Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mills Wealth Advisors, LLC CRD: 159251 | - | 0 | 2 | - | Unknown |
| Mills-Price & Associates, Inc. CRD: 120100 | - | 0 | 0 | - | Unknown |
| Millstein Advisors, LLC CRD: 150992 | - | 0 | 1 | - | Unknown |
| Millstone Capital Advisors, LLC CRD: 167266 | - | 0 | 1 | - | Unknown |
| Millstone Financial Group CRD: 297882 | - | 0 | 1 | - | Unknown |
| Millstone Trading L.L.C. CRD: 131553 | - | 0 | 0 | A | INACTIVE |
| Millstone Trading LLC CRD: 104141 | - | 0 | 0 | A | INACTIVE |
| Millstone Wealth Partners, LLC CRD: 174410 | - | 0 | 0 | - | Unknown |
| Millstreet Capital Management LLC CRD: 161566 | - | 0 | 1 | - | Unknown |
| Millville Opportunities Management, LLC CRD: 170489 | - | 0 | 0 | - | Unknown |
| Milohen Funds, LLC CRD: 289239 | - | 0 | 1 | - | Unknown |
| Milopark Asset Management LLC CRD: 289198 | - | 0 | 0 | - | Unknown |
| Milstream Securities LLC CRD: 38771 | - | 2 | 0 | B | INACTIVE |
| Milton Asset Management, LLC CRD: 160937 | - | 0 | 0 | - | Unknown |
| Milton Berg Advisors LLC CRD: 166943 | - | 0 | 2 | - | Unknown |
| Milton P. Reiser Co. Inc. CRD: 6066 | - | 0 | 0 | A | INACTIVE |
| Milton Securities Company CRD: 19389 | - | 0 | 0 | A | INACTIVE |
| Milton Street Capital LLC CRD: 304265 | - | 0 | 1 | - | Unknown |
| Miltonian Capital Management, LLC CRD: 156144 | - | 0 | 1 | - | Unknown |
| Milwaukee Capital, Inc. CRD: 163559 | - | 0 | 0 | - | Unknown |
| Milwaukee Equity Services, Inc. CRD: 2794 | - | 0 | 0 | A | INACTIVE |
| Milza, Edward F. CRD: 38499 | - | 0 | 0 | A | INACTIVE |
| Mimosa Investment Management, LLC CRD: 114315 | - | 0 | 0 | - | Unknown |
| Mina Vista Capital Management, LLC CRD: 332750 | - | 0 | 1 | - | Unknown |
| Minahan Realty, Inc. CRD: 13684 | - | 0 | 0 | A | INACTIVE |
| Minas Financial Planning CRD: 310750 | - | 0 | 1 | - | Unknown |
| Minas Wealth Management LLC CRD: 146718 | - | 0 | 1 | - | Unknown |
| Mind Over Money, LLC CRD: 307097 | - | 0 | 0 | - | Unknown |
| Minder Narusiewicz, Inc. CRD: 115028 | - | 0 | 2 | - | Unknown |
| Minder Planning Group, LLC CRD: 150447 | - | 0 | 0 | - | Unknown |
| Mindful Advisory, LLC CRD: 315290 | - | 0 | 1 | - | Unknown |
| Mindful Asset Planning CRD: 113965 | - | 0 | 2 | - | Unknown |
| Mindful Capital Management CRD: 340794 | - | 0 | 1 | - | Unknown |
| Mindful Financial LLC CRD: 315424 | - | 0 | 0 | - | Unknown |
| Mindful Investing LLC CRD: 331322 | - | 0 | 1 | - | Unknown |
| Mindful Investors LLC CRD: 238797 | - | 0 | 0 | - | Unknown |
| Mindful Millions Management PLLC CRD: 334667 | - | 0 | 2 | - | Unknown |
| Mindful Money CRD: 170130 | - | 0 | 0 | - | Unknown |
| Mindful Money Financial Counsel, LLC CRD: 155614 | - | 0 | 1 | - | Unknown |
| Mindful Wealth CRD: 284177 | - | 0 | 1 | - | Unknown |
| Mindful Wealth LLC CRD: 297493 | - | 0 | 2 | - | Unknown |
| Mindfull Crowd Management, LLC CRD: 169331 | - | 0 | 0 | - | Unknown |
| Mindi Financial CRD: 342221 | - | 0 | 1 | - | Unknown |
| Mindie Molina Investments, LLC CRD: 323378 | - | 0 | 1 | - | Unknown |
| Mindrock, LLC CRD: 326453 | - | 0 | 0 | - | Unknown |
| Minds Capital GP LLC CRD: 336281 | - | 0 | 1 | - | Unknown |
| Mindset Asset Management, LLC CRD: 338530 | - | 0 | 1 | - | Unknown |
| Mindset Capital LLC CRD: 308653 | - | 0 | 1 | - | Unknown |
| Mindset Consulting (US) LLC CRD: 332782 | - | 0 | 1 | - | Unknown |
| Mindset Wealth Management, LLC CRD: 330384 | - | 0 | 1 | - | Unknown |