Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Melchior Investments LLC CRD: 168543 | - | 0 | 1 | - | Unknown |
| Melchior LLC CRD: 287655 | - | 0 | 0 | - | Unknown |
| Meld Financial, Inc. CRD: 118896 | - | 0 | 5 | - | Unknown |
| Melerine Financial CRD: 334079 | - | 0 | 0 | - | Unknown |
| Melfa Wealth Management, Inc. CRD: 307796 | - | 0 | 0 | - | Unknown |
| Melford Care II GP Ltd. CRD: 337640 | - | 0 | 0 | - | Unknown |
| Melford III GP Ltd CRD: 314729 | - | 0 | 0 | - | Unknown |
| Melford IV GP Ltd. CRD: 337638 | - | 0 | 0 | - | Unknown |
| Melia Wealth LLC CRD: 145402 | - | 0 | 1 | - | Unknown |
| Meliora Capital CRD: 172367 | - | 0 | 1 | - | Unknown |
| Meliorate Management, LLC CRD: 328908 | - | 0 | 1 | - | Unknown |
| Melissa Bunton DBA Artisan Finance CRD: 174209 | - | 0 | 0 | - | Unknown |
| Melissa Matson LLC CRD: 293806 | - | 0 | 1 | - | Unknown |
| Melitas Ventures LLC CRD: 309510 | - | 0 | 1 | - | Unknown |
| Melius Investments LLC CRD: 306901 | - | 0 | 1 | - | Unknown |
| Melius Research CRD: 312314 | - | 0 | 3 | - | Unknown |
| Melkonian Capital Management, LLC CRD: 162543 | - | 0 | 1 | - | Unknown |
| Mellen Money Management LLC CRD: 285818 | - | 0 | 0 | - | Unknown |
| Mellig Group, LLC CRD: 283152 | - | 0 | 4 | - | Unknown |
| Mellin Asset Management, Inc. CRD: 111884 | - | 0 | 0 | - | Unknown |
| Mellin Securities, Inc. CRD: 30106 | - | 1 | 0 | B | INACTIVE |
| Mellon Funds Distributor, L.P. CRD: 39414 | - | 0 | 0 | A | INACTIVE |
| Mellon Hedge Advisors CRD: 133402 | - | 0 | 0 | - | Unknown |
| Mellon HR Securities, Inc. CRD: 36991 | - | 0 | 0 | A | INACTIVE |
| Mellon Investments (UK) Limited CRD: 169469 | - | 0 | 0 | - | Unknown |
| Mellon Investments Corporation CRD: 105764 | - | 0 | 1 | - | Unknown |
| Mellor & Associates LLC CRD: 117233 | - | 0 | 1 | - | Unknown |
| Melo OUT Financial, LLC CRD: 338179 | - | 0 | 1 | - | Unknown |
| Melody Capital Group LP CRD: 304089 | - | 0 | 0 | - | Unknown |
| Melody Capital Management LLC CRD: 167953 | - | 0 | 0 | - | Unknown |
| Melody Capital Partners, LP CRD: 295190 | - | 0 | 0 | - | Unknown |
| Melody GP Limited CRD: 333715 | - | 0 | 0 | - | Unknown |
| Melonakis Financial CRD: 111930 | - | 0 | 2 | - | Unknown |
| Melone Private Wealth, LLC CRD: 311638 | - | 0 | 1 | - | Unknown |
| Melotte Financial Advisors CRD: 286218 | - | 0 | 1 | - | Unknown |
| Melqart Asset Management (UK) Ltd CRD: 287888 | - | 0 | 0 | - | Unknown |
| Melrose Asset Management Company, Inc. CRD: 24455 | - | 0 | 0 | A | INACTIVE |
| Melson, Richard Thomas CRD: 33613 | - | 0 | 0 | A | INACTIVE |
| Meltemi Capital, LLC CRD: 334973 | - | 0 | 1 | - | Unknown |
| Melter Financial LLC CRD: 286424 | - | 0 | 0 | - | Unknown |
| Melville Island, LLC CRD: 140611 | - | 1 | 0 | B | INACTIVE |
| Melvin Capital Management LP CRD: 173228 | - | 0 | 0 | - | Unknown |
| Melvin Securities, L.L.C. CRD: 29767 | - | 9 | 0 | D | INACTIVE |
| Melvin Specialists, L.L.C. CRD: 34945 | - | 1 | 0 | B | INACTIVE |
| Melvin Specialists, L.L.C. CRD: 45160 | - | 0 | 0 | A | INACTIVE |
| MEM Capital Advisors CRD: 155938 | - | 0 | 0 | - | Unknown |
| MEM Investment Research L.L.C. CRD: 300770 | - | 0 | 0 | - | Unknown |
| MEM Investments CRD: 144893 | - | 0 | 2 | - | Unknown |
| Membermap CRD: 152523 | - | 0 | 0 | - | Unknown |
| Members Advisory Group, LLC CRD: 153723 | - | 0 | 1 | - | Unknown |