Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Master Plan Financial Advisers CRD: 297207 | - | 0 | 0 | - | Unknown |
| Master Plan Wealth Management, L.L.C. CRD: 153740 | - | 0 | 1 | - | Unknown |
| Master Sanford Coon Ward Holland Inc. CRD: 14509 | - | 0 | 0 | A | INACTIVE |
| Master Structured Alternative Asset Related Strate… CRD: 153888 | - | 0 | 2 | - | Unknown |
| Master's Wealth Management Inc. CRD: 328693 | - | 0 | 1 | - | Unknown |
| Masterblaster Trading Co., LLC CRD: 45803 | - | 0 | 0 | A | INACTIVE |
| Mastermind Holdings LLC CRD: 337699 | - | 0 | 1 | - | Unknown |
| Masterpiece Capital, LLC CRD: 290075 | - | 0 | 2 | - | Unknown |
| Masterplan Retirement Consultants CRD: 171497 | - | 0 | 1 | - | Unknown |
| Masters Capital Management, L.L.C. CRD: 137605 | - | 0 | 1 | - | Unknown |
| Masters Capital, Inc. CRD: 15831 | - | 0 | 0 | A | INACTIVE |
| Masters Consulting Group CRD: 173630 | - | 0 | 0 | - | Unknown |
| Masters Financial CRD: 326754 | - | 0 | 0 | - | Unknown |
| Masters Financial Group, Inc. CRD: 25747 | - | 0 | 0 | A | INACTIVE |
| Masters Legacy Planning CRD: 296314 | - | 0 | 1 | - | Unknown |
| Masters Research Partners LLC CRD: 163260 | - | 0 | 1 | - | Unknown |
| Masters Securities Inc. CRD: 10624 | - | 0 | 0 | A | INACTIVE |
| Masters TAX and Financial Planning LLC CRD: 310261 | - | 0 | 1 | - | Unknown |
| Masterson Moreland Sauer Whisman, Inc. CRD: 16815 | - | 0 | 0 | A | INACTIVE |
| Masterton Capital Management, LP CRD: 308917 | - | 0 | 1 | - | Unknown |
| MASTERTRADER.COM CRD: 47883 | - | 1 | 0 | B | INACTIVE |
| Masterworks Advisers, LLC CRD: 324239 | - | 0 | 2 | - | Unknown |
| Masthead Venture Partners CRD: 162415 | - | 0 | 0 | - | Unknown |
| Mastodon Advisory Group CRD: 283494 | - | 0 | 1 | - | Unknown |
| Mastodon Capital Management, LLC CRD: 166522 | - | 0 | 1 | - | Unknown |
| Mastry IM, LLC CRD: 334016 | - | 0 | 1 | - | Unknown |
| Mastry, LLC CRD: 311090 | - | 0 | 0 | - | Unknown |
| Masuda Lehrman Wealth CRD: 329201 | - | 0 | 1 | - | Unknown |
| Masus Financial Group, Ltd. CRD: 174339 | - | 0 | 1 | - | Unknown |
| Mata Hightech Ltd CRD: 324048 | - | 0 | 0 | - | Unknown |
| Mata Technologies Ventures III (2021) Ltd CRD: 324050 | - | 0 | 0 | - | Unknown |
| Mata Ventures Technologies Ltd CRD: 324049 | - | 0 | 0 | - | Unknown |
| Matadero Group, LLC CRD: 304032 | - | 0 | 0 | - | Unknown |
| Matador Financial CRD: 171065 | - | 0 | 5 | - | Unknown |
| Matador Realty Investments CRD: 332932 | - | 0 | 1 | - | Unknown |
| Matador Ventures Capital Partners, LLC CRD: 326016 | - | 0 | 1 | - | Unknown |
| Matador-Pala Capital, LLC CRD: 326029 | - | 0 | 1 | - | Unknown |
| Matanky Securities Corp. CRD: 14286 | - | 0 | 0 | A | INACTIVE |
| Matarin Capital Management CRD: 155562 | - | 0 | 0 | - | Unknown |
| Matauro, LLC CRD: 333038 | - | 0 | 11 | - | Unknown |
| Match Grade Advisors CRD: 299181 | - | 0 | 6 | - | Unknown |
| Match-Point Securities, LLC CRD: 17687 | - | 1 | 0 | B | INACTIVE |
| Matchett Advisory Services CRD: 290439 | - | 0 | 1 | - | Unknown |
| Matchpoint Capital Management, LLC CRD: 148920 | - | 0 | 1 | - | Unknown |
| Matchpoint Investment Management Asia Limited CRD: 160638 | - | 0 | 0 | - | Unknown |
| Matchstick Ventures, LLC CRD: 241794 | - | 0 | 1 | - | Unknown |
| Materetsky Financial Group CRD: 292353 | - | 0 | 7 | - | Unknown |
| Material CRD: 326659 | - | 0 | 0 | - | Unknown |
| Material Impact Management, LLC CRD: 286487 | - | 0 | 1 | - | Unknown |
| Materialized View Capital LLC CRD: 332913 | - | 0 | 1 | - | Unknown |