Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MD Global Partners, LLC CRD: 140988 | NY | 3 | 2 | B | Active |
| MD Investment Advisors CRD: 141593 | - | 0 | 1 | - | Unknown |
| MD Wealth Advisors Inc CRD: 304595 | - | 0 | 1 | - | Unknown |
| MD Wealth Management, LLC CRD: 297823 | - | 0 | 1 | - | Unknown |
| MD Wealth Partners, Inc CRD: 159131 | - | 0 | 1 | - | Unknown |
| MD Wealth Strategies, LLC CRD: 299569 | - | 0 | 0 | - | Unknown |
| MDA Financial, LLC CRD: 136470 | - | 0 | 0 | - | Unknown |
| MDB Capital CRD: 42677 | TX | 3 | 2 | B | Active |
| MDB Financial Group, Inc. CRD: 14816 | - | 0 | 0 | A | INACTIVE |
| MDC Capital Partners (Ventures) IM, LLC CRD: 291490 | - | 0 | 0 | - | Unknown |
| MDC Financial Research, LLC CRD: 149221 | - | 0 | 1 | - | Unknown |
| MDCC Securities Corporation CRD: 21631 | - | 0 | 0 | A | INACTIVE |
| MDD Ventures, LLC CRD: 327367 | - | 0 | 1 | - | Unknown |
| MDH Investment Management, Inc. CRD: 133127 | - | 0 | 3 | - | Unknown |
| Mdic Investment Company, Inc. CRD: 23613 | - | 0 | 0 | A | INACTIVE |
| MDK Financial Group, Inc. CRD: 116334 | - | 0 | 0 | - | Unknown |
| MDK Financial Group, Inc. CRD: 316876 | - | 0 | 0 | - | Unknown |
| MDM Financial Strategies CRD: 165653 | - | 0 | 0 | - | Unknown |
| MDNH Partners, L.P. CRD: 31618 | - | 0 | 0 | A | INACTIVE |
| MDO Financial Planning, LLC CRD: 319059 | - | 0 | 1 | - | Unknown |
| MDP Associates LLC CRD: 115599 | - | 0 | 0 | - | Unknown |
| MDR Capital Management LLC CRD: 166250 | - | 0 | 0 | - | Unknown |
| MDR Capital Partners, LLC CRD: 165085 | - | 0 | 0 | - | Unknown |
| MDRN Capital CRD: 325950 | - | 0 | 23 | - | Unknown |
| MDRN Wealth CRD: 323177 | - | 0 | 1 | - | Unknown |
| MDS Global Advisors CRD: 313299 | - | 0 | 0 | - | Unknown |
| MDS Securities, LLC CRD: 159555 | - | 0 | 0 | A | INACTIVE |
| MDS Wealth Advisors, LLC CRD: 171755 | - | 0 | 1 | - | Unknown |
| MDT Advisers, a Division of Federated Mdta LLC CRD: 109355 | - | 0 | 334 | - | Unknown |
| MDT Financial Advisors CRD: 333289 | - | 0 | 0 | - | Unknown |
| MDT Financial Advisors, LLC CRD: 340925 | - | 0 | 1 | - | Unknown |
| MDTF Trading, LLC CRD: 46964 | - | 0 | 0 | A | INACTIVE |
| MDW Capital Management Corp. CRD: 330758 | - | 0 | 1 | - | Unknown |
| MDX Wealth Management CRD: 161309 | - | 0 | 8 | - | Unknown |
| MDY Trading LLC CRD: 111527 | - | 0 | 0 | A | INACTIVE |
| MDY Trading, LLC CRD: 127594 | - | 0 | 0 | A | INACTIVE |
| ME Financial, PLLC CRD: 143070 | - | 0 | 1 | - | Unknown |
| MEA Technology Ventures Advisors LLC CRD: 305372 | - | 0 | 0 | - | Unknown |
| Mead Capital Management, LLC CRD: 172416 | - | 0 | 1 | - | Unknown |
| Mead Park Management LLC CRD: 165469 | - | 0 | 0 | - | Unknown |
| Mead Wealth Management LLC CRD: 301568 | - | 0 | 2 | - | Unknown |
| Meade Brokerage Services, L.L.C. CRD: 126405 | - | 0 | 0 | A | INACTIVE |
| Meade Financial Group, Inc. CRD: 45912 | - | 0 | 0 | A | INACTIVE |
| Meaden & Moore Financial Services, Ltd. CRD: 127544 | - | 0 | 0 | - | Unknown |
| Meadow Capital Management LLC CRD: 161322 | - | 0 | 1 | - | Unknown |
| Meadow Lake Capital LLC CRD: 318095 | - | 0 | 1 | - | Unknown |
| Meadow Ridge Financial, LLC CRD: 289987 | - | 0 | 0 | - | Unknown |
| Meadow Wood Securities, Inc. CRD: 14254 | - | 0 | 0 | A | INACTIVE |
| Meadowbrook Advisors CRD: 337223 | - | 0 | 3 | - | Unknown |
| Meadowbrook Asset Management, LLC CRD: 331844 | - | 0 | 1 | - | Unknown |