Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mccormick Capital Investments, Inc. CRD: 24552 | - | 0 | 0 | A | INACTIVE |
| Mccormick Trading LLC. CRD: 142280 | - | 0 | 0 | A | INACTIVE |
| Mccormick-O'mara Securities Co. CRD: 6510 | - | 0 | 0 | A | INACTIVE |
| Mccourtney-Breckenridge & Company CRD: 2708 | - | 0 | 0 | A | INACTIVE |
| Mccoy, Michael J. CRD: 128469 | - | 0 | 0 | A | INACTIVE |
| Mccracken Partners, Inc. CRD: 13177 | - | 0 | 0 | A | INACTIVE |
| Mccuen & Co Inc CRD: 107305 | - | 0 | 0 | - | Unknown |
| Mcculley Financial Group, LLC CRD: 154891 | - | 0 | 1 | - | Unknown |
| Mccullough & Associates LLC CRD: 133794 | - | 0 | 0 | - | Unknown |
| Mccullough Wealth Management LLC CRD: 331695 | - | 0 | 2 | - | Unknown |
| Mccullough, Daren Paul CRD: 39244 | - | 1 | 0 | B | INACTIVE |
| Mccurdy Financial Solutions CRD: 328206 | - | 0 | 1 | - | Unknown |
| Mccurdy, Gillion & Associates, LLC CRD: 141858 | - | 0 | 2 | - | Unknown |
| Mccutchen Group LLC CRD: 143309 | - | 0 | 0 | - | Unknown |
| MCD Advisors CRD: 133435 | - | 0 | 0 | - | Unknown |
| MCD-Kissner GP, LLC CRD: 336165 | - | 0 | 1 | - | Unknown |
| Mcdaniel Investments LLC CRD: 283796 | - | 0 | 0 | - | Unknown |
| Mcdaniel Lewis & Company CRD: 2566 | - | 0 | 0 | A | INACTIVE |
| Mcdaniel Wealth Management CRD: 166513 | - | 0 | 0 | - | Unknown |
| Mcdaniels & Co. CRD: 29801 | - | 0 | 0 | A | INACTIVE |
| Mcdavid & Company Wealth Management Services CRD: 142187 | - | 0 | 1 | - | Unknown |
| Mcdermott Advisory Group, LLC CRD: 138768 | - | 0 | 0 | - | Unknown |
| Mcdermott, Bernard J III CRD: 34021 | - | 0 | 0 | A | INACTIVE |
| Mcdevitt & Bird Investment Management Co CRD: 109920 | - | 0 | 2 | - | Unknown |
| Mcdevitt & Company Investment Corporation CRD: 8479 | - | 0 | 0 | A | INACTIVE |
| Mcdonald & Company LLC CRD: 168445 | - | 0 | 0 | - | Unknown |
| Mcdonald Capital Investors Inc CRD: 105562 | - | 0 | 1 | - | Unknown |
| Mcdonald Capital Management CRD: 114531 | - | 0 | 4 | - | Unknown |
| Mcdonald Capital Management, Inc. CRD: 121696 | - | 0 | 1 | - | Unknown |
| Mcdonald Hartman Wealth Advisors CRD: 316031 | - | 0 | 1 | - | Unknown |
| Mcdonald Partners LLC CRD: 135414 | OH | 6 | 25 | B | Active |
| Mcdonell, Mark Robert CRD: 136210 | - | 0 | 1 | - | Unknown |
| Mcdonnaugh Securities LLC CRD: 290233 | NY | 0 | 2 | A | Active |
| Mcdonnell & Co. (NEW York) Inc. CRD: 15520 | - | 0 | 0 | A | INACTIVE |
| Mcdonnell Capital Management CRD: 164252 | - | 0 | 1 | - | Unknown |
| Mcdonnell Investment Management, LLC CRD: 166176 | - | 0 | 0 | - | Unknown |
| Mcdonnell, Inc. CRD: 30080 | - | 0 | 0 | A | INACTIVE |
| Mcdonough Capital Management, Inc. CRD: 143767 | - | 0 | 1 | - | Unknown |
| Mcdonough Wealth Management LLC CRD: 314989 | - | 0 | 0 | - | Unknown |
| Mcdowell Associates Investments, LP CRD: 167710 | - | 0 | 1 | - | Unknown |
| Mcduffie/Morris Financial Group, Inc. CRD: 39654 | NC | 1 | 2 | B | Active |
| Mcelhenny Sheffield Capital Management, LLC CRD: 115120 | - | 0 | 1 | - | Unknown |
| Mcelvain Management, LLC CRD: 162346 | - | 0 | 0 | - | Unknown |
| Mcelveen III, Charles L. CRD: 103855 | - | 0 | 0 | A | INACTIVE |
| MCF Advisors, LLC CRD: 130372 | - | 0 | 25 | - | Unknown |
| MCF Capital Management LLC CRD: 158808 | - | 0 | 0 | - | Unknown |
| Mcfadden, Farrell & Smith, L.P. CRD: 26245 | - | 3 | 0 | C | INACTIVE |
| Mcfarland Associates CRD: 111316 | - | 0 | 2 | - | Unknown |
| Mcfarland Dewey Securities Co., LLC CRD: 25768 | - | 0 | 0 | A | INACTIVE |
| Mcfarland, Grossman & Company CRD: 30850 | - | 0 | 0 | A | INACTIVE |