Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Marvize Asset Management, LLC CRD: 159813 | - | 0 | 0 | - | Unknown |
| Marwit Capital CRD: 160528 | - | 0 | 0 | - | Unknown |
| Marwood Alternative Asset Management LLC CRD: 134039 | - | 0 | 0 | A | INACTIVE |
| Marwood Group CRD: 117015 | - | 0 | 0 | A | INACTIVE |
| Marwood Group Research CRD: 147316 | - | 1 | 0 | B | INACTIVE |
| Marwyn Asset Management Limited CRD: 289093 | - | 0 | 0 | - | Unknown |
| Marwyn Investment Management LLP CRD: 315901 | - | 0 | 0 | - | Unknown |
| Mary & PIP CRD: 338656 | - | 0 | 2 | - | Unknown |
| Mary Ellen Mccarthy, Responsible Investing CRD: 146722 | - | 0 | 0 | - | Unknown |
| Mary J. Spitler, MS, LLC CRD: 113145 | - | 0 | 1 | - | Unknown |
| Mary LEE Long Investments CRD: 32897 | - | 0 | 0 | A | INACTIVE |
| Mary LOU Hogan CRD: 7137 | - | 0 | 0 | A | INACTIVE |
| Mary Mortenson Financial Services, Inc. CRD: 19933 | - | 0 | 0 | A | INACTIVE |
| Maryland Capital Management, LLC CRD: 133329 | - | 0 | 0 | - | Unknown |
| Maryland Financial Group, Inc. CRD: 122320 | - | 0 | 0 | - | Unknown |
| Maryland National Leasecorp. CRD: 11837 | - | 0 | 0 | A | INACTIVE |
| Marylebone Partners LLP CRD: 168426 | - | 0 | 0 | - | Unknown |
| MAS Advisors LLC CRD: 165906 | - | 0 | 2 | - | Unknown |
| MAS Alpha Securities CRD: 335171 | - | 0 | 1 | - | Unknown |
| MAS Brokerage Group, Inc. CRD: 131276 | - | 0 | 0 | A | INACTIVE |
| MAS Securities Inc. CRD: 13017 | - | 0 | 0 | A | INACTIVE |
| Masa Capital LLC CRD: 288395 | - | 0 | 0 | - | Unknown |
| Masala Capital Management LLC CRD: 329561 | - | 0 | 1 | - | Unknown |
| Masani Wealth Management, LLC CRD: 169666 | - | 0 | 1 | - | Unknown |
| Mascagni Wealth Management, Inc. CRD: 115046 | - | 0 | 1 | - | Unknown |
| Mascap Management LLC CRD: 326612 | - | 0 | 1 | - | Unknown |
| Mascarene Partners LLC CRD: 338587 | - | 0 | 1 | - | Unknown |
| Mascera & Co., Inc. CRD: 21391 | - | 0 | 0 | A | INACTIVE |
| Mascoma Wealth Management CRD: 174907 | - | 0 | 7 | - | Unknown |
| Masdevallia LLC CRD: 289095 | - | 0 | 1 | - | Unknown |
| Maseco Asia Limited CRD: 310966 | - | 0 | 0 | - | Unknown |
| Maseco Asset Management Limited CRD: 282380 | - | 0 | 0 | - | Unknown |
| Maseco Asset Management Limited CRD: 306724 | - | 0 | 0 | - | Unknown |
| Maseco Private Wealth CRD: 147686 | - | 0 | 0 | - | Unknown |
| Mash Capital LLC CRD: 340410 | - | 0 | 1 | - | Unknown |
| Mash Financial Planning CRD: 300937 | - | 0 | 1 | - | Unknown |
| Masland & Barrick Advisory, Inc CRD: 111520 | - | 0 | 2 | - | Unknown |
| Maslar Financial CRD: 293840 | - | 0 | 1 | - | Unknown |
| Maslow Wealth Advisors CRD: 107722 | - | 0 | 4 | - | Unknown |
| Mason & Associates CRD: 112090 | - | 0 | 0 | - | Unknown |
| Mason & Associates, Inc. CRD: 141303 | - | 0 | 3 | - | Unknown |
| Mason & Associates, LLC CRD: 307206 | - | 0 | 3 | - | Unknown |
| Mason Brothers CRD: 559 | - | 0 | 0 | A | INACTIVE |
| Mason Capital Group, LLC CRD: 170943 | - | 0 | 0 | A | INACTIVE |
| Mason Capital Management LLC CRD: 158797 | - | 0 | 1 | - | Unknown |
| Mason Capital Partners CRD: 107412 | - | 0 | 2 | - | Unknown |
| Mason Financial Services CRD: 173628 | - | 0 | 1 | - | Unknown |
| Mason Hill & Co., Inc. CRD: 38308 | - | 5 | 0 | C | INACTIVE |
| Mason Investment Advisory Services Inc CRD: 111113 | - | 0 | 7 | - | Unknown |
| Mason Morgan Investments, LLC CRD: 163968 | - | 0 | 0 | - | Unknown |