Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Matrix Wealth Management, Inc. CRD: 172037 | - | 0 | 0 | - | Unknown |
| Matson Capital LLC CRD: 335193 | - | 0 | 2 | - | Unknown |
| Matson Money, Inc. CRD: 110425 | - | 0 | 12 | - | Unknown |
| Matsuda, Alan Tetsuo CRD: 118750 | - | 0 | 0 | - | Unknown |
| Matt Montgomery CRD: 114181 | - | 0 | 1 | - | Unknown |
| Mattan Capital Partners, LP CRD: 333560 | - | 0 | 1 | - | Unknown |
| Matter Family Office CRD: 106806 | - | 0 | 16 | - | Unknown |
| Matter Real Estate LLP CRD: 319326 | - | 0 | 0 | - | Unknown |
| Matter Venture Partners CRD: 327181 | - | 0 | 1 | - | Unknown |
| Matter Ventures CRD: 166890 | - | 0 | 1 | - | Unknown |
| Matterhorn Capital Management, LLC CRD: 133766 | - | 0 | 0 | - | Unknown |
| Matterhorn Investment Management (Asia) Limited CRD: 161891 | - | 0 | 0 | - | Unknown |
| Matterhorn Investment Management LLP CRD: 139221 | - | 0 | 0 | - | Unknown |
| Matterhorn Management, L.L.C. CRD: 163866 | - | 0 | 1 | - | Unknown |
| Mattern Capital Management, LLC CRD: 299342 | - | 0 | 1 | - | Unknown |
| Mattern Wealth Management LLC CRD: 304520 | - | 0 | 1 | - | Unknown |
| Matters Capital LLC CRD: 333776 | - | 0 | 1 | - | Unknown |
| Matterscale Ventures Capital, LLC CRD: 324612 | - | 0 | 1 | - | Unknown |
| Matthai Capital Management CRD: 106314 | - | 0 | 0 | - | Unknown |
| Matthew 25 Management Corp CRD: 104566 | - | 0 | 1 | - | Unknown |
| Matthew H. LAM, CPA CRD: 298893 | - | 0 | 2 | - | Unknown |
| Matthew J Cohen Consulting CRD: 284073 | - | 0 | 1 | - | Unknown |
| Matthew J. Murray Securities, Inc. CRD: 35786 | - | 0 | 0 | A | INACTIVE |
| Matthew J. Williams CRD: 111704 | - | 0 | 0 | - | Unknown |
| Matthew Laydon Capital Management CRD: 329960 | - | 0 | 1 | - | Unknown |
| Matthew R. White Investment Company Incorporated CRD: 10161 | - | 0 | 0 | A | INACTIVE |
| Matthew Ross Prater CRD: 128374 | - | 0 | 0 | A | INACTIVE |
| Matthews & Wright Capital, Inc. CRD: 10939 | - | 0 | 0 | A | INACTIVE |
| Matthews & Wright, Inc. CRD: 7025 | - | 0 | 0 | A | INACTIVE |
| Matthews Advisors, LLC CRD: 114456 | - | 0 | 1 | - | Unknown |
| Matthews International Capital Management, LLC CRD: 106054 | - | 0 | 1 | - | Unknown |
| Matthews South, LLC CRD: 283409 | CA | 0 | 2 | A | Active |
| Matthews Wealth Management LLC CRD: 291443 | - | 0 | 1 | - | Unknown |
| Matthias Private Wealth, LLC CRD: 289761 | - | 0 | 1 | - | Unknown |
| Mattix Wealth Management LLC CRD: 226648 | - | 0 | 2 | - | Unknown |
| Mattk NC AI SPV GP LLC CRD: 336430 | - | 0 | 1 | - | Unknown |
| Mattox Wealth Management, LLC CRD: 311389 | - | 0 | 1 | - | Unknown |
| Matty AI Inc. CRD: 317016 | - | 0 | 1 | - | Unknown |
| Matune Basile Advisors CRD: 168073 | - | 0 | 2 | - | Unknown |
| Mature Money Management, Inc CRD: 145996 | - | 0 | 1 | - | Unknown |
| Matza Agency, Inc. CRD: 10513 | - | 0 | 0 | A | INACTIVE |
| Maua Capital Real Estate Ltda CRD: 285890 | - | 0 | 0 | - | Unknown |
| Mauch Investment Services CRD: 135366 | - | 0 | 0 | - | Unknown |
| Mauk, John CRD: 104194 | - | 0 | 0 | A | INACTIVE |
| Mauldin Securities, LLC CRD: 128378 | - | 0 | 0 | A | INACTIVE |
| Mauldin Solutions, LLC CRD: 114323 | - | 0 | 0 | - | Unknown |
| Mauloa Management, LLC CRD: 329532 | - | 0 | 1 | - | Unknown |
| Mauna KEA Capital LLC CRD: 333755 | - | 0 | 1 | - | Unknown |
| Maund and Jones Investments LLC CRD: 289327 | - | 0 | 0 | - | Unknown |
| Maune Fund Management, LLC CRD: 337604 | - | 0 | 1 | - | Unknown |