - | 0 | 0 | - | Unknown |
| Marsico Capital Management, LLC CRD: 109250 | - | 0 | 1 | - | Unknown |
| Marsjewett Financial Group CRD: 297388 | - | 0 | 5 | - | Unknown |
| Marstone LLC CRD: 164810 | - | 0 | 1 | - | Unknown |
| Martel Capital, LLC CRD: 159049 | - | 0 | 0 | A | INACTIVE |
| Martel Wealth Advisors, LLC CRD: 296896 | - | 0 | 2 | - | Unknown |
| Martel, Chanon & Company, Inc. CRD: 16029 | - | 0 | 0 | A | INACTIVE |
| Martell Securities, Ltd. CRD: 22981 | - | 0 | 0 | A | INACTIVE |
| Martello Retirement and Wealth, LLC CRD: 287730 | - | 0 | 1 | - | Unknown |
| Martha Jeanne Wilcoxson Registered Investment Advi… CRD: 113112 | - | 0 | 0 | - | Unknown |
| Martha's Vineyard Investment Advisors, LLC CRD: 291599 | - | 0 | 1 | - | Unknown |
| Martial Eagle Fund CRD: 302042 | - | 0 | 0 | - | Unknown |
| Martin & Associates Investment Advisory Services L… CRD: 110644 | - | 0 | 3 | - | Unknown |
| Martin & Browne CRD: 166630 | - | 0 | 0 | - | Unknown |
| Martin & Company CRD: 342180 | - | 0 | 5 | - | Unknown |
| Martin & Company Investment Counsel CRD: 108718 | - | 0 | 5 | - | Unknown |
| Martin Advisory Services, Inc. CRD: 116086 | - | 0 | 0 | - | Unknown |
| Martin Allen Trading, LLC CRD: 140680 | - | 0 | 0 | A | INACTIVE |
| Martin C. Smith Securities, Inc. CRD: 16997 | - | 0 | 0 | A | INACTIVE |
| Martin Capital Management CRD: 315155 | - | 0 | 1 | - | Unknown |
| Martin Capital Management LLC CRD: 340136 | - | 0 | 1 | - | Unknown |
| Martin Capital Management, LLC CRD: 157339 | - | 0 | 0 | - | Unknown |
| Martin Capital Planning CRD: 337257 | - | 0 | 1 | - | Unknown |
| Martin Capital, LLC CRD: 157217 | - | 0 | 0 | - | Unknown |
| Martin Claude, Matthew CRD: 318168 | - | 0 | 0 | - | Unknown |