Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mcnally Advisors, LLC CRD: 158707 | - | 0 | 1 | - | Unknown |
| Mcnally, David D. CRD: 122907 | - | 0 | 1 | - | Unknown |
| Mcnamara Financial Services, Inc. CRD: 154311 | - | 0 | 2 | - | Unknown |
| Mcnamara Trading Company CRD: 31466 | - | 16 | 0 | F | INACTIVE |
| Mcnamee Lawrence Securities, LLC CRD: 46941 | - | 2 | 0 | B | INACTIVE |
| Mcnaron Group, Inc. CRD: 122580 | - | 0 | 2 | - | Unknown |
| Mcnary Investments CRD: 119663 | - | 0 | 0 | - | Unknown |
| Mcnaughton Wealth Management, LLC CRD: 300330 | - | 0 | 4 | - | Unknown |
| Mcneill Capital, LLC CRD: 154517 | - | 0 | 1 | - | Unknown |
| Mcneill Financial Advisory CRD: 288117 | - | 0 | 0 | - | Unknown |
| Mcnellis & Asato, Ltd. CRD: 149119 | - | 0 | 0 | - | Unknown |
| Mcniel Capital Corp. CRD: 21474 | - | 0 | 0 | A | INACTIVE |
| Mcnulty Wealth Management LLC CRD: 317078 | - | 0 | 0 | - | Unknown |
| Mcof Management LLC CRD: 322219 | - | 0 | 0 | - | Unknown |
| MCP Advisers, LLC CRD: 328391 | - | 0 | 1 | - | Unknown |
| MCP Advisors LLC CRD: 311922 | - | 0 | 0 | - | Unknown |
| MCP Asset Management Company Limited CRD: 170298 | - | 0 | 0 | - | Unknown |
| MCP Capital Management Limited CRD: 284314 | - | 0 | 0 | - | Unknown |
| MCP Emerging Markets LLP CRD: 305151 | - | 0 | 0 | - | Unknown |
| MCP Investment Management Limited CRD: 284313 | - | 0 | 0 | - | Unknown |
| MCP Management, LLC CRD: 174807 | - | 0 | 0 | - | Unknown |
| MCP Management, LP CRD: 324518 | - | 0 | 1 | - | Unknown |
| MCP Securities, LLC CRD: 152669 | NY | 0 | 2 | A | Active |
| Mcpeake & Company LLC CRD: 289402 | - | 0 | 0 | - | Unknown |
| Mcpherson & Mayberry Personal Wealth Management CRD: 106731 | - | 0 | 0 | - | Unknown |
| Mcquade, Kathleen Mary CRD: 155892 | - | 0 | 1 | - | Unknown |
| Mcqueen Financial Advisors II, Inc. CRD: 109325 | - | 0 | 1 | - | Unknown |
| Mcqueen, Ball & Associates Inc. CRD: 104663 | - | 0 | 0 | - | Unknown |
| MCR Fund Management LLC CRD: 315098 | - | 0 | 1 | - | Unknown |
| Mcrae Capital Management Inc. CRD: 104567 | - | 0 | 5 | - | Unknown |
| Mcrae Capital Management L.L.C. CRD: 117477 | - | 0 | 1 | - | Unknown |
| MCS Capital Markets LLC CRD: 151337 | NY | 0 | 2 | A | Active |
| MCS Family Wealth Advisors CRD: 106327 | - | 0 | 3 | - | Unknown |
| Mcsa Securities LLC CRD: 335417 | CT | 0 | 2 | A | Active |
| Mcshane Partners CRD: 107236 | - | 0 | 0 | - | Unknown |
| Mcshea Properties, LLC CRD: 167823 | - | 0 | 1 | - | Unknown |
| Mcsherry & Co., Inc. CRD: 38448 | - | 0 | 0 | A | INACTIVE |
| MCT Entertainment Advisors LLC CRD: 316690 | - | 0 | 0 | - | Unknown |
| MCT Entertainment Advisors LLC CRD: 328135 | - | 0 | 1 | - | Unknown |
| Mctaggart Capital, LLC CRD: 299289 | - | 0 | 2 | - | Unknown |
| MCTC Investments Holdings (Hong Kong) Limited CRD: 334728 | - | 0 | 0 | - | Unknown |
| Mcteague & Company CRD: 14351 | - | 0 | 0 | A | INACTIVE |
| Mctigue Trading LLC CRD: 112380 | - | 0 | 0 | A | INACTIVE |
| Mcvean Trading & Investments, Inc. CRD: 35363 | - | 0 | 0 | A | INACTIVE |
| MCW Investment Holdings, LLC CRD: 166192 | - | 0 | 0 | - | Unknown |
| Mcwhorter Ventures, LLC CRD: 328230 | - | 0 | 1 | - | Unknown |
| Mcwilliams Asset Management Inc. CRD: 331404 | - | 0 | 2 | - | Unknown |
| MD Advice Financial CRD: 329583 | - | 0 | 1 | - | Unknown |
| MD Financial Advisors / Vestment Financial CRD: 168771 | - | 0 | 14 | - | Unknown |
| MD Frontier, LLC CRD: 143085 | - | 0 | 0 | - | Unknown |