Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mentor Capital Management Inc. CRD: 123176 | - | 0 | 1 | - | Unknown |
| Mentor Investing CRD: 125180 | - | 0 | 0 | - | Unknown |
| Mentor Securities, Inc. CRD: 25424 | - | 0 | 0 | A | INACTIVE |
| Mentor Securities, LLC CRD: 147682 | - | 0 | 0 | A | INACTIVE |
| Mentor Services Company, LLC CRD: 36486 | - | 0 | 0 | A | INACTIVE |
| Mentors Fund II Management, LLC CRD: 316156 | - | 0 | 1 | - | Unknown |
| Mentorwealth LLC CRD: 301490 | - | 0 | 0 | - | Unknown |
| Menz Financial Advisors CRD: 143018 | - | 0 | 0 | - | Unknown |
| Menzel Asset Management LLC CRD: 340988 | - | 0 | 1 | - | Unknown |
| Meow Advisory, LLC CRD: 321099 | - | 0 | 1 | - | Unknown |
| MEP Capital Management, LLC CRD: 304299 | - | 0 | 1 | - | Unknown |
| MER Capital Management, LLC CRD: 300869 | - | 0 | 1 | - | Unknown |
| Meraki Advisors LLC CRD: 286274 | - | 0 | 2 | - | Unknown |
| Meraki Capital Partners LP CRD: 342245 | - | 0 | 1 | - | Unknown |
| Meraki Global Advisors LLC CRD: 297930 | UT | 0 | 2 | A | Active |
| Mercadian Securities L.P. CRD: 26197 | - | 0 | 0 | A | INACTIVE |
| Mercadien Asset Management, LLC CRD: 121546 | - | 0 | 0 | - | Unknown |
| Mercadien Securities CRD: 122461 | - | 0 | 0 | A | INACTIVE |
| Mercanti Securities, LLC CRD: 120967 | - | 0 | 0 | A | INACTIVE |
| Mercantile Advisors, LLC CRD: 289040 | - | 0 | 1 | - | Unknown |
| Mercantile Brokerage Services, Inc. CRD: 6784 | - | 2 | 0 | B | INACTIVE |
| Mercantile Investment Advisors CRD: 165094 | - | 0 | 2 | - | Unknown |
| Mercantile Investment Services, Inc. CRD: 19908 | - | 2 | 0 | B | INACTIVE |
| Mercantile Securities, Inc. CRD: 109371 | - | 0 | 0 | A | INACTIVE |
| Mercap Advisors, Inc. CRD: 170092 | - | 0 | 0 | - | Unknown |
| Mercap Securities, LLC CRD: 156607 | - | 0 | 0 | A | INACTIVE |
| Mercapital Private Equity Sgecr, S.A.U. CRD: 167411 | - | 0 | 0 | - | Unknown |
| Mercari Crossing LLC CRD: 164974 | - | 0 | 0 | A | INACTIVE |
| Mercato Management Legacy, LLC CRD: 335389 | - | 0 | 1 | - | Unknown |
| Mercato Partners CRD: 163142 | - | 0 | 0 | - | Unknown |
| Mercato Savory Management, LLC CRD: 336251 | - | 0 | 1 | - | Unknown |
| Mercator Asset Management LP CRD: 107332 | - | 0 | 0 | - | Unknown |
| Mercator Associates, LLC CRD: 112903 | - | 7 | 0 | D | INACTIVE |
| Mercator Investment Management CRD: 296809 | - | 0 | 1 | - | Unknown |
| Mercator Partners CRD: 318911 | - | 0 | 1 | - | Unknown |
| Mercator Securities LLC CRD: 115066 | - | 0 | 0 | A | INACTIVE |
| Mercatus Partners, LLC CRD: 318368 | - | 0 | 1 | - | Unknown |
| Merced Capital, L.P. CRD: 137228 | - | 0 | 1 | - | Unknown |
| Mercer Advisors Private Asset Management, Inc. CRD: 327830 | - | 0 | 1 | - | Unknown |
| Mercer Allied Company, L.P. CRD: 37404 | NY | 0 | 11 | A | Active |
| Mercer Allied Corporation CRD: 7829 | - | 0 | 0 | A | INACTIVE |
| Mercer Alternatives Advisers (US) AG CRD: 161264 | - | 0 | 0 | - | Unknown |
| Mercer Asset Management, Inc. CRD: 115660 | - | 0 | 0 | - | Unknown |
| Mercer Capital Group, Inc. CRD: 39221 | - | 1 | 0 | B | INACTIVE |
| Mercer Capital Ltd. CRD: 104012 | - | 7 | 0 | C | INACTIVE |
| Mercer Financial Group, Inc. CRD: 123164 | - | 0 | 2 | - | Unknown |
| Mercer Global Advisors Inc. CRD: 147363 | - | 0 | 780 | - | Unknown |
| Mercer Investment Consulting LLC CRD: 105631 | - | 0 | 0 | - | Unknown |
| Mercer Investment Solutions LLC CRD: 155919 | - | 0 | 1 | - | Unknown |
| Mercer Investments LLC CRD: 133449 | - | 0 | 1 | - | Unknown |