Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Metaurus Advisors LLC
CRD: 314425
- 0 1 - Unknown
Metaval Capital LLC
CRD: 173193
- 0 0 - Unknown
Metavasi Capital LP
CRD: 311581
- 0 1 - Unknown
Metavc Capital, LLC
CRD: 331093
- 0 1 - Unknown
Metaverse Capital LLC
CRD: 317390
- 0 1 - Unknown
Metcalf Investment Management, LLC
CRD: 307993
- 0 1 - Unknown
Metcap Securities Inc.
CRD: 17784
- 0 0 A INACTIVE
Metcap Securities, LLC
CRD: 30418
- 1 0 B INACTIVE
Metcircle Securities LLC
CRD: 132690
- 1 0 B INACTIVE
Meteora Capital, LLC
CRD: 313378
- 0 1 - Unknown
Method Advisors, LLC
CRD: 144644
- 0 0 - Unknown
Method and Theory Capital Management, LLC
CRD: 327788
- 0 1 - Unknown
Method Capital LLC
CRD: 283672
- 0 1 - Unknown
Method Enterprise Advisors LLC
CRD: 164440
- 0 0 A INACTIVE
Method Finance, LLC
CRD: 170647
- 0 1 - Unknown
Methodica Investment Management LLC
CRD: 288680
- 0 1 - Unknown
Methodology Asset Management (UK) LLP
CRD: 284171
- 0 0 - Unknown
Methuselah Capital LLC
CRD: 168752
UT 0 3 A Active
Methuselah Capital Management, LLC
CRD: 289174
- 0 0 - Unknown
Metis Asset Management Advisory, LLC
CRD: 281138
- 0 1 - Unknown
Metis Capital Management LLC
CRD: 133198
- 0 1 - Unknown
Metis Global Partners, LLC
CRD: 167276
- 0 1 - Unknown
Metis Value Partners, LLC
CRD: 287962
- 0 0 - Unknown
Metis Wealth Advisory Group
CRD: 118831
- 0 0 - Unknown
Metis Wealth Management & Planning LLC
CRD: 305086
- 0 1 - Unknown
Metis Wealth Management, LLC
CRD: 174406
- 0 0 - Unknown
Metlife Investment Management, LLC
CRD: 142463
- 0 1 - Unknown
Metlife Investors Distribution Company
CRD: 6695
- 0 0 A INACTIVE
Metlife Investors Distribution Company
CRD: 107622
NY 1 50 B Active
Metlife Investors Sales Company
CRD: 15950
- 0 0 A INACTIVE
Metolius Investments, Inc.
CRD: 16037
- 0 0 A INACTIVE
Meton Capital, LP
CRD: 313404
- 0 0 - Unknown
Metric Asset Management Limited Partnership
CRD: 167387
- 0 0 - Unknown
Metric Capital Corporation
CRD: 6075
- 0 0 A INACTIVE
Metric Financial, LLC
CRD: 297325
- 0 2 - Unknown
Metric Financial, LLC
CRD: 33324
GA 1 5 B Active
Metric Point Capital, LLC
CRD: 287519
TX 0 6 A Active
Metrica Partners PTE. Ltd.
CRD: 310434
- 0 0 - Unknown
Metrics Money Management, LLC
CRD: 146125
- 0 0 - Unknown
Metris Capital
CRD: 332578
- 0 1 - Unknown
Metrist Wealth Advisors
CRD: 300037
- 0 0 - Unknown
Metro Capital Appreciation L.L.C.
CRD: 128878
- 0 2 - Unknown
Metro Capital MGMT LLC
CRD: 339191
- 0 1 - Unknown
Metro Equities Corporation
CRD: 10655
- 0 0 A INACTIVE
Metro Private Wealth LLC
CRD: 318617
- 0 0 - Unknown
Metro Retirement Plan Advisors
CRD: 285481
- 0 0 - Unknown
Metro Securities, Inc.
CRD: 10260
- 0 0 A INACTIVE
Metro Self-Storage Capital Corp.
CRD: 17906
- 0 0 A INACTIVE
Metro Trading, Inc.
CRD: 42484
- 2 0 B INACTIVE
Metrodora Ventures LLC
CRD: 323269
- 0 1 - Unknown
Page 946 of 1601 (80,028 total)