Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mazzcap LLC CRD: 166733 | - | 0 | 0 | - | Unknown |
| Mazzella Estate & Asset Management, LLC CRD: 301891 | - | 0 | 1 | - | Unknown |
| Mazzone & Associates, LLC CRD: 144159 | GA | 0 | 2 | A | Active |
| MB & Associates CRD: 123530 | - | 0 | 1 | - | Unknown |
| MB Advisors Asset Management, LLC CRD: 306184 | - | 0 | 0 | - | Unknown |
| MB Advisors LLC CRD: 169490 | - | 0 | 2 | - | Unknown |
| MB Blue GP LLC CRD: 300176 | - | 0 | 1 | - | Unknown |
| MB Equity, LLC CRD: 292908 | - | 0 | 1 | - | Unknown |
| MB Family Advisors CRD: 166324 | - | 0 | 1 | - | Unknown |
| MB Financial Planning LLC CRD: 289141 | - | 0 | 1 | - | Unknown |
| MB GEN Wealth CRD: 327967 | - | 0 | 1 | - | Unknown |
| MB Global Advisers, LLC CRD: 166823 | - | 0 | 1 | - | Unknown |
| MB Inman Investment Advisors, LLC CRD: 153963 | - | 0 | 1 | - | Unknown |
| MB Investment Advisors, Inc. CRD: 128313 | - | 0 | 0 | - | Unknown |
| MB Securities Inc. CRD: 13701 | - | 0 | 0 | A | INACTIVE |
| MB Trading CRD: 30330 | - | 5 | 0 | C | INACTIVE |
| MB, Levis & Associates,LLC CRD: 164197 | - | 0 | 3 | - | Unknown |
| MB3 Consulting LLC CRD: 304634 | - | 0 | 1 | - | Unknown |
| MBA Equity Investment Corporation CRD: 7911 | - | 0 | 0 | A | INACTIVE |
| MBA Ventures VC, LLC CRD: 327904 | - | 0 | 1 | - | Unknown |
| Mbah Insurance CRD: 169140 | - | 0 | 0 | - | Unknown |
| Mbank Capital Markets, Inc. CRD: 22904 | - | 0 | 0 | A | INACTIVE |
| MBB Advisory LLC CRD: 306115 | - | 0 | 1 | - | Unknown |
| MBC FII Management, LLC CRD: 289161 | - | 0 | 1 | - | Unknown |
| MBE Wealth Management, LLC CRD: 165516 | - | 0 | 11 | - | Unknown |
| MBF Healthcare Management II, LLC CRD: 283576 | - | 0 | 1 | - | Unknown |
| MBF Healthcare Management, LLC CRD: 163363 | - | 0 | 0 | - | Unknown |
| MBH Hedge Fund LLC CRD: 328807 | - | 0 | 1 | - | Unknown |
| MBH Trading LLC CRD: 128495 | - | 1 | 0 | B | INACTIVE |
| MBHC, LLC CRD: 149554 | - | 0 | 0 | - | Unknown |
| MBI Equities Corp. CRD: 13835 | - | 0 | 0 | A | INACTIVE |
| MBI LLC CRD: 170858 | - | 0 | 7 | - | Unknown |
| Mbia Capital Advisors CRD: 154255 | - | 0 | 3 | - | Unknown |
| MBK Management, Inc. CRD: 162929 | - | 0 | 0 | - | Unknown |
| MBL Advisors CRD: 305176 | - | 0 | 1 | - | Unknown |
| MBM CAP LLC CRD: 327509 | - | 0 | 1 | - | Unknown |
| MBM Securities, Inc. CRD: 124850 | - | 0 | 0 | A | INACTIVE |
| MBM Wealth Consultants, LLC CRD: 169091 | - | 0 | 1 | - | Unknown |
| MBO+ SAS CRD: 162314 | - | 0 | 0 | - | Unknown |
| MBP Capital Management LLC CRD: 292528 | - | 0 | 1 | - | Unknown |
| MBR Financial CRD: 168333 | - | 0 | 1 | - | Unknown |
| Mbroker, Inc. CRD: 127438 | - | 1 | 0 | B | INACTIVE |
| MBS Capital Markets, LLC CRD: 155065 | FL | 0 | 5 | A | Active |
| MBS Investments, Inc. CRD: 8311 | - | 0 | 0 | A | INACTIVE |
| MBS Mantra, LLC CRD: 173533 | - | 0 | 1 | - | Unknown |
| MBS Source Etrading, Inc. CRD: 164958 | - | 0 | 0 | A | INACTIVE |
| Mbsauction, LLC CRD: 104213 | - | 0 | 0 | A | INACTIVE |
| MBSC, LLC CRD: 42430 | - | 1 | 0 | B | INACTIVE |
| MBT Technologies, LLC CRD: 130187 | - | 0 | 0 | A | INACTIVE |
| MBU, Inc. CRD: 30025 | - | 0 | 0 | A | INACTIVE |