Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mcinnes & Co., Incorporated CRD: 18477 | - | 0 | 0 | A | INACTIVE |
| Mcinnis Group CRD: 142420 | - | 0 | 1 | - | Unknown |
| Mcinroy & Wood Limited CRD: 316199 | - | 0 | 0 | - | Unknown |
| Mcintosh & Company, Inc. CRD: 16935 | - | 0 | 0 | A | INACTIVE |
| Mcintosh & Dwyer Securities Corporation CRD: 23251 | - | 0 | 0 | A | INACTIVE |
| Mcintyre Capital Management, LP CRD: 332120 | - | 0 | 1 | - | Unknown |
| Mcintyre Investment Opportunity Fund Management, L… CRD: 170135 | - | 0 | 0 | - | Unknown |
| Mcintyre Investments, LLC CRD: 317096 | - | 0 | 0 | - | Unknown |
| Mcintyre, Freedman & FLYNN Investment Advisers, In… CRD: 105522 | - | 0 | 2 | - | Unknown |
| MCJ Capital Partners CRD: 310067 | - | 0 | 1 | - | Unknown |
| MCJ Venture Management CRD: 310880 | - | 0 | 1 | - | Unknown |
| Mcjohn Investments, Inc. CRD: 25707 | - | 0 | 0 | A | INACTIVE |
| Mckay Wealth Management Group LLC CRD: 281578 | - | 0 | 1 | - | Unknown |
| Mckee ATM Income Fund Manager CRD: 326876 | - | 0 | 1 | - | Unknown |
| Mckee Investment Planning, Inc. CRD: 126676 | - | 0 | 3 | - | Unknown |
| Mckee Wealth Management CRD: 182518 | - | 0 | 1 | - | Unknown |
| Mckeel Capital Management CRD: 142132 | - | 0 | 1 | - | Unknown |
| Mckeige & Co., Inc. CRD: 19802 | - | 0 | 0 | A | INACTIVE |
| Mckelvey & Associates, Inc. CRD: 331991 | - | 0 | 1 | - | Unknown |
| Mckelvey Wealth Management, LLC CRD: 316506 | - | 0 | 1 | - | Unknown |
| Mckendrick, Rupert Registered Investment Advisors,… CRD: 141116 | - | 0 | 0 | - | Unknown |
| Mckenna & Sullivan Inc CRD: 120366 | - | 0 | 2 | - | Unknown |
| Mckenna Capital, Inc. CRD: 286623 | - | 0 | 1 | - | Unknown |
| Mckenna Cloud & Co. CRD: 1910 | - | 0 | 0 | A | INACTIVE |
| Mckenzie & Company CRD: 18619 | - | 0 | 0 | A | INACTIVE |
| Mckenzie Securities LLC CRD: 310913 | PR | 1 | 3 | B | Active |
| Mckeon Brothers, LLC CRD: 42774 | - | 0 | 0 | A | INACTIVE |
| Mckerahan Financial Services CRD: 118487 | - | 0 | 0 | - | Unknown |
| Mckewon & Timmins CRD: 8647 | - | 0 | 0 | A | INACTIVE |
| Mckim Capital, Inc. CRD: 103814 | - | 2 | 0 | B | INACTIVE |
| Mckinley Allsopp, Inc. CRD: 13098 | - | 0 | 0 | A | INACTIVE |
| Mckinley Capital Management, LLC CRD: 106173 | - | 0 | 0 | - | Unknown |
| Mckinley Capital, Ltd. CRD: 16563 | - | 1 | 0 | B | INACTIVE |
| Mckinley Carter Wealth Services, Inc. CRD: 135184 | - | 0 | 22 | - | Unknown |
| Mckinley Financial CRD: 282443 | - | 0 | 1 | - | Unknown |
| Mckinley Money, LLC CRD: 145571 | - | 0 | 2 | - | Unknown |
| Mckinley Partners CRD: 284207 | - | 0 | 0 | - | Unknown |
| Mckinley Securities, LLC CRD: 120584 | - | 0 | 0 | A | INACTIVE |
| Mckinney Asset Management Inc. CRD: 105592 | - | 0 | 1 | - | Unknown |
| Mckinney Capital Management CRD: 338774 | - | 0 | 1 | - | Unknown |
| Mckinney Capital Management, LLC CRD: 153551 | - | 0 | 2 | - | Unknown |
| Mckinney Capital, LLC CRD: 315545 | - | 0 | 1 | - | Unknown |
| Mckinney Financial Planning & Management CRD: 117526 | - | 0 | 2 | - | Unknown |
| Mckinney Folk Inc. CRD: 14938 | - | 0 | 0 | A | INACTIVE |
| Mckinney-Ginsberg Asset Management, LLC CRD: 126427 | - | 0 | 0 | - | Unknown |
| Mckinney-X LLC CRD: 337889 | - | 0 | 1 | - | Unknown |
| Mckinnon & Company, Inc. CRD: 21907 | - | 5 | 0 | C | INACTIVE |
| Mckissick & Co. CRD: 15046 | - | 0 | 0 | A | INACTIVE |
| Mckissock Capital Management, LLC CRD: 145290 | - | 0 | 0 | - | Unknown |
| Mckittrick & Briggs Securities, Inc. CRD: 10520 | - | 0 | 0 | A | INACTIVE |