Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Maybe Finance, Inc. CRD: 323166 | - | 0 | 0 | - | Unknown |
| Maybry Mcshane Family Offices, LLC CRD: 281882 | - | 0 | 0 | - | Unknown |
| Maycomb Capital CRD: 304785 | - | 0 | 1 | - | Unknown |
| Maycomb Ventures, LLC CRD: 314186 | - | 0 | 1 | - | Unknown |
| Maycomb Wealth CRD: 299724 | - | 0 | 0 | - | Unknown |
| Maycrest Capital Inc. CRD: 156569 | - | 0 | 0 | - | Unknown |
| Mayer Capital Management, LLC CRD: 146733 | - | 0 | 0 | - | Unknown |
| Mayer Robert John CRD: 34112 | - | 0 | 0 | A | INACTIVE |
| Mayer Securities, Inc. CRD: 18016 | - | 0 | 0 | A | INACTIVE |
| Mayernick & Associates, Inc. CRD: 113039 | - | 0 | 0 | - | Unknown |
| Mayes Financial Planning CRD: 131667 | - | 0 | 0 | - | Unknown |
| Mayfair Advisory Group, LLC CRD: 304668 | - | 0 | 4 | - | Unknown |
| Mayfair Capital Markets LLC CRD: 149177 | - | 0 | 0 | A | INACTIVE |
| Mayfair Equity Partners LLP CRD: 283275 | - | 0 | 0 | - | Unknown |
| Mayfair Financial, LLC CRD: 321824 | - | 0 | 1 | - | Unknown |
| Mayfair Planning Associates CRD: 2696 | - | 3 | 0 | C | INACTIVE |
| Mayfair Pointe Capital LLC CRD: 340615 | - | 0 | 1 | - | Unknown |
| Mayfair Securities, Inc. CRD: 10940 | - | 0 | 0 | A | INACTIVE |
| Mayfair Securities, LLC CRD: 138684 | - | 0 | 0 | A | INACTIVE |
| Mayfair Strategies, LLC CRD: 284833 | - | 0 | 0 | - | Unknown |
| Mayfield Advisors, Inc. CRD: 144072 | - | 0 | 1 | - | Unknown |
| Mayfield Fund, L.L.C., a Delaware Limited Liabilit… CRD: 161685 | - | 0 | 1 | - | Unknown |
| Mayfield India Ltd., a Cayman Islands Company CRD: 161686 | - | 0 | 1 | - | Unknown |
| Mayfield Mauritius, Ltd. CRD: 294412 | - | 0 | 0 | - | Unknown |
| Mayflower Advisors CRD: 307857 | - | 0 | 8 | - | Unknown |
| Mayflower Capital CRD: 132147 | - | 0 | 0 | - | Unknown |
| Mayflower Capital CRD: 170500 | - | 0 | 1 | - | Unknown |
| Mayflower Capital, L.L.C. CRD: 40000 | - | 0 | 0 | A | INACTIVE |
| Mayhill Agency, LLC CRD: 6237 | NJ | 2 | 2 | B | Active |
| Maymont Partners, Inc. CRD: 120536 | - | 0 | 0 | A | INACTIVE |
| Maynard Financial Services, LLC CRD: 141980 | - | 0 | 1 | - | Unknown |
| Maynard Investment Management, LLC CRD: 144180 | - | 0 | 0 | - | Unknown |
| Maynerich Financial CRD: 331546 | - | 0 | 3 | - | Unknown |
| Mayport Wealth Management CRD: 288215 | - | 0 | 1 | - | Unknown |
| Mays Investments CRD: 14900 | - | 0 | 0 | A | INACTIVE |
| Maytal Securities, LLC CRD: 104304 | - | 0 | 0 | A | INACTIVE |
| Maytech Global Investments CRD: 285985 | - | 0 | 4 | - | Unknown |
| Maytree Asset Management Limited CRD: 317828 | - | 0 | 0 | - | Unknown |
| Maytus Capital Management, LLC CRD: 288640 | - | 0 | 1 | - | Unknown |
| Maywic GP, LLC CRD: 288350 | - | 0 | 0 | - | Unknown |
| Maywic II GP, LLC CRD: 288544 | - | 0 | 0 | - | Unknown |
| Maywic III GP, LLC CRD: 308415 | - | 0 | 1 | - | Unknown |
| Maywic Management, LLC CRD: 331259 | - | 0 | 1 | - | Unknown |
| Mazakali CRD: 301488 | - | 0 | 0 | - | Unknown |
| Mazama Capital Management Inc CRD: 108405 | - | 0 | 0 | - | Unknown |
| Mazars Wealth Advisors CRD: 133936 | - | 0 | 1 | - | Unknown |
| Maze Financial Planning CRD: 140934 | - | 0 | 2 | - | Unknown |
| Maze Investments, LLC CRD: 153913 | - | 0 | 1 | - | Unknown |
| Mazuelos & Company Wealth Management CRD: 316534 | - | 0 | 1 | - | Unknown |
| Mazza, Siegel Investment, Inc. CRD: 15416 | - | 0 | 0 | A | INACTIVE |