Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mesa Financial Group, LLC CRD: 165337 | - | 0 | 0 | - | Unknown |
| Mesa Lane Capital LLC CRD: 333735 | - | 0 | 1 | - | Unknown |
| Mesa Verde Ventures II, LLC CRD: 170722 | - | 0 | 0 | - | Unknown |
| Mesa Wealth LLC CRD: 326967 | - | 0 | 0 | - | Unknown |
| Mesa Wealth Management CRD: 285861 | - | 0 | 1 | - | Unknown |
| Mesa West Capital CRD: 158959 | - | 0 | 1 | - | Unknown |
| Mesarete Capital (US) LLC CRD: 340756 | - | 0 | 0 | - | Unknown |
| Mesarete Capital LLP CRD: 314600 | - | 0 | 0 | - | Unknown |
| Meschel Wealth Management LLC CRD: 307239 | - | 0 | 1 | - | Unknown |
| Mesec & Mesec, LLC CRD: 116523 | - | 0 | 0 | - | Unknown |
| Mesecher, Keith CRD: 119404 | - | 0 | 1 | - | Unknown |
| Mesh Ventures LLC CRD: 341047 | - | 0 | 1 | - | Unknown |
| Mesirow Capital, Inc. CRD: 21829 | - | 0 | 0 | A | INACTIVE |
| Mesirow Financial Investment Management, Inc. CRD: 111135 | - | 0 | 45 | - | Unknown |
| Mesirow Financial Private Equity Advisors, Inc. CRD: 112084 | - | 0 | 3 | - | Unknown |
| Mesirow Financial, Inc. CRD: 2764 | IL | 19 | 41 | C | Active |
| Mesirow Institutional Investment Management, Inc. CRD: 319065 | - | 0 | 1 | - | Unknown |
| Mesirow Investment Services, Inc. CRD: 15113 | - | 0 | 0 | A | INACTIVE |
| Mesirow RE-IA, Inc. CRD: 328098 | - | 0 | 1 | - | Unknown |
| Meson Capital Partners LLC CRD: 167385 | - | 0 | 0 | - | Unknown |
| Meson Quantitative Management LLC CRD: 332226 | - | 0 | 1 | - | Unknown |
| Messenger Advisors, LLC CRD: 164191 | - | 0 | 0 | - | Unknown |
| Messimer Financial Services, Inc. CRD: 142360 | - | 0 | 0 | - | Unknown |
| Messina Wealth Management, LLC CRD: 332216 | - | 0 | 1 | - | Unknown |
| Messner & Smith CRD: 110428 | - | 0 | 0 | - | Unknown |
| Meta Alpha CRD: 286332 | - | 0 | 0 | - | Unknown |
| Meta Health Capital, LLC CRD: 305255 | - | 0 | 1 | - | Unknown |
| Meta Investment Management Company LLC CRD: 312540 | - | 0 | 1 | - | Unknown |
| Meta Stable, LLC CRD: 288033 | - | 0 | 0 | - | Unknown |
| Meta Tdex US Inc. CRD: 335478 | - | 0 | 1 | - | Unknown |
| Meta Wealth Advisory CRD: 338023 | - | 0 | 1 | - | Unknown |
| Meta4 Fund Management, LLC CRD: 322986 | - | 0 | 1 | - | Unknown |
| Metacapital Management, L.P. CRD: 138405 | - | 0 | 1 | - | Unknown |
| Metage Capital Limited CRD: 165953 | - | 0 | 0 | - | Unknown |
| Metagrove Ventures LLC CRD: 320776 | - | 0 | 0 | - | Unknown |
| Metal Edge Partners, LLC CRD: 298360 | - | 0 | 0 | - | Unknown |
| Metal Finance CRD: 319427 | - | 0 | 0 | - | Unknown |
| Metalayer Ventures Management Company, LLC CRD: 340387 | - | 0 | 1 | - | Unknown |
| Metallbank Securities, Inc. CRD: 25907 | - | 0 | 0 | A | INACTIVE |
| Metalmark Management II LLC CRD: 132008 | - | 0 | 1 | - | Unknown |
| Metamatic Group LLC CRD: 322938 | - | 0 | 1 | - | Unknown |
| Metamorphic Capital CRD: 317914 | - | 0 | 0 | - | Unknown |
| Metanoia Financial, LLC CRD: 152366 | - | 0 | 1 | - | Unknown |
| Metaplanet Management LLC CRD: 339143 | - | 0 | 0 | - | Unknown |
| Metaprop CRD: 297815 | - | 0 | 1 | - | Unknown |
| Metas Investments, LLC CRD: 312584 | - | 0 | 0 | - | Unknown |
| Metasense CRD: 331502 | - | 0 | 0 | - | Unknown |
| Metaswap Inc CRD: 335790 | - | 0 | 1 | - | Unknown |
| Metatrends LLC CRD: 141645 | - | 0 | 1 | - | Unknown |
| Metaurus Advisors LLC CRD: 299927 | - | 0 | 0 | - | Unknown |