Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Middleton Advisory
CRD: 155334
 - 0 1 - Unknown
Middleton Dickinson Capital Management, LLC
CRD: 139363
 - 0 0 - Unknown
Mideuropa LLP
CRD: 162487
 - 0 0 - Unknown
Midkiff & Stone Capital Group, Inc.
CRD: 10231
 - 2 0 B INACTIVE
Midland Capital Limited
CRD: 338996
 - 0 1 - Unknown
Midland Management Corp.
CRD: 6677
 - 0 0 A INACTIVE
Midland Montagu Securities Inc.
CRD: 18166
 - 0 0 A INACTIVE
Midland Securities, Ltd
CRD: 23736
 TX 3 3 B Active
Midland Trading, LLC
CRD: 34013
 - 0 0 A INACTIVE
Midland Walwyn Capital Corporation
CRD: 2775
 - 0 0 A INACTIVE
Midland Wealth Management
CRD: 324997
 - 0 18 - Unknown
Midlantic Securities Corp.
CRD: 17036
 - 0 0 A INACTIVE
Midlife Financial LLC
CRD: 289394
 - 0 0 - Unknown
Midmark Investments, Inc.
CRD: 163607
 - 0 0 - Unknown
Midnight OIL Collective Inc.
CRD: 323163
 - 0 1 - Unknown
Midocean Credit Partners
CRD: 151578
 - 0 1 - Unknown
Midocean US Advisor, L.P.
CRD: 151488
 - 0 1 - Unknown
Midpoint Ventures, LLC
CRD: 326621
 - 0 1 - Unknown
Midsouth Capital, Inc.
CRD: 35039
 - 7 0 D INACTIVE
Midsouth Investment Management LLC
CRD: 143342
 - 0 0 - Unknown
Midstate Investments & Securities, Inc.
CRD: 10964
 - 0 0 A INACTIVE
Midtown Partners
CRD: 104223
 - 6 0 D INACTIVE
Midway Capital Research & Management LLC
CRD: 147139
 - 0 1 - Unknown
Midway Partners Capital Management, LLC
CRD: 316180
 - 0 1 - Unknown
Midway Securities, L.L.C.
CRD: 101280
 - 1 0 B INACTIVE
Midway Wealth Partners, LLC
CRD: 323770
 - 0 0 - Unknown
Midwest Advisors LLC
CRD: 166569
 - 0 0 - Unknown
Midwest Advisors LLC
CRD: 305137
 - 0 3 - Unknown
Midwest Asset Management, Inc.
CRD: 113282
 - 0 2 - Unknown
Midwest Capital Management Inc.
CRD: 39880
 - 1 0 B INACTIVE
Midwest Deferred Compensation Advisory Services, L…
CRD: 166731
 - 0 0 - Unknown
Midwest Discount Securities, Inc.
CRD: 6226
 - 0 0 A INACTIVE
Midwest Diversified, Inc.
CRD: 36650
 - 0 0 A INACTIVE
Midwest Equities, Inc.
CRD: 14845
 - 0 0 A INACTIVE
Midwest Financial
CRD: 169855
 - 0 0 - Unknown
Midwest Financial and Investment Services, Inc.
CRD: 30721
 - 1 0 B INACTIVE
Midwest Financial Group Brokerage Services, Inc.
CRD: 17509
 - 0 0 A INACTIVE
Midwest Financial Group LLC
CRD: 175288
 - 0 8 - Unknown
Midwest Financial Management, LLC
CRD: 315738
 - 0 1 - Unknown
Midwest Financial Network, LLC
CRD: 302095
 - 0 2 - Unknown
Midwest Financial Partners
CRD: 173790
 - 0 3 - Unknown
Midwest Growth Advisors, LLC
CRD: 172104
 - 0 1 - Unknown
Midwest Guardian International Corp.
CRD: 285143
 - 0 0 - Unknown
Midwest Heritage Financial Advisors
CRD: 306308
 - 0 1 - Unknown
Midwest Investment and Retirement Management, Inc.
CRD: 129945
 - 0 1 - Unknown
Midwest Investment Management LLC
CRD: 111170
 - 0 0 - Unknown
Midwest Managed Money Services, Ltd.
CRD: 124109
 - 0 0 - Unknown
Midwest Partners LLC
CRD: 103995
 - 0 0 A INACTIVE
Midwest Professional Planners, Ltd.
CRD: 112995
 - 0 15 - Unknown
Midwest Research Securities Limited
CRD: 47991
 - 0 0 A INACTIVE
Page 953 of 1601 (80,028 total)
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