Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MIO Partners, Inc. CRD: 108637 | - | 0 | 6 | - | Unknown |
| Miotto, Jordan Philip CRD: 340649 | - | 0 | 1 | - | Unknown |
| MIP Global, Inc. CRD: 164640 | - | 8 | 0 | D | INACTIVE |
| Mirabella Malta Limited CRD: 285355 | - | 0 | 0 | - | Unknown |
| Mirabella US, LLC CRD: 285439 | - | 0 | 0 | A | INACTIVE |
| Miraberg Wealth LLC CRD: 313040 | - | 0 | 0 | - | Unknown |
| Mirabilis Management Company LLC CRD: 316801 | - | 0 | 1 | - | Unknown |
| Miracle Capital Management LLC CRD: 283386 | - | 0 | 0 | - | Unknown |
| Miracleplus Management Limited CRD: 307038 | - | 0 | 0 | - | Unknown |
| Miracleplus Management LLC CRD: 328919 | - | 0 | 0 | - | Unknown |
| Mirador Capital Partners CRD: 173764 | - | 0 | 6 | - | Unknown |
| Mirae Asset Global Investments (Hong Kong) Limited CRD: 152807 | - | 0 | 0 | - | Unknown |
| Mirae Asset Global Investments (USA) LLC CRD: 147548 | - | 0 | 1 | - | Unknown |
| Mirae Asset Securities (USA) Inc. CRD: 30679 | NY | 10 | 2 | C | Active |
| Mirae Asset Wealth Management (USA) Inc. CRD: 147991 | - | 1 | 0 | B | INACTIVE |
| Mirage Securities, L.L.C. CRD: 43959 | - | 0 | 0 | A | INACTIVE |
| Miramac Partners GP, LLC CRD: 291801 | - | 0 | 0 | - | Unknown |
| Miramar Capital CRD: 290909 | - | 0 | 1 | - | Unknown |
| Miramar Securities, LLC CRD: 37955 | - | 1 | 0 | B | INACTIVE |
| Miramar Venture Partners CRD: 163117 | - | 0 | 1 | - | Unknown |
| Miramontes Capital, LLC CRD: 264786 | - | 0 | 4 | - | Unknown |
| Mirassou, Celeste CRD: 134181 | - | 0 | 0 | - | Unknown |
| Miravast Asset Management, LLC CRD: 168582 | - | 0 | 1 | - | Unknown |
| Miri Capital Management LLC CRD: 311308 | - | 0 | 1 | - | Unknown |
| Mirica Wealth CRD: 297759 | - | 0 | 1 | - | Unknown |
| Miros Wealth LLC CRD: 310319 | - | 0 | 2 | - | Unknown |
| Mirova CRD: 317436 | - | 0 | 0 | - | Unknown |
| Mirova (Kenya) Limited CRD: 326750 | - | 0 | 0 | - | Unknown |
| Mirova UK Limited CRD: 312197 | - | 0 | 0 | - | Unknown |
| Mirova US CRD: 300152 | - | 0 | 1 | - | Unknown |
| Mirror Lake Wealth Management, LLC CRD: 332311 | - | 0 | 1 | - | Unknown |
| Mirror Partners LLC CRD: 332624 | - | 0 | 1 | - | Unknown |
| Mirsky Financial Management Corp. CRD: 166061 | - | 0 | 0 | - | Unknown |
| Mirus Securities, Inc. CRD: 29075 | MA | 0 | 2 | A | Active |
| Mirvest Trading Company, Inc. CRD: 23128 | - | 0 | 0 | A | INACTIVE |
| MIS Capital Management, LLC CRD: 149033 | - | 0 | 0 | - | Unknown |
| Misaki Capital Inc. CRD: 282308 | - | 0 | 0 | - | Unknown |
| Mischief Capital Management, LLC CRD: 315549 | - | 0 | 1 | - | Unknown |
| Mischler Financial Group, Inc. CRD: 37818 | CA | 6 | 10 | B | Active |
| Mischler Liberty, Inc. CRD: 22453 | - | 0 | 0 | A | INACTIVE |
| Misel, Irving CRD: 34830 | - | 0 | 0 | A | INACTIVE |
| Miser Asset Management CRD: 318164 | - | 0 | 2 | - | Unknown |
| Mises Capital Partners CRD: 334622 | - | 0 | 1 | - | Unknown |
| Mismi, Inc. CRD: 147058 | - | 0 | 0 | A | INACTIVE |
| Missio Investment Management LLC CRD: 297848 | - | 0 | 1 | - | Unknown |
| Mission 3a Healthcare, LLC CRD: 336785 | - | 0 | 1 | - | Unknown |
| Mission Advisors, LP CRD: 114285 | - | 0 | 1 | - | Unknown |
| Mission Advisory Group CRD: 312055 | - | 0 | 0 | - | Unknown |
| Mission BAY Capital Management, Inc. CRD: 288916 | - | 0 | 1 | - | Unknown |
| Mission Biocapital CRD: 319585 | - | 0 | 1 | - | Unknown |