Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MCL Advisors CRD: 156647 | - | 0 | 0 | - | Unknown |
| MCL Financial Group, Inc. CRD: 41180 | - | 6 | 0 | C | INACTIVE |
| Mclain Capital, LLC CRD: 305294 | - | 0 | 0 | - | Unknown |
| Mclarty & Company CRD: 2480 | - | 0 | 0 | A | INACTIVE |
| Mclaughlin Asset Management, Inc. CRD: 125735 | - | 0 | 3 | - | Unknown |
| Mclaughlin Capital Markets, Inc. CRD: 29770 | - | 1 | 0 | B | INACTIVE |
| Mclaughlin Capital, LLC CRD: 130148 | - | 0 | 0 | A | INACTIVE |
| Mclaughlin Ryder Investments, Inc. CRD: 147529 | VA | 0 | 3 | A | Active |
| Mclaughlin, Peter R. CRD: 32248 | - | 0 | 0 | A | INACTIVE |
| Mclaughlin, Piven, Vogel Securities, Inc. CRD: 7404 | - | 26 | 0 | F | INACTIVE |
| Mclean Asset Management Corp. CRD: 108067 | - | 0 | 11 | - | Unknown |
| Mclean Capital Management CRD: 139060 | - | 0 | 1 | - | Unknown |
| Mclean Financial Planning and Investment Managemen… CRD: 170717 | - | 0 | 1 | - | Unknown |
| Mclean Investments, Ltd. CRD: 14934 | - | 0 | 0 | A | INACTIVE |
| Mclean Securities, LLC CRD: 104117 | VA | 1 | 2 | B | Active |
| Mclear and Company CRD: 7422 | - | 0 | 0 | A | INACTIVE |
| Mcleary Securities, Inc. CRD: 16848 | - | 0 | 0 | A | INACTIVE |
| Mcleod & Company, Inc. CRD: 23885 | - | 0 | 0 | A | INACTIVE |
| Mcleod, Insurance and Investments CRD: 294136 | - | 0 | 0 | - | Unknown |
| Mcliney and Company CRD: 6936 | - | 0 | 0 | A | INACTIVE |
| Mcloud Advisory Services LLC CRD: 309660 | - | 0 | 1 | - | Unknown |
| MCM Advisers, LP CRD: 110656 | - | 0 | 1 | - | Unknown |
| MCM Advisory, LLC CRD: 143273 | - | 0 | 2 | - | Unknown |
| MCM Financial Corp. CRD: 47919 | - | 0 | 0 | A | INACTIVE |
| MCM Managers, LLC CRD: 283835 | - | 0 | 0 | - | Unknown |
| MCM Securities LLC CRD: 41571 | NY | 1 | 2 | B | Active |
| MCM Securities, L.P. CRD: 145294 | - | 0 | 0 | A | INACTIVE |
| MCM Wealth CRD: 136075 | - | 0 | 4 | - | Unknown |
| Mcmahan & Company CRD: 14345 | - | 0 | 0 | A | INACTIVE |
| Mcmahan Capital Management CRD: 109140 | - | 0 | 2 | - | Unknown |
| Mcmahan Capital Markets L.P. CRD: 30757 | - | 0 | 0 | A | INACTIVE |
| Mcmahan Securities Co. L.P. CRD: 22123 | - | 5 | 0 | C | INACTIVE |
| Mcmahon Capital Management CRD: 134785 | - | 0 | 2 | - | Unknown |
| Mcmanemin Wealth Management CRD: 123246 | - | 0 | 0 | - | Unknown |
| Mcmaneus & Co., Inc. CRD: 2743 | - | 0 | 0 | A | INACTIVE |
| Mcmannis Wealth LLC CRD: 330328 | - | 0 | 0 | - | Unknown |
| Mcmanus & Miles Incorporated CRD: 25543 | - | 1 | 0 | B | INACTIVE |
| MCMG Capital Advisors, Inc. CRD: 103871 | - | 1 | 0 | B | INACTIVE |
| Mcmill CPA and Advisors CRD: 129015 | - | 0 | 10 | - | Unknown |
| Mcmillan Capital Management, LLC CRD: 143179 | - | 0 | 1 | - | Unknown |
| Mcmillan Office, Inc. CRD: 157836 | - | 0 | 1 | - | Unknown |
| Mcmillen & Company, Inc. CRD: 140876 | - | 0 | 2 | - | Unknown |
| Mcmillian Advisor Multi Family Offices CRD: 147970 | - | 0 | 0 | - | Unknown |
| Mcmillion Capital Management Inc CRD: 110854 | - | 0 | 0 | - | Unknown |
| Mcmillion Securities, Inc. CRD: 7393 | - | 0 | 0 | A | INACTIVE |
| Mcmorgan & Company Capital Advisors LLC CRD: 137222 | CA | 0 | 4 | A | Active |
| Mcmorgan & Company LLC CRD: 115060 | - | 0 | 1 | - | Unknown |
| MCN Investment Management Co. CRD: 336515 | - | 0 | 1 | - | Unknown |
| Mcnab Pension LLC CRD: 300657 | - | 0 | 0 | - | Unknown |
| Mcnab Pension LLP CRD: 289951 | - | 0 | 0 | - | Unknown |