Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MFR Capital, Inc. DBA Richards Investment Company CRD: 3175 | - | 0 | 0 | A | INACTIVE |
| MFR Securities, Inc. CRD: 36308 | FL | 0 | 3 | A | Active |
| MFS Financial Services, Inc. CRD: 18309 | - | 0 | 0 | A | INACTIVE |
| MFS Fund Distributors, Inc. CRD: 31052 | MA | 1 | 13 | B | Active |
| MFS Institutional Advisors Inc. CRD: 107144 | - | 0 | 54 | - | Unknown |
| MFS Investment Management CRD: 110045 | - | 0 | 1 | - | Unknown |
| MFT Wealth Management CRD: 339361 | - | 0 | 1 | - | Unknown |
| MFV Partners Management, LLC CRD: 315214 | - | 0 | 1 | - | Unknown |
| MG Capital Management CRD: 226530 | - | 0 | 0 | - | Unknown |
| MG Capital Management, Inc. CRD: 142493 | - | 0 | 0 | - | Unknown |
| MG Capital Partners, LLC CRD: 285305 | - | 0 | 1 | - | Unknown |
| MG Capital Partners, LLC CRD: 305512 | - | 0 | 4 | - | Unknown |
| MG Financial LLC CRD: 107649 | - | 0 | 1 | - | Unknown |
| MG Financial Management, LLC CRD: 285346 | - | 0 | 1 | - | Unknown |
| MG Financial Services CRD: 171697 | - | 0 | 1 | - | Unknown |
| MG Financial Services CRD: 156298 | - | 0 | 0 | - | Unknown |
| MG Financial, Inc. CRD: 169448 | - | 0 | 1 | - | Unknown |
| MG Planning Services, Inc. CRD: 316672 | - | 0 | 1 | - | Unknown |
| MG Resources LLC CRD: 130277 | - | 0 | 0 | A | INACTIVE |
| MG Securities LLC CRD: 148014 | - | 0 | 0 | A | INACTIVE |
| MG Trading CRD: 20011 | - | 0 | 0 | A | INACTIVE |
| MG&A Wealth CRD: 284866 | - | 0 | 1 | - | Unknown |
| MG&A Wealth PR LLC CRD: 328091 | - | 0 | 0 | - | Unknown |
| MGB Wealth Management, LLC CRD: 307995 | - | 0 | 1 | - | Unknown |
| MGC Capital CRD: 323638 | - | 0 | 1 | - | Unknown |
| MGC Venture Partners 2018 GP, LLC CRD: 298455 | - | 0 | 1 | - | Unknown |
| MGD Capital, LLC CRD: 285725 | - | 0 | 0 | - | Unknown |
| MGFS Private Wealth, LLC CRD: 332823 | - | 0 | 1 | - | Unknown |
| MGG Investment Group LP CRD: 174126 | - | 0 | 1 | - | Unknown |
| MGH Asset Management CRD: 139254 | - | 0 | 0 | - | Unknown |
| MGI Funds Distributors, LLC CRD: 35682 | ME | 0 | 47 | A | Active |
| MGI Securities, Inc. CRD: 24002 | - | 0 | 0 | A | INACTIVE |
| Mgic Mortgage Securities Corporation CRD: 16105 | - | 0 | 0 | A | INACTIVE |
| Mgic Mortgage Securities Corporation CRD: 8178 | - | 0 | 0 | A | INACTIVE |
| MGJ, LLC CRD: 311436 | - | 0 | 1 | - | Unknown |
| MGM Innova CAP Management LLC CRD: 301918 | - | 0 | 1 | - | Unknown |
| MGM LLC CRD: 136725 | - | 0 | 0 | - | Unknown |
| MGN and Co LLC CRD: 306983 | - | 0 | 2 | - | Unknown |
| MGO Investment Advisors Inc. CRD: 109884 | - | 0 | 0 | - | Unknown |
| MGO Securities Corp. CRD: 37584 | OH | 0 | 2 | A | Active |
| MGP Capital Management, Inc. CRD: 130488 | - | 0 | 0 | - | Unknown |
| MGP Venture Fund III GP, LLC CRD: 318455 | - | 0 | 1 | - | Unknown |
| MGP Wealth Management, LLC CRD: 150315 | - | 0 | 0 | - | Unknown |
| MGS Market Guidance Securities, LLC CRD: 133407 | - | 0 | 0 | A | INACTIVE |
| MGT Investments, LLC CRD: 315572 | - | 0 | 1 | - | Unknown |
| MGU Advisory, LLC CRD: 306250 | - | 0 | 1 | - | Unknown |
| MGV Capital LLC CRD: 311703 | - | 0 | 1 | - | Unknown |
| MGX Fund Management Limited CRD: 334247 | - | 0 | 0 | - | Unknown |
| MH & Associates Securities Management Corporation CRD: 110516 | - | 0 | 1 | - | Unknown |
| MH Advisory Services LLC CRD: 171653 | - | 0 | 1 | - | Unknown |