Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Merino Wealth Management CRD: 317535 | - | 0 | 2 | - | Unknown |
| Merion Capital LLC CRD: 135897 | - | 0 | 1 | - | Unknown |
| Merion Investment Management LP CRD: 161215 | - | 0 | 0 | - | Unknown |
| Merion Realty Advisers, LLC CRD: 158507 | - | 0 | 1 | - | Unknown |
| Merion Road Capital Management LLC CRD: 291932 | - | 0 | 1 | - | Unknown |
| Merion Square Capital LLC CRD: 299540 | - | 0 | 0 | - | Unknown |
| Meris Securities, Inc. CRD: 10527 | - | 0 | 0 | A | INACTIVE |
| Meristem Capital LLC CRD: 330382 | - | 0 | 0 | - | Unknown |
| Meristem Family Wealth CRD: 109141 | - | 0 | 0 | - | Unknown |
| Merit Advisors, Inc. CRD: 113999 | - | 0 | 1 | - | Unknown |
| Merit Capital Corporation CRD: 7670 | - | 0 | 0 | A | INACTIVE |
| Merit Capital Partners Management, L.L.C. CRD: 156890 | - | 0 | 1 | - | Unknown |
| Merit Capital Partners VI, LLC CRD: 341399 | - | 0 | 1 | - | Unknown |
| Merit Energy Company CRD: 109310 | - | 0 | 1 | - | Unknown |
| Merit Financial Advisors CRD: 142457 | - | 0 | 284 | - | Unknown |
| Merit Financial LLC CRD: 172789 | - | 0 | 0 | - | Unknown |
| Merit Financial Partners LLC CRD: 141359 | - | 0 | 5 | - | Unknown |
| Merit Fund Advisors CRD: 288426 | - | 0 | 0 | - | Unknown |
| Merit Investment Management CRD: 149663 | - | 0 | 1 | - | Unknown |
| Merit Investment Solutions, Inc. CRD: 153324 | - | 0 | 0 | - | Unknown |
| Merit Securities Group, Ltd. CRD: 11393 | - | 0 | 0 | A | INACTIVE |
| Merit Securities, Inc. CRD: 17577 | - | 0 | 0 | A | INACTIVE |
| Merit Securities, Inc. CRD: 13076 | - | 0 | 0 | A | INACTIVE |
| Merit Securities, LLC CRD: 165470 | - | 0 | 0 | A | INACTIVE |
| Merit Wealth Management, LLC CRD: 148591 | - | 0 | 0 | - | Unknown |
| Meritage Capital CRD: 129257 | - | 0 | 0 | - | Unknown |
| Meritage Financial Group CRD: 147070 | - | 0 | 0 | - | Unknown |
| Meritage Financial Solutions CRD: 158032 | - | 0 | 0 | - | Unknown |
| Meritage Group LP CRD: 142622 | - | 0 | 1 | - | Unknown |
| Meritage Holdings II, LLC CRD: 330538 | - | 0 | 1 | - | Unknown |
| Meritage Holdings, LLC CRD: 163024 | - | 0 | 0 | - | Unknown |
| Meritage Portfolio Management, Inc. CRD: 107177 | - | 0 | 0 | - | Unknown |
| Meritage Wealth Advisory, LLC CRD: 147969 | - | 0 | 1 | - | Unknown |
| Meritage Wealth Management CRD: 311884 | - | 0 | 1 | - | Unknown |
| Meritam CRD: 242794 | - | 0 | 0 | - | Unknown |
| Meritas Advisors, LLC CRD: 157071 | - | 0 | 0 | - | Unknown |
| Meritas Wealth Management, LLC CRD: 148565 | - | 0 | 3 | - | Unknown |
| Meritech Capital CRD: 161233 | - | 0 | 1 | - | Unknown |
| Merited Wealth, LLC CRD: 299549 | - | 0 | 2 | - | Unknown |
| Meritis Wealth Management, Inc. CRD: 336539 | - | 0 | 1 | - | Unknown |
| Meritoak Capital LLC CRD: 330246 | - | 0 | 1 | - | Unknown |
| Meritor Capital CRD: 313102 | - | 0 | 1 | - | Unknown |
| Meritor Group Investments Corp. CRD: 18167 | - | 0 | 0 | A | INACTIVE |
| Meritquest Group, Inc. CRD: 13669 | - | 0 | 0 | A | INACTIVE |
| Meritt J Finer CRD: 112459 | - | 0 | 0 | - | Unknown |
| Meritum Wealth Management LLC CRD: 321634 | - | 0 | 4 | - | Unknown |
| Meritus Financial Group, Inc. CRD: 128957 | - | 3 | 0 | C | INACTIVE |
| Meritus Securities, Inc. CRD: 38504 | - | 1 | 0 | B | INACTIVE |
| Meritus Wealth CRD: 313780 | - | 0 | 0 | - | Unknown |
| Meritz Asset Management Co., Ltd. CRD: 281962 | - | 0 | 0 | - | Unknown |