Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mile High Investments, LLC CRD: 156545 | - | 0 | 2 | - | Unknown |
| Mile High Wealth Management CRD: 300010 | - | 0 | 0 | - | Unknown |
| Mile Wealth Management CRD: 288519 | - | 0 | 1 | - | Unknown |
| Milepost Capital Management CRD: 283208 | - | 0 | 0 | - | Unknown |
| Miles Brown Asset Management CRD: 283960 | - | 0 | 3 | - | Unknown |
| Miles Capital, Inc. CRD: 105376 | - | 0 | 0 | - | Unknown |
| Miles Howland & Co. LLC CRD: 163109 | - | 0 | 0 | - | Unknown |
| Miles Wealth Management, L.L.C. CRD: 166621 | - | 0 | 1 | - | Unknown |
| Milestone Advisors LLC CRD: 112481 | - | 1 | 0 | B | INACTIVE |
| Milestone Advisory Group, LLC CRD: 308758 | - | 0 | 1 | - | Unknown |
| Milestone Asset Management Co., Ltd CRD: 163407 | - | 0 | 0 | - | Unknown |
| Milestone Asset Management Group, LLC CRD: 282896 | - | 0 | 2 | - | Unknown |
| Milestone Asset Management, Inc CRD: 119453 | - | 0 | 0 | - | Unknown |
| Milestone Asset Management, LLC CRD: 310441 | - | 0 | 11 | - | Unknown |
| Milestone Financial Services, Inc. CRD: 43295 | - | 5 | 0 | C | INACTIVE |
| Milestone Group Management LLC CRD: 44486 | - | 4 | 0 | C | INACTIVE |
| Milestone Group Ventures, LLC CRD: 323618 | - | 0 | 1 | - | Unknown |
| Milestone Investments, Inc. CRD: 47090 | NC | 0 | 3 | A | Active |
| Milestone Managers LLC CRD: 162434 | - | 0 | 0 | - | Unknown |
| Milestone Money CRD: 319203 | - | 0 | 1 | - | Unknown |
| Milestone Securities, Inc. CRD: 13484 | - | 0 | 0 | A | INACTIVE |
| Milestone Wealth CRD: 292797 | - | 0 | 1 | - | Unknown |
| Milestone Wealth Advisors, Inc. CRD: 149667 | - | 0 | 0 | - | Unknown |
| Milestone Wealth Management & Insurance, LLC CRD: 314573 | - | 0 | 2 | - | Unknown |
| Milestone Wealth Strategies CRD: 162625 | - | 0 | 1 | - | Unknown |
| Milestone Wealth Strategies CRD: 306297 | - | 0 | 1 | - | Unknown |
| Milestone Wealth, LLC CRD: 166717 | - | 0 | 0 | - | Unknown |
| Milestones Financial CRD: 316322 | - | 0 | 1 | - | Unknown |
| Miletus Trading, LLC CRD: 127732 | - | 0 | 0 | A | INACTIVE |
| Miley, Christopher James CRD: 140635 | - | 0 | 0 | A | INACTIVE |
| Milieu Personal Finance LLC CRD: 331723 | - | 0 | 1 | - | Unknown |
| Milinovich & Co., Inc CRD: 122894 | - | 0 | 2 | - | Unknown |
| Militello Wealth Management, L.L.C. CRD: 135379 | - | 0 | 0 | - | Unknown |
| Militia Capital Management, LLC CRD: 335763 | - | 0 | 1 | - | Unknown |
| Militia Investments, LLC CRD: 331788 | - | 0 | 1 | - | Unknown |
| Milk ST. Investment Corp. CRD: 15608 | - | 0 | 0 | A | INACTIVE |
| Milk Street Capital CRD: 169934 | - | 0 | 0 | - | Unknown |
| Milk Street Ventures, LLC CRD: 170986 | - | 0 | 1 | - | Unknown |
| Milkie/Ferguson Investments, Inc. CRD: 17606 | - | 10 | 0 | D | INACTIVE |
| Milks Capital LLC CRD: 309320 | - | 0 | 1 | - | Unknown |
| Mill Asset Management, Inc. CRD: 112372 | - | 0 | 0 | - | Unknown |
| Mill Capital Management, LLC CRD: 312798 | - | 0 | 1 | - | Unknown |
| Mill City Capital Corporation CRD: 19847 | - | 0 | 0 | A | INACTIVE |
| Mill City Capital, L.P. CRD: 162652 | - | 0 | 0 | - | Unknown |
| Mill Creek Capital Advisors, LLC CRD: 141470 | - | 0 | 0 | - | Unknown |
| Mill Creek Investment Management CRD: 172834 | - | 0 | 1 | - | Unknown |
| Mill Green Partners, LLC CRD: 173858 | - | 0 | 0 | - | Unknown |
| Mill Hill Capital LLC CRD: 269882 | - | 0 | 1 | - | Unknown |
| Mill Hill Management CRD: 331309 | - | 0 | 1 | - | Unknown |
| Mill Point Capital LLC CRD: 290266 | - | 0 | 1 | - | Unknown |