Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mercer Island Capital Management, LLC CRD: 283752 | - | 0 | 1 | - | Unknown |
| Mercer Securities Group, Inc. CRD: 10466 | - | 0 | 0 | A | INACTIVE |
| Mercer Securities, Inc. CRD: 44821 | - | 0 | 0 | A | INACTIVE |
| Mercer Securities, Ltd. CRD: 30903 | - | 0 | 0 | A | INACTIVE |
| Mercer Street Personal Financial Services CRD: 292972 | - | 0 | 1 | - | Unknown |
| Merchant Adventure Investment Advisors, LLC CRD: 297935 | - | 0 | 1 | - | Unknown |
| Merchant Advisory, Inc. CRD: 117143 | - | 0 | 0 | - | Unknown |
| Merchant Banking Advisors, Inc. CRD: 299733 | - | 0 | 1 | - | Unknown |
| Merchant Banking Services, Inc. CRD: 21670 | - | 0 | 0 | A | INACTIVE |
| Merchant Capital, L.L.C. CRD: 5680 | - | 6 | 0 | D | INACTIVE |
| Merchants Investment Center, Inc. CRD: 27402 | - | 0 | 0 | A | INACTIVE |
| Merchants Park GP, LLC CRD: 299345 | - | 0 | 1 | - | Unknown |
| Merchants Securities, Inc. CRD: 17495 | - | 0 | 0 | A | INACTIVE |
| Merchants' Gate Asset Management LP CRD: 282076 | - | 0 | 0 | - | Unknown |
| Mercor Investment Group CRD: 310936 | - | 0 | 0 | - | Unknown |
| Mercor Securities LLC CRD: 149016 | - | 0 | 0 | A | INACTIVE |
| Mercurio Wealth Advisors CRD: 283632 | - | 0 | 1 | - | Unknown |
| Mercurius Media Capital LLC CRD: 333421 | - | 0 | 1 | - | Unknown |
| Mercury Advisory, LLC CRD: 308960 | - | 0 | 3 | - | Unknown |
| Mercury American Capital Corp. CRD: 36145 | - | 0 | 0 | A | INACTIVE |
| Mercury Capital Management, Inc. CRD: 115886 | - | 0 | 3 | - | Unknown |
| Mercury Capital Management, LLC CRD: 316957 | - | 0 | 1 | - | Unknown |
| Mercury Capital Markets LLC CRD: 120674 | - | 0 | 0 | A | INACTIVE |
| Mercury Capital Partners CRD: 161554 | - | 0 | 0 | - | Unknown |
| Mercury Equity Group, LLC CRD: 45738 | - | 0 | 0 | A | INACTIVE |
| Mercury Financial Advisors CRD: 166362 | - | 0 | 2 | - | Unknown |
| Mercury Fund CRD: 163879 | - | 0 | 1 | - | Unknown |
| Mercury Investment Group CRD: 125245 | - | 0 | 2 | - | Unknown |
| Mercury Partners USA, LLC CRD: 161015 | - | 0 | 1 | - | Unknown |
| Mercury Securities CRD: 13668 | - | 0 | 0 | A | INACTIVE |
| Mercury Securities, LLC CRD: 40368 | - | 6 | 0 | D | INACTIVE |
| Mercury Trading, Inc. CRD: 33375 | - | 3 | 0 | C | INACTIVE |
| Mereaux Wealth Strategies, LLC CRD: 175067 | - | 0 | 0 | - | Unknown |
| Meredith BAY Collective CRD: 338521 | - | 0 | 1 | - | Unknown |
| Meredith Dekker Financial Services, LLC CRD: 300641 | - | 0 | 1 | - | Unknown |
| Meredith Securities Corp. CRD: 14265 | - | 0 | 0 | A | INACTIVE |
| Meredith Stone CRD: 10663 | - | 0 | 0 | A | INACTIVE |
| Meredith Wealth Planning CRD: 300019 | - | 0 | 1 | - | Unknown |
| Meredith Whitney Securities, LLC CRD: 110665 | - | 0 | 0 | A | INACTIVE |
| Merels Capital CRD: 339181 | - | 0 | 2 | - | Unknown |
| Mereo Capital Partners, LLC CRD: 322511 | - | 0 | 1 | - | Unknown |
| Merewether Investment Management, LP CRD: 293711 | - | 0 | 1 | - | Unknown |
| Merganser Capital Management, LLC CRD: 169258 | - | 0 | 1 | - | Unknown |
| Merge Capital Partners LLC CRD: 168835 | - | 0 | 0 | - | Unknown |
| Mergent Wealth, LLC CRD: 313559 | - | 0 | 1 | - | Unknown |
| Mericka & Co., Inc. CRD: 570 | - | 8 | 0 | D | INACTIVE |
| Mericor Financial Services, Inc. CRD: 17635 | - | 1 | 0 | B | INACTIVE |
| Merida Capital Holdings LLC CRD: 287784 | - | 0 | 1 | - | Unknown |
| Meridan Capital, LLC CRD: 139180 | - | 0 | 3 | - | Unknown |
| Meridiam Infrastructure North America Corporation CRD: 161478 | - | 0 | 1 | - | Unknown |