Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Members Brokerage Association, Inc. CRD: 15199 | - | 0 | 0 | A | INACTIVE |
| Members Investment Services, Inc. CRD: 6839 | - | 0 | 0 | A | INACTIVE |
| Members Wealth Advisors CRD: 298371 | - | 0 | 0 | - | Unknown |
| Members Wealth LLC CRD: 323778 | - | 0 | 2 | - | Unknown |
| Membertrade Financial Group, LLC CRD: 46313 | - | 0 | 0 | A | INACTIVE |
| Memento Financial Planning CRD: 297990 | - | 0 | 1 | - | Unknown |
| Memhard Investment Bankers of Connecticut Limited … CRD: 11199 | - | 0 | 0 | A | INACTIVE |
| Memphis Capital CRD: 8564 | TN | 0 | 2 | A | Active |
| Memphis Capital Management, LLC CRD: 134522 | - | 0 | 1 | - | Unknown |
| Memphre Investments, L.P. CRD: 312864 | - | 0 | 1 | - | Unknown |
| Memx Execution Services LLC CRD: 304129 | NJ | 0 | 2 | A | Active |
| Mena Opportunities Management Limited CRD: 161701 | - | 0 | 0 | - | Unknown |
| Menai Asset Management LLC CRD: 313689 | - | 0 | 1 | - | Unknown |
| Menalto Advisors, LLC CRD: 284583 | - | 0 | 0 | A | INACTIVE |
| Mench Financial Inc CRD: 106689 | - | 0 | 2 | - | Unknown |
| Mende Financial Council, Inc. CRD: 335136 | - | 0 | 1 | - | Unknown |
| Mendel Capital Management, LLC CRD: 311919 | - | 0 | 1 | - | Unknown |
| Mendel Money Management Inc CRD: 105974 | - | 0 | 2 | - | Unknown |
| Mendes Wealth Management, LLC CRD: 315950 | - | 0 | 0 | - | Unknown |
| Mendham Capital Management, Inc. CRD: 135384 | - | 0 | 2 | - | Unknown |
| Mendlstein Capital Holdings LLC CRD: 338278 | - | 0 | 1 | - | Unknown |
| Mendon Capital Advisors Corp CRD: 113058 | - | 0 | 1 | - | Unknown |
| Mendon Venture Partners LP CRD: 315571 | - | 0 | 1 | - | Unknown |
| Mendota Financial Group, LLC CRD: 136294 | - | 0 | 1 | - | Unknown |
| Mendota Venture Capital, LLC CRD: 173813 | - | 0 | 0 | - | Unknown |
| Mendoza & Associates, Inc. CRD: 125579 | - | 0 | 0 | - | Unknown |
| Mendoza Private Wealth CRD: 329126 | - | 0 | 1 | - | Unknown |
| Mendoza Ventures PRE-Seed Fund II GP, LLC CRD: 300427 | - | 0 | 0 | - | Unknown |
| Mendoza Ventures, LLC CRD: 324500 | - | 0 | 1 | - | Unknown |
| Mendoza Wealth Management CRD: 144605 | - | 0 | 2 | - | Unknown |
| Mengel and Company, Inc. CRD: 13257 | - | 0 | 0 | A | INACTIVE |
| Mengis Capital Management, Inc. CRD: 117127 | - | 0 | 2 | - | Unknown |
| Menlo Advisors LLC CRD: 122721 | - | 0 | 1 | - | Unknown |
| Menlo Equities CRD: 162139 | - | 0 | 1 | - | Unknown |
| Menlo Equities V LLC CRD: 162169 | - | 0 | 0 | - | Unknown |
| Menlo Equities VI LP CRD: 284048 | - | 0 | 0 | - | Unknown |
| Menlo Group, LLC CRD: 308522 | - | 0 | 1 | - | Unknown |
| Menlo Ventures CRD: 161248 | - | 0 | 1 | - | Unknown |
| Menlo Ventures CRD: 283999 | - | 0 | 1 | - | Unknown |
| Menocal & Co. CRD: 31152 | - | 0 | 0 | A | INACTIVE |
| Menominee Capital CRD: 304965 | - | 0 | 2 | - | Unknown |
| Menon/Brown Advisory Group CRD: 127508 | - | 0 | 2 | - | Unknown |
| Mensah Finance Group, LLC CRD: 310049 | - | 0 | 2 | - | Unknown |
| Mensarius AG CRD: 152114 | - | 0 | 0 | - | Unknown |
| Mensura Securities, LLC CRD: 150064 | GA | 0 | 2 | A | Active |
| Ment Capital Advisors CRD: 154989 | - | 0 | 0 | - | Unknown |
| Menta Capital LLC CRD: 149744 | - | 0 | 0 | - | Unknown |
| Mentha Capital BV CRD: 286619 | - | 0 | 0 | - | Unknown |
| Mention Investments LLC CRD: 287917 | - | 0 | 0 | - | Unknown |
| Mento VC Management, LLC CRD: 343222 | - | 0 | 1 | - | Unknown |