Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Miller Capital Advisory, Inc. CRD: 112169 | - | 0 | 0 | - | Unknown |
| Miller Capital Management CRD: 298554 | - | 0 | 0 | - | Unknown |
| Miller Capital Management, Inc. CRD: 115475 | - | 0 | 1 | - | Unknown |
| Miller Capital Markets, LLC CRD: 136077 | - | 0 | 0 | A | INACTIVE |
| Miller Equity Capital Advisors CRD: 141343 | - | 0 | 0 | - | Unknown |
| Miller Financial Advisors, LLC. CRD: 114375 | - | 0 | 0 | - | Unknown |
| Miller Financial Corp. CRD: 13759 | - | 1 | 0 | B | INACTIVE |
| Miller Financial Group, LLC CRD: 139249 | - | 0 | 2 | - | Unknown |
| Miller Financial Management, LLC CRD: 119501 | - | 0 | 0 | - | Unknown |
| Miller Global Investments, L.L.C. CRD: 114683 | - | 0 | 2 | - | Unknown |
| Miller Howard Investments Inc CRD: 105800 | - | 0 | 4 | - | Unknown |
| Miller Investment Management Company LLC CRD: 284228 | - | 0 | 0 | - | Unknown |
| Miller Investment Management, LLC CRD: 170312 | - | 0 | 0 | - | Unknown |
| Miller Investment Management, LP CRD: 108380 | - | 0 | 3 | - | Unknown |
| Miller Investment Partners, Inc. CRD: 36808 | - | 0 | 0 | A | INACTIVE |
| Miller Johnson Steichen Kinnard, Inc. CRD: 694 | - | 27 | 0 | F | INACTIVE |
| Miller Ockham Asset Management LLC CRD: 282115 | - | 0 | 0 | - | Unknown |
| Miller Premier Investment Planning LLC CRD: 144062 | - | 0 | 2 | - | Unknown |
| Miller Private Wealth LLC CRD: 304853 | - | 0 | 0 | - | Unknown |
| Miller Tabak + Co., LLC CRD: 47293 | - | 13 | 0 | D | INACTIVE |
| Miller Tabak Asset Management CRD: 147381 | - | 0 | 4 | - | Unknown |
| Miller Tabak Hirsch & Co. CRD: 10384 | - | 14 | 0 | D | INACTIVE |
| Miller Value Partners, LLC CRD: 269945 | - | 0 | 0 | - | Unknown |
| Miller Value Partners, LLC CRD: 110632 | - | 0 | 2 | - | Unknown |
| Miller Wealth Advisors, LLC CRD: 171329 | - | 0 | 2 | - | Unknown |
| Miller Wealth Management CRD: 297590 | - | 0 | 0 | - | Unknown |
| Miller Wealth Sports & Entertainment LLC CRD: 330286 | - | 0 | 0 | - | Unknown |
| Miller, Bernard & Yolanda CRD: 32732 | - | 0 | 0 | A | INACTIVE |
| Miller, Donald CRD: 172120 | - | 0 | 0 | - | Unknown |
| Miller, Fleming & Associates CRD: 104923 | - | 0 | 1 | - | Unknown |
| Miller, Gesko & Company Inc. CRD: 109671 | - | 0 | 4 | - | Unknown |
| Miller, Jeffrey Stephen CRD: 144819 | - | 0 | 0 | - | Unknown |
| Miller, Kenton, JAY CRD: 36853 | - | 0 | 0 | A | INACTIVE |
| Miller, Kirk James CRD: 40158 | - | 0 | 0 | A | INACTIVE |
| Miller, Steven Orval CRD: 32152 | - | 0 | 0 | A | INACTIVE |
| Miller-Green Financial Services LLC CRD: 110949 | - | 0 | 0 | - | Unknown |
| Miller-Jarreau Securities, Inc. CRD: 14616 | - | 0 | 0 | A | INACTIVE |
| Millers Financial Group, LLC CRD: 294323 | - | 0 | 1 | - | Unknown |
| Millie Capital Management LLC CRD: 110319 | - | 0 | 0 | - | Unknown |
| Milliman Advisors, LLC CRD: 112245 | - | 0 | 1 | - | Unknown |
| Milliman Financial Risk Management LLC CRD: 159377 | - | 0 | 1 | - | Unknown |
| Milliman Investment Management Services LLC CRD: 292521 | IL | 0 | 2 | A | Active |
| Million Pebbles CRD: 318393 | - | 0 | 1 | - | Unknown |
| Million Securities Ltd CRD: 338838 | - | 0 | 1 | - | Unknown |
| Millionairewe Wealth Management CRD: 299970 | - | 0 | 0 | - | Unknown |
| Millrace Asset Group, Inc. CRD: 136907 | - | 0 | 0 | - | Unknown |
| Mills Barrington Advisors, LLC. CRD: 169025 | - | 0 | 1 | - | Unknown |
| Mills Financial Group CRD: 317444 | - | 0 | 1 | - | Unknown |
| Mills TAX & Wealth Management LLC CRD: 283299 | - | 0 | 0 | - | Unknown |
| Mills Value Adviser Inc CRD: 105886 | - | 0 | 1 | - | Unknown |