Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mill Road Capital CRD: 157095 | - | 0 | 1 | - | Unknown |
| Mill Street Research CRD: 283204 | - | 0 | 1 | - | Unknown |
| Millais USA LLC CRD: 292969 | - | 0 | 0 | - | Unknown |
| Millar Financial CRD: 136334 | - | 0 | 0 | - | Unknown |
| Millares Asset Management, LLC CRD: 144620 | - | 0 | 2 | - | Unknown |
| Millbank Dartmoor Portsmouth LLC CRD: 311046 | - | 0 | 1 | - | Unknown |
| Millbrook Investor Securities, Inc. CRD: 10581 | - | 0 | 0 | A | INACTIVE |
| Millburn Ridgefield Corporation CRD: 119077 | - | 0 | 0 | - | Unknown |
| Millburn Ridgefield LLC CRD: 148870 | NY | 0 | 3 | A | Active |
| Millco Advisors, LP CRD: 164157 | - | 0 | 0 | A | INACTIVE |
| Mille Capital Securities Corporation CRD: 103808 | - | 0 | 0 | A | INACTIVE |
| Mille Capital Securities Corporation CRD: 37534 | - | 0 | 0 | A | INACTIVE |
| Millenco LLC CRD: 33726 | - | 0 | 0 | A | INACTIVE |
| Millennia Global Investors, LLC CRD: 322761 | - | 0 | 1 | - | Unknown |
| Millennial Advisers, LLC. CRD: 170847 | - | 0 | 7 | - | Unknown |
| Millennial Energy Management, LLC CRD: 171680 | - | 0 | 1 | - | Unknown |
| Millennial Help CRD: 283084 | - | 0 | 0 | - | Unknown |
| Millennial Wealth CRD: 289970 | - | 0 | 4 | - | Unknown |
| Millennial Wealth Advisors CRD: 174201 | - | 0 | 2 | - | Unknown |
| Millennial Wealth Design CRD: 173845 | - | 0 | 0 | - | Unknown |
| Millennial Wealth Management Advisors LLC CRD: 289981 | - | 0 | 0 | - | Unknown |
| Millennial Wealth Management, LLC CRD: 284746 | - | 0 | 2 | - | Unknown |
| Millennialfp CRD: 325032 | - | 0 | 0 | - | Unknown |
| Millennials-Money, LLC CRD: 281458 | - | 0 | 0 | - | Unknown |
| Millennium Advisors, LLC CRD: 151236 | NC | 1 | 2 | B | Active |
| Millennium Advisory Group, LLC CRD: 147140 | - | 0 | 2 | - | Unknown |
| Millennium Asset Management LLC CRD: 120735 | - | 0 | 0 | - | Unknown |
| Millennium Bridge Capital CRD: 160345 | - | 0 | 1 | - | Unknown |
| Millennium Brokerage, L.L.C. CRD: 47728 | - | 5 | 0 | C | INACTIVE |
| Millennium Capital LLC CRD: 35895 | - | 1 | 0 | B | INACTIVE |
| Millennium Clearing Company, LLC CRD: 104240 | - | 0 | 0 | A | INACTIVE |
| Millennium Equity Trading, LLC CRD: 124632 | - | 0 | 0 | A | INACTIVE |
| Millennium Global Advisors, LLC CRD: 159193 | - | 0 | 1 | - | Unknown |
| Millennium III Capital Corporation CRD: 15929 | - | 0 | 0 | A | INACTIVE |
| Millennium Investment and Retirement Advisors, LLC CRD: 117868 | - | 0 | 2 | - | Unknown |
| Millennium Life Sciences Management, LLC CRD: 165904 | - | 0 | 0 | - | Unknown |
| Millennium Management LLC CRD: 158117 | - | 0 | 1 | - | Unknown |
| Millennium NEW Horizons Management, LLC CRD: 325455 | - | 0 | 1 | - | Unknown |
| Millennium Planning Group, LLC CRD: 322368 | - | 0 | 3 | - | Unknown |
| Millennium Portfolio Advisors CRD: 137124 | - | 0 | 3 | - | Unknown |
| Millennium Securities Corp. CRD: 31695 | - | 10 | 0 | D | INACTIVE |
| Millennium Securities, Inc. CRD: 22585 | - | 0 | 0 | A | INACTIVE |
| Millennium Trading Inc. CRD: 111120 | - | 0 | 0 | A | INACTIVE |
| Millennium TVP Management Co., LLC CRD: 159536 | - | 0 | 0 | - | Unknown |
| Miller & Associates CRD: 173049 | - | 0 | 0 | - | Unknown |
| Miller Advisors, Inc. CRD: 106603 | - | 0 | 0 | - | Unknown |
| Miller Akins & Company, Inc. CRD: 104070 | - | 0 | 0 | A | INACTIVE |
| Miller Avenue Advisors LLC CRD: 313523 | - | 0 | 2 | - | Unknown |
| Miller Buckfire & Co., LLC CRD: 104156 | - | 0 | 0 | A | INACTIVE |
| Miller Capital CRD: 124489 | - | 0 | 1 | - | Unknown |