Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mccabe-Henley Securities, Inc. CRD: 14604 | - | 0 | 0 | A | INACTIVE |
| Mccafferty & Company, LLC CRD: 147259 | - | 0 | 0 | A | INACTIVE |
| Mccain Capital LLC CRD: 325586 | - | 0 | 0 | - | Unknown |
| Mccall, Angel B. CRD: 124840 | - | 0 | 0 | - | Unknown |
| Mccann Express LLC CRD: 285430 | - | 0 | 0 | - | Unknown |
| Mccann Investment Management LLC CRD: 315149 | - | 0 | 1 | - | Unknown |
| Mccann Wealth Strategies,Inc. CRD: 155646 | - | 0 | 3 | - | Unknown |
| Mccarley and Associates, Inc. CRD: 16128 | - | 0 | 0 | A | INACTIVE |
| Mccarter Investments, LLC CRD: 138655 | - | 0 | 2 | - | Unknown |
| Mccarter Private Wealth Services LLC CRD: 108191 | - | 0 | 1 | - | Unknown |
| Mccarthy & Co. CRD: 18489 | - | 0 | 0 | A | INACTIVE |
| Mccarthy & COX Retirement & Estate Specialists LLC CRD: 328478 | - | 0 | 1 | - | Unknown |
| Mccarthy Asset Management, Inc. CRD: 118285 | - | 0 | 3 | - | Unknown |
| Mccarthy Capital Corporation CRD: 125181 | - | 0 | 0 | - | Unknown |
| Mccarthy Thomas G. CRD: 123275 | - | 0 | 0 | A | INACTIVE |
| Mccarthy Wealth & TAX Advisors CRD: 135875 | - | 0 | 2 | - | Unknown |
| Mccartin Financial CRD: 155832 | - | 0 | 0 | - | Unknown |
| Mccartney Wealth Management LLC CRD: 154722 | - | 0 | 1 | - | Unknown |
| Mccarty Money Matters CRD: 316883 | - | 0 | 0 | - | Unknown |
| Mccarty Wealth CRD: 333888 | - | 0 | 1 | - | Unknown |
| Mccary Anheuser Wealth Management, LLC CRD: 306810 | - | 0 | 1 | - | Unknown |
| Mccaslin Barrow Henderson, LLC CRD: 164383 | - | 0 | 1 | - | Unknown |
| Mccauley Investments Advisors LLC CRD: 171742 | - | 0 | 1 | - | Unknown |
| Mccauley Investments LLC CRD: 153378 | - | 0 | 0 | - | Unknown |
| Mccauley Securities, Ltd. CRD: 33043 | - | 1 | 0 | B | INACTIVE |
| Mccay Wealth Advisory LLC CRD: 286503 | - | 0 | 1 | - | Unknown |
| Mcclain Value Management, LLC CRD: 114074 | - | 0 | 1 | - | Unknown |
| Mcclanahan Wealth Optimization CRD: 313560 | - | 0 | 0 | - | Unknown |
| Mcclarren Financial Advisors CRD: 122147 | - | 0 | 2 | - | Unknown |
| Mcclees Investments, Inc. CRD: 18316 | - | 0 | 0 | A | INACTIVE |
| Mcclelland Wesley Wealth Management CRD: 170054 | - | 0 | 1 | - | Unknown |
| Mcclendon, Morrison & Partners, Inc. CRD: 14684 | - | 2 | 0 | B | INACTIVE |
| Mccloskey & Associates, P.A. CRD: 142883 | - | 0 | 2 | - | Unknown |
| Mcclure Capital Advisors, Inc. CRD: 159981 | - | 0 | 1 | - | Unknown |
| Mcclure Financial Planning CRD: 123407 | - | 0 | 0 | - | Unknown |
| Mcclure Investment Management, LLC CRD: 121205 | - | 0 | 2 | - | Unknown |
| Mcclure Private Wealth, LLC CRD: 338317 | - | 0 | 3 | - | Unknown |
| Mcclurg Capital Corporation CRD: 16798 | CA | 0 | 6 | A | Active |
| Mccoll Garella Securities, LLC CRD: 119831 | - | 0 | 0 | A | INACTIVE |
| Mccoll Partners, LLC CRD: 119059 | - | 0 | 0 | A | INACTIVE |
| Mccollum Christoferson Group, LLC CRD: 268812 | - | 0 | 2 | - | Unknown |
| Mccombie Group Advisors, LLC CRD: 171204 | - | 0 | 0 | - | Unknown |
| Mccombs Securities Co., Inc. CRD: 565 | - | 0 | 0 | A | INACTIVE |
| Mcconnell Asset Management LLC CRD: 134111 | - | 0 | 0 | - | Unknown |
| Mcconnell Securities, Inc. CRD: 6242 | - | 0 | 0 | A | INACTIVE |
| Mcconnell Trading LLC CRD: 45488 | - | 0 | 0 | A | INACTIVE |
| Mcconnell, Budd & Romano, Inc. CRD: 28923 | - | 1 | 0 | B | INACTIVE |
| Mcconnell, Kincannon & Smith,Inc. CRD: 14360 | - | 0 | 0 | A | INACTIVE |
| Mcconnell, Rupert John CRD: 36597 | - | 1 | 0 | B | INACTIVE |
| Mccormack Financial LLC CRD: 301056 | - | 0 | 0 | - | Unknown |