Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Martin Currie Investor Services, Inc. CRD: 39256 | - | 0 | 0 | A | INACTIVE |
| Martin D. Verhelst, CPA CRD: 123366 | - | 0 | 0 | - | Unknown |
| Martin E. Rosen, Inc. CRD: 10524 | - | 0 | 0 | A | INACTIVE |
| Martin Financial Advisors CRD: 115596 | - | 0 | 0 | - | Unknown |
| Martin Financial Group, LLC CRD: 149228 | - | 0 | 0 | - | Unknown |
| Martin Financial Management CRD: 123097 | - | 0 | 2 | - | Unknown |
| Martin Financial Planning CRD: 13254 | - | 0 | 0 | A | INACTIVE |
| Martin Fund Management LLC CRD: 285632 | - | 0 | 0 | - | Unknown |
| Martin Group CRD: 172089 | - | 0 | 0 | - | Unknown |
| Martin Investment Management, LLC CRD: 105381 | - | 0 | 3 | - | Unknown |
| Martin Kaiden Company CRD: 7407 | - | 0 | 0 | A | INACTIVE |
| Martin M. Shenkman, P.C. CRD: 128655 | - | 0 | 0 | - | Unknown |
| Martin Manco Securities, Inc. CRD: 20144 | - | 0 | 0 | A | INACTIVE |
| Martin Marshall & Associates, Inc. CRD: 17299 | - | 0 | 0 | A | INACTIVE |
| Martin Nelson & Co., Inc. CRD: 2903 | WA | 4 | 3 | B | Active |
| Martin Simpson & Company, Inc. CRD: 6486 | - | 0 | 0 | A | INACTIVE |
| Martin Smith Securities Corp. CRD: 15153 | - | 0 | 0 | A | INACTIVE |
| Martin W. Harowitz & Co. CRD: 5180 | - | 0 | 0 | A | INACTIVE |
| Martin W. Rosenzveig & Co., LLC CRD: 294583 | - | 0 | 1 | - | Unknown |
| Martin Wealth Management, LLC CRD: 147225 | - | 0 | 2 | - | Unknown |
| Martin Wealth Solutions CRD: 283428 | - | 0 | 1 | - | Unknown |
| Martin, Javan VON CRD: 335035 | - | 0 | 1 | - | Unknown |
| Martin, Jefferson Bulluck CRD: 34523 | - | 0 | 0 | A | INACTIVE |
| Martin, Marcus CRD: 324581 | - | 0 | 1 | - | Unknown |
| Martin-Diamond Properties LLC CRD: 290322 | - | 0 | 1 | - | Unknown |
| Martinelli Portfolio Management, Inc. CRD: 129266 | - | 0 | 0 | - | Unknown |
| Martinez-Ayme Securities CRD: 109838 | - | 10 | 0 | D | INACTIVE |
| Martingale Asset Management CRD: 108526 | - | 0 | 1 | - | Unknown |
| Martino & Co., Inc. CRD: 41078 | - | 0 | 0 | A | INACTIVE |
| Martino Capital, LLC CRD: 329648 | - | 0 | 2 | - | Unknown |
| Martinsen Wealth Management CRD: 332433 | - | 0 | 1 | - | Unknown |
| Martinson & Company, Ltd. CRD: 17409 | MN | 0 | 2 | A | Active |
| Martinwolf CRD: 47936 | AZ | 0 | 2 | A | Active |
| Martinwright Advisory, LLC CRD: 338634 | - | 0 | 1 | - | Unknown |
| Martis Capital Management, LLC CRD: 296437 | - | 0 | 1 | - | Unknown |
| Martlet Asset Management CRD: 298966 | - | 0 | 0 | - | Unknown |
| Marto Capital LP CRD: 283862 | - | 0 | 0 | - | Unknown |
| Martone Capital Management, Inc. CRD: 129788 | - | 0 | 2 | - | Unknown |
| Martorello Money Management, Inc. CRD: 130587 | - | 0 | 0 | - | Unknown |
| Martos Wealth Management CRD: 333128 | - | 0 | 1 | - | Unknown |
| Marty O'shea CPA, CFP, M.S. Financial Planner & TA… CRD: 124974 | - | 0 | 0 | - | Unknown |
| Marv Capital Inc. CRD: 104390 | NY | 0 | 2 | A | Active |
| Marvest Securities, Inc. CRD: 10938 | - | 0 | 0 | A | INACTIVE |
| Marvin & Palmer Associates CRD: 105399 | - | 0 | 3 | - | Unknown |
| Marvin Capital CRD: 313749 | - | 0 | 1 | - | Unknown |
| Marvin Doyle Wadley CRD: 11061 | - | 0 | 0 | A | INACTIVE |
| Marvin Investment Management, Co. CRD: 117454 | - | 0 | 0 | - | Unknown |
| Marvin M. Slater & Associates CRD: 132459 | - | 0 | 0 | - | Unknown |
| Marvin Terry and Company Inc CRD: 27899 | - | 0 | 0 | A | INACTIVE |
| Marvin Ventures LLC CRD: 334584 | - | 0 | 1 | - | Unknown |