Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mcfarlane Gordon Capital Corp. CRD: 111584 | - | 0 | 0 | A | INACTIVE |
| Mcfarlane Investment Advisory Services Inc. CRD: 134839 | - | 0 | 1 | - | Unknown |
| Mcfee Financial Group, Inc. CRD: 116432 | - | 0 | 1 | - | Unknown |
| Mcferrin Securities, Inc. CRD: 10329 | - | 0 | 0 | A | INACTIVE |
| MCG Capital Management, LLC CRD: 120595 | - | 0 | 2 | - | Unknown |
| MCG Equities, LLC CRD: 45304 | - | 0 | 0 | A | INACTIVE |
| MCG Planning Solutions CRD: 295671 | - | 0 | 0 | - | Unknown |
| MCG Portfolio Management Corp. CRD: 7070 | - | 0 | 0 | A | INACTIVE |
| MCG Securities LLC CRD: 163144 | PA | 0 | 2 | A | Active |
| Mcgaunn & Schwadron, Cpa's, LLC CRD: 130294 | - | 0 | 0 | - | Unknown |
| Mcgee Wealth Management, Inc. CRD: 109847 | - | 0 | 0 | - | Unknown |
| Mcgehee Capital Management CRD: 316733 | - | 0 | 1 | - | Unknown |
| Mcgehee Capital Management, Inc. CRD: 116456 | - | 0 | 0 | - | Unknown |
| Mcgehee Wealth Management Inc CRD: 283927 | - | 0 | 0 | - | Unknown |
| Mcgeoghan Wealth Management and Financial Planning CRD: 314291 | - | 0 | 0 | - | Unknown |
| Mcgervey Wealth Management, LLC CRD: 151969 | - | 0 | 0 | - | Unknown |
| Mcgibbon Asset Management CRD: 112395 | - | 0 | 0 | - | Unknown |
| Mcgill Advisors, Inc. CRD: 111093 | - | 0 | 0 | - | Unknown |
| Mcgill Investment Advisory CRD: 175243 | - | 0 | 0 | - | Unknown |
| Mcgill, Jeffrey David CRD: 47695 | - | 0 | 0 | A | INACTIVE |
| Mcgilvray & Associates, Inc. CRD: 20679 | - | 0 | 0 | A | INACTIVE |
| Mcginn Penninger Investment Management Inc. CRD: 107396 | - | 0 | 2 | - | Unknown |
| Mcginn, Smith & Co., Inc. CRD: 8453 | - | 24 | 0 | F | INACTIVE |
| Mcginty Road Partners, LP CRD: 290390 | - | 0 | 1 | - | Unknown |
| Mcgladrey Capital Markets, LLC CRD: 47639 | - | 0 | 0 | A | INACTIVE |
| Mcglone & Co. CRD: 14717 | - | 0 | 0 | A | INACTIVE |
| Mcglone Suttner Wealth Management, Inc. CRD: 149830 | - | 0 | 2 | - | Unknown |
| Mcglothin Financial Literacy, LLC CRD: 331338 | - | 0 | 0 | - | Unknown |
| MCGLYNN Advisors CRD: 129713 | - | 0 | 0 | - | Unknown |
| Mcgonagle Securities, Inc. CRD: 19952 | - | 0 | 0 | A | INACTIVE |
| Mcgovern, Terrence J CRD: 34556 | - | 0 | 0 | A | INACTIVE |
| Mcgowan & Co LLP CRD: 108736 | - | 0 | 4 | - | Unknown |
| Mcgowan Group Asset Management, Inc. CRD: 154127 | - | 0 | 4 | - | Unknown |
| Mcgowan Investors, L.P. CRD: 127813 | - | 3 | 0 | C | INACTIVE |
| Mcgrath Wealthcare, LLC CRD: 167226 | - | 0 | 1 | - | Unknown |
| Mcgraw,Valeo & Co., Inc. CRD: 13950 | - | 0 | 0 | A | INACTIVE |
| Mcgregor Equities, Inc. CRD: 13961 | - | 1 | 0 | B | INACTIVE |
| Mcguigan Financial, LLC CRD: 299624 | - | 0 | 1 | - | Unknown |
| Mcguire Capital Advisors, Inc. CRD: 164549 | - | 0 | 2 | - | Unknown |
| Mcguire Financial Solutions CRD: 132440 | - | 0 | 0 | - | Unknown |
| Mcguire Wealth Management CRD: 296271 | - | 0 | 1 | - | Unknown |
| Mcguire, David CRD: 107534 | - | 0 | 0 | A | INACTIVE |
| Mcguire, Michael Patrick CRD: 34686 | - | 0 | 0 | A | INACTIVE |
| MCH Private Equity CRD: 241789 | - | 0 | 0 | - | Unknown |
| Mcham Taylor & Co. CRD: 155378 | - | 0 | 0 | - | Unknown |
| Mchenry Capital, L.L.C. CRD: 136594 | - | 0 | 4 | - | Unknown |
| Mchenry Investments, LLC CRD: 339628 | - | 0 | 2 | - | Unknown |
| MCI Asset Management, LLC CRD: 167639 | - | 0 | 0 | - | Unknown |
| MCI Securities, Inc. CRD: 15331 | - | 0 | 0 | A | INACTIVE |
| Mcilrath & ECK, LLC CRD: 145252 | - | 0 | 7 | - | Unknown |