Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Meriwether Family Office, LLC CRD: 166010 | - | 0 | 3 | - | Unknown |
| Merk Investments LLC CRD: 112305 | - | 0 | 2 | - | Unknown |
| Merkava Capital Management LLC CRD: 270013 | - | 0 | 0 | - | Unknown |
| Merkeu Exchange Ltd CRD: 339798 | - | 0 | 1 | - | Unknown |
| Merkle Arbor LLC CRD: 293266 | - | 0 | 0 | - | Unknown |
| Merkle Retirement Planning CRD: 297942 | - | 0 | 2 | - | Unknown |
| Merl Investments LLC CRD: 340399 | - | 0 | 1 | - | Unknown |
| Merlin Asset Management CRD: 284790 | - | 0 | 1 | - | Unknown |
| Merlin Biomed Private Equity Advisors, LLC CRD: 162438 | - | 0 | 0 | - | Unknown |
| Merlin Equities Inc. CRD: 13944 | - | 0 | 0 | A | INACTIVE |
| Merlin Ventures CRD: 334993 | - | 0 | 1 | - | Unknown |
| Merlin's Priest CRD: 334898 | IN | 0 | 1 | A | Active |
| Merlinone Trading, Inc. CRD: 123019 | - | 0 | 0 | A | INACTIVE |
| Merner Research CRD: 15405 | - | 0 | 0 | A | INACTIVE |
| Meros Investment Management, LP CRD: 305152 | - | 0 | 1 | - | Unknown |
| Merrell Brothers, LLC CRD: 165148 | - | 0 | 1 | - | Unknown |
| Merricks Capital Funds Management PTY Limited CRD: 341045 | - | 0 | 0 | - | Unknown |
| Merricks Capital PTY Ltd CRD: 157533 | - | 0 | 0 | - | Unknown |
| Merrifield & Co, LLC CRD: 174157 | - | 0 | 0 | - | Unknown |
| Merrigold Financials CRD: 333943 | - | 0 | 0 | - | Unknown |
| Merrill Francis Rajeck DBA JAY Company CRD: 123510 | - | 0 | 0 | - | Unknown |
| Merrill LYNCH Financial Services of Puerto Rico, I… CRD: 46922 | - | 0 | 0 | A | INACTIVE |
| Merrill LYNCH Government Securities of Puerto Rico… CRD: 19711 | - | 0 | 0 | A | INACTIVE |
| Merrill LYNCH Professional Clearing Corp. CRD: 16139 | - | 56 | 0 | F | INACTIVE |
| Merrill LYNCH Realty Securities Corporation CRD: 10889 | - | 0 | 0 | A | INACTIVE |
| Merrimack Valley Financial Advisors, Inc. CRD: 124048 | - | 0 | 3 | - | Unknown |
| Merriman CRD: 166580 | - | 0 | 0 | - | Unknown |
| Merriman Capital, Inc. CRD: 18296 | - | 17 | 0 | F | INACTIVE |
| Merriman Wealth Advisors CRD: 158605 | - | 0 | 0 | - | Unknown |
| Merrin Capital Corp. CRD: 37916 | - | 0 | 0 | A | INACTIVE |
| Merrion Investment Management Co, LLC CRD: 139143 | - | 0 | 2 | - | Unknown |
| Merrion Securities, LLC CRD: 30145 | - | 6 | 0 | D | INACTIVE |
| Merrithew & Thorsten, Inc. CRD: 133563 | - | 0 | 1 | - | Unknown |
| Merritt Point Partners LLC CRD: 298680 | - | 0 | 0 | - | Unknown |
| Merritt Wealth Management, LLC CRD: 306129 | - | 0 | 0 | - | Unknown |
| Merryfield Barnes, LLC CRD: 159862 | - | 0 | 2 | - | Unknown |
| Merryfield Investment Management, Inc CRD: 146567 | - | 0 | 0 | - | Unknown |
| Mersberger Advisory Group, LLC CRD: 306328 | - | 0 | 0 | - | Unknown |
| Mersereau, Lazenby & Rockas, L.L.C. CRD: 126139 | - | 0 | 3 | - | Unknown |
| Mertz Associates, Inc CRD: 148668 | - | 0 | 0 | A | INACTIVE |
| Mertz Capital CRD: 307305 | - | 0 | 1 | - | Unknown |
| Mertz Mergers, Inc. CRD: 24601 | - | 0 | 0 | A | INACTIVE |
| Meru Capital CRD: 158044 | - | 0 | 0 | - | Unknown |
| Meru Global Advisors LLC CRD: 298589 | - | 0 | 0 | - | Unknown |
| Merus Advisors, LLC CRD: 284725 | - | 0 | 3 | - | Unknown |
| Merus Capital Management Company, LLC CRD: 163037 | - | 0 | 1 | - | Unknown |
| Merus Capital Partners, LLC CRD: 158884 | - | 1 | 0 | B | INACTIVE |
| Merwin Capital Management LLC CRD: 170319 | - | 0 | 0 | - | Unknown |
| Mesa + Associates I, L.L.C. CRD: 165229 | - | 0 | 1 | - | Unknown |
| Mesa Financial Group, Inc. CRD: 28711 | - | 0 | 0 | A | INACTIVE |