Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MBVM Philadelphia CRD: 289500 | - | 0 | 0 | - | Unknown |
| Mbwwa Services, Inc. CRD: 307044 | - | 0 | 0 | - | Unknown |
| MBX Capital CRD: 312079 | - | 0 | 1 | - | Unknown |
| MBX Clearing LLC CRD: 321223 | MI | 0 | 1 | A | Active |
| MBX Investors LLC CRD: 339299 | - | 0 | 1 | - | Unknown |
| MC Asset Management Americas, Ltd. CRD: 23330 | - | 0 | 0 | A | INACTIVE |
| MC Aureate CRD: 313700 | - | 0 | 0 | - | Unknown |
| MC Credit Partners LP CRD: 167929 | - | 0 | 1 | - | Unknown |
| MC Financial Management, Inc. CRD: 112516 | - | 0 | 2 | - | Unknown |
| MC Financial Services, Inc. CRD: 146331 | - | 0 | 2 | - | Unknown |
| MC Investments & Advisory LLC CRD: 333853 | - | 0 | 2 | - | Unknown |
| MC Square Capital, LLC CRD: 169545 | CT | 0 | 2 | A | Active |
| MC Square S.A. CRD: 325682 | - | 0 | 0 | - | Unknown |
| MC Taylor Associates CRD: 106021 | - | 0 | 0 | - | Unknown |
| MC Wealth Advisors LLC CRD: 336851 | - | 0 | 1 | - | Unknown |
| MC2 Financial Advisers, Inc. CRD: 116309 | - | 0 | 2 | - | Unknown |
| MC2 Investment Management, LLC CRD: 308490 | - | 0 | 0 | - | Unknown |
| MCA Cross Border Advisors Inc. CRD: 168125 | - | 0 | 0 | - | Unknown |
| MCA Cross Border Capital Inc. CRD: 327516 | - | 0 | 0 | - | Unknown |
| MCA Realty, Inc CRD: 318327 | - | 0 | 1 | - | Unknown |
| MCA Securities LLC CRD: 298069 | - | 0 | 0 | A | INACTIVE |
| MCA Trading, LLC CRD: 146992 | - | 0 | 0 | A | INACTIVE |
| Mcadam Company LLC CRD: 43291 | - | 0 | 0 | A | INACTIVE |
| Mcadam LLC CRD: 170914 | - | 0 | 101 | - | Unknown |
| Mcadams Wright Ragen, Inc. CRD: 45899 | - | 5 | 0 | C | INACTIVE |
| Mcallaster & Associates CRD: 104259 | - | 1 | 0 | B | INACTIVE |
| Mcallister Capital Management CRD: 115613 | - | 0 | 2 | - | Unknown |
| Mcallister Consulting, LLC CRD: 292234 | - | 0 | 0 | - | Unknown |
| Mcallister, Gary Richard CRD: 131022 | - | 0 | 0 | - | Unknown |
| Mcallister, Thomas JAY CRD: 122079 | - | 0 | 0 | - | Unknown |
| Mcalvany Wealth Management, LLC CRD: 146021 | - | 0 | 2 | - | Unknown |
| Mcap Investment Banking Services, Inc. CRD: 116585 | - | 0 | 0 | A | INACTIVE |
| Mcap Investment Management, LLC CRD: 336859 | - | 0 | 3 | - | Unknown |
| Mcap LLC CRD: 139515 | NY | 4 | 4 | B | Active |
| Mcas CRD: 168373 | - | 0 | 1 | - | Unknown |
| Mcatee Investment Services, Inc. CRD: 27924 | - | 0 | 0 | A | INACTIVE |
| Mcauliffe Capital Management CRD: 125807 | - | 0 | 0 | - | Unknown |
| Mcavoy Kemp Wealth Management, LLC CRD: 122084 | - | 0 | 3 | - | Unknown |
| Mcbarron Capital LLC CRD: 131431 | - | 3 | 0 | C | INACTIVE |
| Mcbeath Financial Group CRD: 167188 | - | 0 | 1 | - | Unknown |
| Mcbee Advisors, Inc. CRD: 143223 | - | 0 | 2 | - | Unknown |
| Mcbrearty & Co., Inc. CRD: 29999 | - | 0 | 0 | A | INACTIVE |
| Mcbrearty Financial Services CRD: 155702 | - | 0 | 0 | - | Unknown |
| Mcbride Financial CRD: 155741 | - | 0 | 1 | - | Unknown |
| Mcbroom & Associates, LLC CRD: 151187 | - | 0 | 2 | - | Unknown |
| MCC Advisors LLC CRD: 153968 | - | 0 | 0 | - | Unknown |
| MCC Securities, Inc. CRD: 40776 | - | 0 | 0 | A | INACTIVE |
| MCC Securities, Inc. CRD: 36286 | - | 0 | 0 | A | INACTIVE |
| MCC Wealth CRD: 334330 | - | 0 | 1 | - | Unknown |
| Mccabe & Associates, Inc CRD: 106588 | - | 0 | 0 | - | Unknown |