Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MH Investment Management Inc CRD: 108961 | - | 0 | 1 | - | Unknown |
| MH Wealth Management CRD: 310248 | - | 0 | 1 | - | Unknown |
| MHA Financial Corp CRD: 7462 | - | 2 | 8 | B | INACTIVE |
| MHI Funds, LLC CRD: 282270 | - | 0 | 1 | - | Unknown |
| MHK Capital Management LLC CRD: 336329 | - | 0 | 1 | - | Unknown |
| MHL Investments CRD: 2535 | UT | 1 | 4 | B | Active |
| MHM Energy Investments, Inc. CRD: 10378 | - | 0 | 0 | A | INACTIVE |
| MHM Fund Management, LLC CRD: 330476 | - | 0 | 0 | - | Unknown |
| MHP Asset Management CRD: 139995 | - | 0 | 3 | - | Unknown |
| MHR Fund Management LLC CRD: 157212 | - | 0 | 1 | - | Unknown |
| MHS Advisory Services, LLC CRD: 174590 | - | 0 | 5 | - | Unknown |
| MHS Capital Management II LLC CRD: 170950 | - | 0 | 1 | - | Unknown |
| MHS Capital Management III, LLC CRD: 308886 | - | 0 | 1 | - | Unknown |
| MHS Capital Management, LLC CRD: 163096 | - | 0 | 1 | - | Unknown |
| MI4 Capital, LLC CRD: 314658 | - | 0 | 1 | - | Unknown |
| MIA Advisors, LLC CRD: 283104 | - | 0 | 0 | - | Unknown |
| MIA Financial Services, Inc. CRD: 16335 | - | 0 | 0 | A | INACTIVE |
| MIA LEE Financial CRD: 332504 | - | 0 | 1 | - | Unknown |
| Miac Capital Markets LLC CRD: 172661 | - | 0 | 0 | A | INACTIVE |
| Miagf CRD: 294321 | - | 0 | 0 | - | Unknown |
| Miai, Inc. CRD: 111695 | - | 0 | 3 | - | Unknown |
| Miami Valley Portfolio Management Inc CRD: 106389 | - | 0 | 4 | - | Unknown |
| Miami Wealth Management ® CRD: 298416 | - | 0 | 0 | - | Unknown |
| MIC Capital Management UK LLP CRD: 316617 | - | 0 | 0 | - | Unknown |
| MIC Capital Partners (Brazil Opportunity) Manager,… CRD: 292020 | - | 0 | 0 | - | Unknown |
| MIC Capital Partners (Public) (US) IM, LLC CRD: 300382 | - | 0 | 0 | - | Unknown |
| MIC Capital Partners III (Cayman) IM, LLC CRD: 305733 | - | 0 | 0 | - | Unknown |
| Mica Creek Capital LLC CRD: 325642 | - | 0 | 2 | - | Unknown |
| Micai Ltd. CRD: 281836 | - | 0 | 0 | - | Unknown |
| Micamold Management, LLC CRD: 289038 | - | 0 | 1 | - | Unknown |
| Micawber Capital, LLC CRD: 166972 | - | 0 | 0 | - | Unknown |
| Micek Investments, Inc. CRD: 15859 | - | 0 | 0 | A | INACTIVE |
| Micg Investment Management, LLC CRD: 104028 | - | 2 | 0 | B | INACTIVE |
| Michael a Weisser, Inc. CRD: 7069 | - | 0 | 0 | A | INACTIVE |
| Michael a. Dubis Financial Planning, LLC CRD: 121419 | - | 0 | 0 | - | Unknown |
| Michael a. Grozdanoff, MBA, CPA CRD: 125015 | - | 0 | 0 | - | Unknown |
| Michael a. Janky DBA MJ Wealth Planning CRD: 164684 | - | 0 | 1 | - | Unknown |
| Michael Associates, LLC CRD: 128905 | - | 0 | 2 | - | Unknown |
| Michael Brady & Co., LLC CRD: 130093 | - | 0 | 2 | - | Unknown |
| Michael Burose Financial Consultant CRD: 124063 | - | 0 | 0 | - | Unknown |
| Michael Bush Financial Services CRD: 312804 | - | 0 | 1 | - | Unknown |
| Michael C. Talley & Co., Inc. CRD: 8679 | - | 0 | 0 | A | INACTIVE |
| Michael D. Taxman Investment Management CRD: 126670 | - | 0 | 2 | - | Unknown |
| Michael DAY Investments CRD: 114069 | - | 0 | 0 | - | Unknown |
| Michael E. Hunter CRD: 135910 | - | 0 | 0 | - | Unknown |
| Michael E. Pizzo, Sole Proprietor CRD: 133691 | - | 0 | 0 | A | INACTIVE |
| Michael E. Reichek DBA Reichek Financial Services CRD: 133250 | - | 0 | 2 | - | Unknown |
| Michael Fulcher, CPA CRD: 115218 | - | 0 | 1 | - | Unknown |
| Michael G. Miller & Associates, L.L.C. CRD: 119944 | - | 0 | 1 | - | Unknown |
| Michael G. Rudelson, Inc. CRD: 25634 | - | 0 | 0 | A | INACTIVE |