Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Midwest Resources Securities Corp. CRD: 21844 | - | 0 | 0 | A | INACTIVE |
| Midwest Retirement Partners, LLC CRD: 300453 | - | 0 | 2 | - | Unknown |
| Midwest Securities Co. CRD: 7189 | - | 0 | 0 | A | INACTIVE |
| Midwest Value Planning CRD: 333441 | - | 0 | 1 | - | Unknown |
| Midwest Wealth Management Inc CRD: 306973 | - | 0 | 2 | - | Unknown |
| Midwest Wealth Management Inc. CRD: 298787 | - | 0 | 0 | - | Unknown |
| Midwest Wealth Solutions LLC CRD: 291528 | - | 0 | 1 | - | Unknown |
| Midwestern Brokerage Services, Inc. CRD: 23550 | - | 0 | 0 | A | INACTIVE |
| Midwestern Financial Group CRD: 270022 | - | 0 | 1 | - | Unknown |
| Midwestern Securities Trading Company, LLC CRD: 101080 | IL | 0 | 92 | A | Active |
| Midwood Capital Management LLC CRD: 164302 | - | 0 | 0 | - | Unknown |
| Midwood Securities, Inc. CRD: 21520 | - | 3 | 0 | C | INACTIVE |
| Miele Advisors, LLC CRD: 173529 | - | 0 | 0 | - | Unknown |
| Mietzner Wealth Management CRD: 335645 | - | 0 | 0 | - | Unknown |
| Mifi Wealth, LLC CRD: 149291 | - | 0 | 1 | - | Unknown |
| MIG Capital, LLC CRD: 160782 | - | 0 | 1 | - | Unknown |
| MIG Securities, Inc CRD: 22708 | - | 0 | 0 | A | INACTIVE |
| Migdal or Advising Group LLC CRD: 173072 | - | 0 | 1 | - | Unknown |
| Migh Financial Planner, LLC CRD: 283067 | - | 0 | 1 | - | Unknown |
| Mighty Capital Management LLC CRD: 291128 | - | 0 | 1 | - | Unknown |
| Mighty Invest CRD: 310111 | - | 0 | 0 | - | Unknown |
| Mighty OAK Management LLC CRD: 127645 | - | 0 | 2 | - | Unknown |
| Mighty OAK Strong America Investment Company CRD: 123322 | - | 0 | 2 | - | Unknown |
| Migneault Wealth Management, LLC CRD: 292720 | - | 0 | 0 | - | Unknown |
| Migration Asset Management, LLC CRD: 301897 | - | 0 | 0 | - | Unknown |
| Migration Wealth Management, LLC CRD: 318660 | - | 0 | 1 | - | Unknown |
| Miibg, LLC CRD: 310779 | - | 0 | 0 | - | Unknown |
| MIK Capital, LP CRD: 299929 | - | 0 | 0 | - | Unknown |
| MIK Capital, LP CRD: 176532 | - | 0 | 0 | - | Unknown |
| Mika Equities CRD: 19502 | - | 0 | 0 | A | INACTIVE |
| Mikal & Company, Inc. CRD: 13463 | - | 0 | 0 | A | INACTIVE |
| Mikam Investments CRD: 32226 | - | 0 | 0 | A | INACTIVE |
| Mike Adams Financial Advisors, Inc. CRD: 323923 | - | 0 | 1 | - | Unknown |
| Mike Discount Securities Inc. CRD: 41256 | - | 2 | 0 | B | INACTIVE |
| Mike Parke Investment Management, LLC CRD: 113407 | - | 0 | 1 | - | Unknown |
| Mike Robinson, Inc. CRD: 15597 | - | 0 | 0 | A | INACTIVE |
| Mike Sena Advisors, Inc. CRD: 313729 | - | 0 | 1 | - | Unknown |
| Mike Wolters & Associates, Ltd. CRD: 113994 | - | 0 | 3 | - | Unknown |
| Mikel Wealth Management CRD: 331825 | - | 0 | 1 | - | Unknown |
| Mikhael Paul CRD: 335481 | - | 0 | 2 | - | Unknown |
| Mikiel DE Bary Securities Corporation CRD: 16849 | - | 0 | 0 | A | INACTIVE |
| Mikos Interests GP, LLC CRD: 333066 | - | 0 | 1 | - | Unknown |
| Mikus Capital Management, Inc. CRD: 113636 | - | 0 | 0 | - | Unknown |
| Mila Capital Advisors, LLC CRD: 286442 | - | 0 | 1 | - | Unknown |
| Milagre Wealth Management, Inc. CRD: 309185 | - | 0 | 1 | - | Unknown |
| Milance Wealth Management CRD: 289594 | - | 0 | 0 | - | Unknown |
| Milborn Advisors, Ltd CRD: 291305 | - | 0 | 1 | - | Unknown |
| Milbrook Securities Co., Inc. CRD: 2780 | - | 0 | 0 | A | INACTIVE |
| Mile 18 General Partners, LLC CRD: 305723 | - | 0 | 1 | - | Unknown |
| Mile 26 Capital LP CRD: 282273 | - | 0 | 0 | - | Unknown |