Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Meridiam SAS CRD: 315825 | - | 0 | 0 | - | Unknown |
| Meridian 38 Advisors CRD: 342274 | - | 0 | 2 | - | Unknown |
| Meridian Advisory Services CRD: 118971 | - | 0 | 0 | - | Unknown |
| Meridian Asset Management CRD: 309728 | - | 0 | 1 | - | Unknown |
| Meridian Asset Management, Inc. CRD: 29223 | - | 2 | 0 | B | INACTIVE |
| Meridian Asset Management, LLC CRD: 154239 | - | 0 | 1 | - | Unknown |
| Meridian Atlas Planning CRD: 338687 | - | 0 | 1 | - | Unknown |
| Meridian Capital LLC CRD: 172143 | - | 0 | 0 | A | INACTIVE |
| Meridian Capital Management Group, Inc. CRD: 136583 | - | 0 | 0 | - | Unknown |
| Meridian Capital Management, LLC CRD: 172212 | - | 0 | 0 | - | Unknown |
| Meridian Capital Partners, Inc. CRD: 128222 | - | 0 | 0 | - | Unknown |
| Meridian Equities Company CRD: 35002 | - | 0 | 0 | A | INACTIVE |
| Meridian Equity Partners, Inc. CRD: 133849 | NY | 2 | 2 | B | Active |
| Meridian Equity, Inc. CRD: 12985 | - | 0 | 0 | A | INACTIVE |
| Meridian Financial Advisors, LLC CRD: 122432 | - | 0 | 0 | - | Unknown |
| Meridian Financial Group CRD: 116436 | - | 0 | 2 | - | Unknown |
| Meridian Financial Group, Inc. CRD: 155067 | - | 0 | 1 | - | Unknown |
| Meridian Financial Ltd. CRD: 15056 | - | 0 | 0 | A | INACTIVE |
| Meridian Investing CRD: 150625 | - | 0 | 1 | - | Unknown |
| Meridian Investment Advisors CRD: 110216 | - | 0 | 2 | - | Unknown |
| Meridian Investment Advisors, Inc. CRD: 107593 | - | 0 | 1 | - | Unknown |
| Meridian Investment Counsel, Inc. CRD: 131655 | - | 0 | 1 | - | Unknown |
| Meridian Investment Management, Inc. CRD: 129233 | - | 0 | 2 | - | Unknown |
| Meridian Investments CRD: 158276 | - | 0 | 0 | - | Unknown |
| Meridian Investments, Inc. CRD: 13225 | VA | 2 | 3 | B | Active |
| Meridian Lease Funding Corporation CRD: 16430 | - | 0 | 0 | A | INACTIVE |
| Meridian Passage CRD: 334704 | - | 0 | 1 | - | Unknown |
| Meridian Platform Securities, LLC CRD: 287845 | PA | 0 | 2 | A | Active |
| Meridian Securities Group CRD: 103937 | - | 0 | 0 | A | INACTIVE |
| Meridian Securities, Inc. CRD: 16468 | - | 0 | 0 | A | INACTIVE |
| Meridian Securities, Inc. CRD: 14823 | - | 0 | 0 | A | INACTIVE |
| Meridian Trading Institute Ltd. CRD: 339869 | - | 0 | 1 | - | Unknown |
| Meridian United Capital, LLC CRD: 122924 | - | 0 | 0 | A | INACTIVE |
| Meridian Venture Partners, Inc CRD: 332975 | - | 0 | 1 | - | Unknown |
| Meridian Wealth Advisors, LLC CRD: 282609 | - | 0 | 1 | - | Unknown |
| Meridian Wealth Advisors, LLC CRD: 140991 | - | 0 | 0 | - | Unknown |
| Meridian Wealth Group CRD: 342462 | - | 0 | 1 | - | Unknown |
| Meridian Wealth Management CRD: 285853 | - | 0 | 3 | - | Unknown |
| Meridian Wealth Management LLC CRD: 161144 | - | 0 | 0 | - | Unknown |
| Meridian Wealth Management, Inc CRD: 112845 | - | 0 | 1 | - | Unknown |
| Meridian Wealth Management, LLC CRD: 168748 | - | 0 | 0 | - | Unknown |
| Meridian Wealth Management, LLC CRD: 295879 | - | 0 | 1 | - | Unknown |
| Meridian Wealth Management, LLC CRD: 151523 | - | 0 | 37 | - | Unknown |
| Meridian Wealth Partners, LLC CRD: 287768 | - | 0 | 2 | - | Unknown |
| Meridian, Dunhill & Co., Inc. CRD: 15294 | - | 0 | 0 | A | INACTIVE |
| Meridiana CRD: 306237 | - | 0 | 1 | - | Unknown |
| Meridien Capital LLC CRD: 327330 | - | 0 | 1 | - | Unknown |
| Meridien Financial Group, Inc. CRD: 10143 | - | 0 | 0 | A | INACTIVE |
| Merin Global Forex Markets Ltd. CRD: 341138 | - | 0 | 1 | - | Unknown |
| Meringoff Wealth Management Group, LLC CRD: 147397 | - | 0 | 1 | - | Unknown |