Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mauney Company CRD: 676 | - | 0 | 0 | A | INACTIVE |
| Mauney-Pitt Financial Management, Inc. CRD: 337870 | - | 0 | 2 | - | Unknown |
| Maura Madden Financial Planning CRD: 314657 | - | 0 | 2 | - | Unknown |
| Maurer & Associates Capital Management, Inc. CRD: 113262 | - | 0 | 0 | - | Unknown |
| Mauro Capital Management, Inc. CRD: 122411 | - | 0 | 2 | - | Unknown |
| Maurya Capital, LLC CRD: 168472 | - | 0 | 0 | - | Unknown |
| MAV Wealth, LLC CRD: 341886 | - | 0 | 1 | - | Unknown |
| Mavada Personal Wealth Management, Inc. CRD: 130750 | - | 0 | 0 | - | Unknown |
| Maven Asset Partners CRD: 297219 | - | 0 | 0 | - | Unknown |
| Maven Capital Partners, LLC CRD: 300626 | - | 0 | 5 | - | Unknown |
| Maven DEI Asset Management LLC CRD: 322111 | - | 0 | 0 | - | Unknown |
| Maven Equity Partners, LLC CRD: 304461 | - | 0 | 1 | - | Unknown |
| Maven Global Markets Trading LLP CRD: 317195 | IL | 0 | 2 | A | Active |
| Maven Group LLC CRD: 145419 | - | 0 | 2 | - | Unknown |
| Maven Royalty Management, LLC CRD: 288377 | - | 0 | 1 | - | Unknown |
| Maven Securities, Inc. CRD: 22250 | - | 0 | 0 | A | INACTIVE |
| Maven Securities, Inc. CRD: 141917 | - | 0 | 0 | A | INACTIVE |
| Maven Ventures CRD: 167770 | - | 0 | 1 | - | Unknown |
| Maven Wealth Management CRD: 314083 | - | 0 | 0 | - | Unknown |
| Maverick Capital Ltd CRD: 108262 | - | 0 | 1 | - | Unknown |
| Maverick Derivatives CRD: 310544 | - | 0 | 0 | A | Active |
| Maverick LTC, LLC CRD: 314482 | - | 0 | 0 | - | Unknown |
| Maverick Private Wealth LLC CRD: 175105 | - | 0 | 2 | - | Unknown |
| Maverick Real Estate Partners LLC CRD: 269825 | - | 0 | 1 | - | Unknown |
| Maverick Tech Fund Manager CRD: 339973 | - | 0 | 1 | - | Unknown |
| Maverick Value, LLC CRD: 172985 | - | 0 | 1 | - | Unknown |
| Maverick Ventures Israel CRD: 297485 | - | 0 | 0 | - | Unknown |
| Maverick Ventures Israel CRD: 309959 | - | 0 | 0 | - | Unknown |
| Maverick Wealth Management CRD: 226664 | - | 0 | 0 | - | Unknown |
| Maverick Wealth Management, Inc. CRD: 164218 | - | 0 | 0 | - | Unknown |
| Mavericus Retirement Services LLC CRD: 321951 | - | 0 | 1 | - | Unknown |
| Maveron LLC CRD: 160495 | - | 0 | 1 | - | Unknown |
| Mavinex Ltd CRD: 337486 | - | 0 | 1 | - | Unknown |
| Mavors Investment Managers CRD: 156892 | - | 0 | 0 | - | Unknown |
| Mavos Capital Management, LLC CRD: 323959 | - | 0 | 1 | - | Unknown |
| Mavros Capital Management, LLC CRD: 327785 | - | 0 | 1 | - | Unknown |
| Mavs Wealth Management Group, LLC CRD: 337364 | - | 0 | 1 | - | Unknown |
| Maway LLC CRD: 291892 | - | 0 | 1 | - | Unknown |
| Mawer Investment Management Ltd. CRD: 159100 | - | 0 | 0 | - | Unknown |
| MAX Capital Corporation CRD: 145968 | - | 0 | 0 | - | Unknown |
| MAX Capital Securities LLC CRD: 128189 | - | 0 | 0 | A | INACTIVE |
| MAX Frost & Co., Inc. CRD: 112972 | - | 0 | 0 | - | Unknown |
| MAX International Broker/Dealer Corp. CRD: 46039 | - | 11 | 0 | D | INACTIVE |
| MAX Schonberg & Co. Inc. CRD: 21605 | - | 0 | 0 | A | INACTIVE |
| MAX Ventures CRD: 321920 | - | 0 | 1 | - | Unknown |
| MAX Wealth Advisors LLC CRD: 311202 | - | 0 | 0 | - | Unknown |
| Maxadvisor Private Management CRD: 125148 | - | 0 | 2 | - | Unknown |
| Maxava Trading, LLC CRD: 149485 | - | 0 | 0 | A | INACTIVE |
| Maxele Advisors, LLC CRD: 165129 | - | 0 | 1 | - | Unknown |
| Maxiam Capital, LLC CRD: 318418 | - | 0 | 1 | - | Unknown |