Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mason Road Wealth Advisors, L.L.C. CRD: 134109 | - | 0 | 0 | - | Unknown |
| Mason Securities, Inc. CRD: 12967 | - | 2 | 0 | B | INACTIVE |
| Mason Street Advisors, LLC CRD: 114085 | - | 0 | 1 | - | Unknown |
| Mason Street Securities, Inc. CRD: 10074 | - | 0 | 0 | A | INACTIVE |
| Mason Trading Company, Inc. CRD: 14084 | - | 0 | 0 | A | INACTIVE |
| Mason Wealth Group LLC CRD: 315651 | - | 0 | 0 | - | Unknown |
| Mason Wealth Strategies CRD: 308456 | - | 0 | 1 | - | Unknown |
| Mason Wells Biomedical Partners I, LLC CRD: 160534 | - | 0 | 0 | - | Unknown |
| Mason Wells Buyout Partners II, LLC CRD: 160544 | - | 0 | 0 | - | Unknown |
| Mason Wells Buyout Partners III, LLC CRD: 160540 | - | 0 | 0 | - | Unknown |
| Mason Wells Buyout Partners IV, LLC CRD: 282029 | - | 0 | 0 | - | Unknown |
| Mason Wells, Inc. CRD: 173069 | - | 0 | 1 | - | Unknown |
| Mason Westbridge Asset Management LLC CRD: 317589 | - | 0 | 1 | - | Unknown |
| Mason, Hunt & Co., Inc. CRD: 13680 | - | 0 | 0 | A | INACTIVE |
| Mason, L. Hardy CRD: 125803 | - | 0 | 0 | - | Unknown |
| Mason-Mcbride Capital Advisors, LLC CRD: 131033 | - | 0 | 0 | - | Unknown |
| Masonboro Advisors CRD: 145151 | - | 0 | 2 | - | Unknown |
| Masonry Capital Management, LLC CRD: 292664 | - | 0 | 2 | - | Unknown |
| Mass Arnold M. CRD: 35983 | - | 1 | 0 | B | INACTIVE |
| Mass AVE Capital CRD: 321172 | - | 0 | 0 | - | Unknown |
| Mass AVE Global Inc CRD: 306781 | - | 0 | 0 | - | Unknown |
| Mass Capital GP LLC CRD: 330486 | - | 0 | 1 | - | Unknown |
| Mass General Brigham Ventures, LLC CRD: 286361 | - | 0 | 1 | - | Unknown |
| Mass Securities, Inc. CRD: 132911 | - | 0 | 0 | A | INACTIVE |
| Massachusetts Finance Group, Inc. CRD: 129012 | - | 0 | 0 | - | Unknown |
| Massachusetts Mutual Life Insurance Company CRD: 2682 | - | 0 | 0 | A | INACTIVE |
| Massachusetts Wealth Management, LLC CRD: 160235 | - | 0 | 1 | - | Unknown |
| Massarelli, John Joseph CRD: 45447 | - | 0 | 0 | A | INACTIVE |
| Massey Financial CRD: 174650 | - | 0 | 1 | - | Unknown |
| Massey Itschner & Company, P.C. CRD: 114235 | - | 0 | 0 | - | Unknown |
| Massey Morgan Wealth Management, LLC CRD: 160821 | - | 0 | 1 | - | Unknown |
| Massey Wealth Management, LLC CRD: 313314 | - | 0 | 0 | - | Unknown |
| Massey, Joshua CRD: 132336 | - | 0 | 1 | - | Unknown |
| Massey, Valeta J. CRD: 312740 | - | 0 | 0 | - | Unknown |
| Massie Capital, Ltd. CRD: 41450 | - | 0 | 0 | A | INACTIVE |
| Massif Capital, LLC CRD: 285847 | - | 0 | 1 | - | Unknown |
| Massive Capital Partners CRD: 312781 | - | 0 | 1 | - | Unknown |
| Massive Tech Ventures Management, LLC CRD: 333300 | - | 0 | 1 | - | Unknown |
| Masso Torrence Wealth Management Inc. CRD: 311097 | - | 0 | 0 | - | Unknown |
| Massucci & Associates CRD: 124707 | - | 0 | 2 | - | Unknown |
| Mast Capital Investors, Ltd. CRD: 11509 | - | 0 | 0 | A | INACTIVE |
| Mast Capital Management LLC CRD: 125669 | - | 0 | 0 | - | Unknown |
| Mast Hill Management, LLC CRD: 316496 | - | 0 | 1 | - | Unknown |
| Mast Services LLC CRD: 104267 | - | 0 | 0 | A | INACTIVE |
| Masten Capital Management, LLC CRD: 145287 | - | 0 | 0 | - | Unknown |
| Master Equity Corporation CRD: 15949 | - | 0 | 0 | A | INACTIVE |
| Master Fund Management, LLC CRD: 313287 | - | 0 | 1 | - | Unknown |
| Master Investments and Securities, Inc. CRD: 13342 | - | 0 | 0 | A | INACTIVE |
| Master KEY Financial Services,LLC CRD: 125357 | - | 0 | 0 | - | Unknown |
| Master Plan Advisory, Inc. CRD: 124782 | - | 0 | 0 | - | Unknown |