Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Michael Garber Financial Planning CRD: 133943 | - | 0 | 1 | - | Unknown |
| Michael Goodstein Securities, Inc. CRD: 13657 | - | 0 | 0 | A | INACTIVE |
| Michael H. Combs CRD: 154519 | - | 0 | 0 | - | Unknown |
| Michael Henry Capital Management, LLC CRD: 122093 | - | 0 | 0 | - | Unknown |
| Michael J. Butkus & Company CRD: 129316 | - | 0 | 0 | - | Unknown |
| Michael J. Crew, Investment Advisor CRD: 104877 | - | 0 | 0 | - | Unknown |
| Michael J. Porro & Co. Financial Advisors, Inc. CRD: 125584 | - | 0 | 1 | - | Unknown |
| Michael J. Schussele, CPA CRD: 143191 | - | 0 | 2 | - | Unknown |
| Michael J.D. Mccall, LLC CRD: 126981 | - | 0 | 1 | - | Unknown |
| Michael Keith Parish CRD: 114548 | - | 0 | 1 | - | Unknown |
| Michael L. Ball, CPA, LLC CRD: 126647 | - | 0 | 2 | - | Unknown |
| Michael Lawrence Levine CRD: 128689 | - | 0 | 0 | - | Unknown |
| Michael Leslie Investments LLC CRD: 335648 | - | 0 | 1 | - | Unknown |
| Michael M. George, Inc. CRD: 15994 | - | 0 | 0 | A | INACTIVE |
| Michael Macdonald Financial Management, Inc, CRD: 286417 | - | 0 | 0 | - | Unknown |
| Michael Mellberg Investment Advisor CRD: 311833 | - | 0 | 1 | - | Unknown |
| Michael Niemczyk Associates, Inc. CRD: 124000 | - | 0 | 2 | - | Unknown |
| Michael P LYNCH Wealth Management, LLC CRD: 147450 | - | 0 | 1 | - | Unknown |
| Michael P. O'keefe Inc. CRD: 32721 | - | 0 | 0 | A | INACTIVE |
| Michael Pace, CFP CRD: 113986 | - | 0 | 0 | - | Unknown |
| Michael Pappas Advisor LLC CRD: 171334 | - | 0 | 1 | - | Unknown |
| Michael Philip Securities, Inc. CRD: 17891 | - | 0 | 0 | A | INACTIVE |
| Michael Piper, LLC CRD: 322413 | - | 0 | 1 | - | Unknown |
| Michael R. Mccoy RIA, LLC CRD: 173703 | - | 0 | 0 | - | Unknown |
| Michael Saunders Securities Corp. CRD: 16687 | - | 0 | 0 | A | INACTIVE |
| Michael Saunders Securities Corp. CRD: 35599 | - | 0 | 0 | A | INACTIVE |
| Michael Securities, Inc. CRD: 2773 | - | 0 | 0 | A | INACTIVE |
| Michael T. Fant, LLC CRD: 151009 | - | 0 | 0 | - | Unknown |
| Michael Traxler Wealth Management, LLC CRD: 285427 | - | 0 | 1 | - | Unknown |
| Michael W. Duran, CPA, APC CRD: 137276 | - | 0 | 2 | - | Unknown |
| Michael W. Lassiter CLU CHFC Inc. CRD: 167507 | - | 0 | 1 | - | Unknown |
| Michael-Edwards Company CRD: 14162 | - | 0 | 0 | A | INACTIVE |
| Michaelangelo, L.P. CRD: 23596 | - | 0 | 0 | A | INACTIVE |
| Michaud Capital Management LLC CRD: 159828 | - | 0 | 3 | - | Unknown |
| Michel Securities, Ltd. CRD: 17573 | - | 2 | 0 | B | INACTIVE |
| Michelangelo Partners, LLC CRD: 159159 | - | 0 | 1 | - | Unknown |
| Michelin and Company, Inc. CRD: 14447 | - | 0 | 0 | A | INACTIVE |
| Michelle R. Miller CPA, CFP, PC CRD: 114936 | - | 0 | 0 | - | Unknown |
| Michels Family Financial, LLC CRD: 319311 | - | 0 | 2 | - | Unknown |
| Michigan Advisors, Inc CRD: 124064 | - | 0 | 0 | - | Unknown |
| Michigan Angel Fund Managing Member LLC CRD: 309869 | - | 0 | 0 | - | Unknown |
| Michigan Asset Management L.L.C. CRD: 142658 | - | 0 | 0 | - | Unknown |
| Michigan Capital Network Ventures CRD: 323429 | - | 0 | 1 | - | Unknown |
| Michigan Elab CRD: 169374 | - | 0 | 1 | - | Unknown |
| Michigan Money Management Advisers, LLC CRD: 173780 | - | 0 | 0 | - | Unknown |
| Michigan Trail, LLC CRD: 323685 | - | 0 | 0 | - | Unknown |
| Mickey Barreto Missions-Manhattan Securities CRD: 305805 | - | 0 | 0 | - | Unknown |
| Micro Strategy Mavens Ltd. CRD: 287833 | - | 0 | 0 | - | Unknown |
| Micro Trade LLC CRD: 46257 | - | 1 | 0 | B | INACTIVE |
| Microangel Partners LLC CRD: 163660 | - | 0 | 1 | - | Unknown |