Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Math + Magic II LLC CRD: 174163 | - | 0 | 0 | - | Unknown |
| Math + Magic IV LLC CRD: 174161 | - | 0 | 0 | - | Unknown |
| Math + Magic LLC CRD: 174162 | - | 0 | 0 | - | Unknown |
| Math + Magic V LLC CRD: 175224 | - | 0 | 0 | - | Unknown |
| Math Venture Partners Management, LLC CRD: 194519 | - | 0 | 1 | - | Unknown |
| Mathematica Capital Management, LLC CRD: 120651 | - | 0 | 2 | - | Unknown |
| Mathematical Brokerage Services, Inc. CRD: 15592 | - | 0 | 0 | A | INACTIVE |
| Mather Point Capital Management LP CRD: 327059 | - | 0 | 0 | - | Unknown |
| Mathers Associates CRD: 226516 | - | 0 | 1 | - | Unknown |
| Matheson & Rock Wealth Management, LLC CRD: 289603 | - | 0 | 1 | - | Unknown |
| Matheson Financial CRD: 146813 | - | 0 | 0 | - | Unknown |
| Matheson Securities, L.L.C. CRD: 137636 | - | 1 | 0 | B | INACTIVE |
| Mathews Capital Management CRD: 304909 | - | 0 | 1 | - | Unknown |
| Mathews Financial Group, LLC CRD: 284261 | - | 0 | 0 | - | Unknown |
| Mathews, Holmquist & Associates, Inc. CRD: 22171 | - | 0 | 0 | A | INACTIVE |
| Matheys Lane Capital Management L.P. CRD: 148887 | - | 0 | 0 | - | Unknown |
| Mathies Financial Partners CRD: 150079 | - | 0 | 4 | - | Unknown |
| Mathis Wealth Management CRD: 172858 | - | 0 | 3 | - | Unknown |
| Mathwizjohn RIA LLC CRD: 333940 | - | 0 | 0 | - | Unknown |
| Matias Management LLC CRD: 170516 | - | 0 | 0 | - | Unknown |
| Matin Crane Capital Management, LP CRD: 282666 | - | 0 | 0 | - | Unknown |
| Matisse Capital CRD: 155424 | - | 0 | 3 | - | Unknown |
| Matlinpatterson Global Advisers LLC CRD: 155670 | - | 0 | 0 | - | Unknown |
| Matlock Advisors, LLC CRD: 135484 | - | 0 | 0 | - | Unknown |
| Matlock Capital, LLC CRD: 131722 | - | 1 | 0 | B | INACTIVE |
| Matriarch Wealth Management, LLC CRD: 327099 | - | 0 | 2 | - | Unknown |
| Matrix 360 Distributors, LLC CRD: 159715 | KS | 0 | 2 | A | Active |
| Matrix Advisories Inc. CRD: 143482 | - | 0 | 0 | - | Unknown |
| Matrix Advisory CRD: 292107 | - | 0 | 0 | - | Unknown |
| Matrix Asset Advisors Inc CRD: 107408 | - | 0 | 1 | - | Unknown |
| Matrix Capital Advisors, LLC CRD: 109523 | - | 0 | 0 | - | Unknown |
| Matrix Capital Corp CRD: 11544 | - | 0 | 0 | A | INACTIVE |
| Matrix Capital Group, Inc. CRD: 33364 | - | 4 | 0 | C | INACTIVE |
| Matrix Capital Management CRD: 126893 | - | 0 | 0 | - | Unknown |
| Matrix Capital Management Company, LP CRD: 160066 | - | 0 | 1 | - | Unknown |
| Matrix Capital Markets, LLC CRD: 169650 | - | 0 | 0 | - | Unknown |
| Matrix Executions, LLC CRD: 38455 | IL | 9 | 3 | C | Active |
| Matrix Financial Partners CRD: 47091 | - | 1 | 0 | B | INACTIVE |
| Matrix Investments, Inc. CRD: 24927 | - | 0 | 0 | A | INACTIVE |
| Matrix Partners CRD: 161792 | - | 0 | 1 | - | Unknown |
| Matrix Partners India Management, LLC CRD: 161638 | - | 0 | 0 | - | Unknown |
| Matrix Planning Inc CRD: 110812 | - | 0 | 1 | - | Unknown |
| Matrix Private Capital Group CRD: 285531 | - | 0 | 4 | - | Unknown |
| Matrix Private Wealth Management Inc. CRD: 281197 | - | 0 | 1 | - | Unknown |
| Matrix Private Wealth Solutions, Corp. CRD: 167536 | - | 0 | 0 | - | Unknown |
| Matrix Securities Corporation CRD: 30991 | - | 0 | 0 | A | INACTIVE |
| Matrix Securities, Inc. CRD: 34236 | - | 0 | 0 | A | INACTIVE |
| Matrix Trading, L.L.C. CRD: 41933 | - | 0 | 0 | A | INACTIVE |
| Matrix U.S.A., LLC CRD: 38057 | - | 2 | 0 | B | INACTIVE |
| Matrix Wealth Advisors, Inc. CRD: 109873 | - | 0 | 0 | - | Unknown |