Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mindshare Capital Management, LLC CRD: 115736 | - | 0 | 0 | - | Unknown |
| Mindstate Capital LLC CRD: 318068 | - | 0 | 1 | - | Unknown |
| Mindwallet Investment Advisory CRD: 310418 | - | 0 | 0 | - | Unknown |
| Mindwallet Investment Advisory CRD: 335791 | - | 0 | 0 | - | Unknown |
| Mine & Arao Wealth Creation and Management, LLC CRD: 118319 | - | 0 | 3 | - | Unknown |
| Minella, Rich & Co., Inc. CRD: 19064 | - | 0 | 0 | A | INACTIVE |
| Miner Partners, LLC CRD: 304092 | - | 0 | 1 | - | Unknown |
| Miner Wealth Management CRD: 315421 | - | 0 | 2 | - | Unknown |
| Mineral Royalty Securities Corporation CRD: 10291 | - | 0 | 0 | A | INACTIVE |
| Minerals Harvesting Capital, LLC CRD: 338219 | - | 0 | 1 | - | Unknown |
| Minero Securities, LLC CRD: 44312 | - | 0 | 0 | A | INACTIVE |
| Minerva Advisors LLC CRD: 161408 | - | 0 | 1 | - | Unknown |
| Minerva Planning Group CRD: 127263 | - | 0 | 2 | - | Unknown |
| Minerva Securities, Inc. CRD: 23482 | - | 0 | 0 | A | INACTIVE |
| Minerva Wealth Advisory CRD: 282723 | - | 0 | 3 | - | Unknown |
| Minerva Wealth Planning, LLC CRD: 302108 | - | 0 | 0 | - | Unknown |
| Mines Venture Fund Management, LLC CRD: 323535 | - | 0 | 1 | - | Unknown |
| Ming & Co., Inc. CRD: 6988 | - | 0 | 0 | A | INACTIVE |
| Mingly China Growth Management Company, Ltd. CRD: 163019 | - | 0 | 0 | - | Unknown |
| Mings Capital Management, LLC CRD: 330431 | - | 0 | 1 | - | Unknown |
| Mings Hedge Fund, LP CRD: 327647 | - | 0 | 0 | - | Unknown |
| Mingshi Investment Management Limited CRD: 318767 | - | 0 | 0 | - | Unknown |
| Mingxin China Growth Management Company, Ltd CRD: 163069 | - | 0 | 0 | - | Unknown |
| Minichmacgregor Wealth Management, LLC CRD: 151237 | - | 0 | 4 | - | Unknown |
| Minimalist Financial CRD: 311777 | - | 0 | 0 | - | Unknown |
| Minimax Investments LLC CRD: 164595 | - | 0 | 0 | - | Unknown |
| Minis & Company CRD: 145238 | - | 0 | 0 | - | Unknown |
| Ministers Life Marketing Corporation CRD: 4216 | - | 0 | 0 | A | INACTIVE |
| Mink Brook Asset Management LLC CRD: 302093 | - | 0 | 0 | - | Unknown |
| Mink Wealth Management CRD: 307040 | - | 0 | 0 | - | Unknown |
| Minko Wealth CRD: 170886 | - | 0 | 1 | - | Unknown |
| Minneapolis Portfolio Management Group, LLC CRD: 129963 | - | 0 | 3 | - | Unknown |
| Minnesota Valley Investments CRD: 24951 | - | 1 | 0 | B | INACTIVE |
| Minnewashta RIO, LLC CRD: 324182 | - | 0 | 1 | - | Unknown |
| Minnick Capital Management CRD: 116385 | - | 0 | 2 | - | Unknown |
| Minority Capital Advisors CRD: 167971 | - | 0 | 0 | - | Unknown |
| Minorkey Management CRD: 285365 | - | 0 | 1 | - | Unknown |
| Minot Capital, LP CRD: 126668 | - | 0 | 0 | - | Unknown |
| Minot Deblois Advisors LLC CRD: 140170 | - | 0 | 1 | - | Unknown |
| Minot Light Capital Partners LLC CRD: 332784 | - | 0 | 1 | - | Unknown |
| Minot Wealth Management LLC CRD: 299943 | - | 0 | 0 | - | Unknown |
| Minova Capital LLC CRD: 336304 | - | 0 | 1 | - | Unknown |
| Minshall & Company Inc. CRD: 20050 | - | 2 | 0 | B | INACTIVE |
| Mint and Measure Advisors, LLC CRD: 335164 | - | 0 | 0 | - | Unknown |
| Mint Asset Management LLC CRD: 315568 | - | 0 | 3 | - | Unknown |
| Mint Brokers CRD: 13681 | NY | 2 | 3 | B | Active |
| Mint Capital Fund I GP, LLC CRD: 329002 | - | 0 | 1 | - | Unknown |
| Mintaka VC Management, LLC CRD: 322640 | - | 0 | 1 | - | Unknown |
| Minter Investment Management, Inc. CRD: 111563 | - | 0 | 0 | - | Unknown |
| Mintfin, LLC CRD: 315113 | - | 0 | 0 | - | Unknown |